Finra says Sandy Galuppo submitted improper reimbursement requests.
New home uses Raymond James bank unit as broker-dealer and RIA.
Strategic Partners of Kansas oversees 38 advisers.
Mark Lazar in suburban Salt Lake City moves to firm's employee unit.
Regulator was looking into email use and unsuitable trading.
Finra censured firm for selling clients more expensive share classes.
Meanwhile, a different group managing $650 million moves from NPC to Commonwealth
Texas regulators say Lawrence DeShetler bilked five clients, two of whom were in their 80s.
Eight IRA owners to get damage payments from IMS Securities and brokers.
A $2 billion OSJ at SII and a $347 million firm at NPC depart for Woodbury Financial, a unit of the Advisor Group.
