Firm hires Katherine Collins to lead sustainable investing team
Two Texas reps sign on to employee channel
Jesse Joseph Holovacko took $255,000 from client IRA claiming to buy bonds.
Michael Jeppson goes indie in Manhattan Beach, Calif.
Mark J. Varacchi may have to return $3.95 million his firm allegedly stole from investors.
Walter Stamper of Chattanooga, Tenn., managed $147 million.
Synergy Capital Solutions has offices in Illinois, Florida and Michigan.
In one example, Scott Allen Sibley allegedly exposed risk-averse retiree to naked options.
Walter Stamper of Chattanooga, Tenn., managed $147 million
Ex-broker now accused of violating securities laws with fictitious investments
