Eaton Vance survey finds greater confidence among certain advisers.
Timothy Gibbons over-concentrated elderly clients in energy investment.
Regulator wanted to investigate Robert Hoffmann's trading recommendations.
Women-owned Carlsbad, Calif.-based firm specializes in serving women.
Jerry Lou Guttman was with United Planners' Financial Services.
FANG gang may be eying business for its data value, not revenue.
Umbrella group now will represent five retirement-related organizations.
Firm also censured for failure to supervise share class recommendations.
While generally satisfied, wealthy investors expect better returns and more value.
Sales ability and experience remains a high priority for new personnel.
