Move will allow advisers to select single-manager hedge funds for the first time.
Kevin Graetz was also fined $10,000 for not updating U4s over seven years.
Jeffrey Tolbert will manage firm's Oak Brook, Ill., office.
The environmental, social and governance investments include a domestic and international offering.
As part of its review, Finra is seeking comments by June 29
Philadelphia-based Richard Grobman leaves with branch's administrative manager.
Power, the Canadian parent of Putnam Investments and Great-West Financial, has now invested a total of $74 million in the robo-adviser
Financial Independence in Bloomfield Hills, Mich., manages retirement plans.
Firm agrees to settle three sets of SEC violations concerning overcharges.
Choice Group Wealth Management, located in Melville, N.Y., will operate as a hybrid.
