Mark Lazar in suburban Salt Lake City moves to firm's employee unit.
Regulator was looking into email use and unsuitable trading.
Finra censured firm for selling clients more expensive share classes.
Eight IRA owners to get damage payments from IMS Securities and brokers.
Texas regulators say Lawrence DeShetler bilked five clients, two of whom were in their 80s.
Meanwhile, a different group managing $650 million moves from NPC to Commonwealth
A $2 billion OSJ at SII and a $347 million firm at NPC depart for Woodbury Financial, a unit of the Advisor Group.
C. Gene Jester and group expand firm's presence to Chapel Hill, N.C.
White Cap Wealth Management affiliates with Kestra.
David Katz joins employee channel in Boca Raton, Fla.
