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North Carolina team managing $380 million joins LPL from Truist
NEWS BROKER DEALERS SEP 26, 2022
North Carolina team managing $380 million joins LPL from Truist

Benjamin Link and Steve Sexton, who are forming Vero Wealth Management in Greensboro, are the 25th team to join LPL’s Linsco platform.

A time for difficult conversations
RETIREMENT RETIREMENT PLANNING SEP 26, 2022
A time for difficult conversations

It may be time for advisers to talk to clients about reducing spending and either continuing or returning to work.

SEC charges former CNBC guest analyst with $3 million fraud
NEWS REGULATION AND LEGISLATION SEP 23, 2022
SEC charges former CNBC guest analyst with $3 million fraud

U.S. Attorney’s Office files a parallel criminal charge against James McDonald, who is believed to be in hiding.

Raymond James rolls out private wealth designation
YOUR PRACTICE PRACTICE MANAGEMENT SEP 22, 2022
Raymond James rolls out private wealth designation

The program offers six months of training in how to attract and work with high-net-worth and ultra-high-net-worth clients.

Lerner Group promotes three to partner
YOUR PRACTICE PRACTICE MANAGEMENT SEP 22, 2022
Lerner Group promotes three to partner

Michael Schneider, Megan Kowalski and David Sokolovsky will lead initiatives in the family office space.

RBC adds $1 billion group from J.P. Morgan
NEWS ADVISOR MOVES SEP 20, 2022
RBC adds $1 billion group from J.P. Morgan

The Nolan Group, a father-son team, will join RBC’s New York City office.

Mariner Wealth Advisors buying $256 million Pittsburgh-based firm
NEWS RIAS SEP 20, 2022
Mariner Wealth Advisors buying $256 million Pittsburgh-based firm

Executive Wealth Counselors will assume the Mariner name when the deal closes at the end of the month.

$1 billion California team joins Private Advisor Group
NEWS RIAS SEP 20, 2022
$1 billion California team joins Private Advisor Group

Irvine-based AK Financial Group will transition its RIA to Private Advisor Group's.

Women-led $340 million team pivots to LPL from Ameriprise
NEWS RIAS SEP 20, 2022
Women-led $340 million team pivots to LPL from Ameriprise

Rubino Skedsvold Moran & Associates, which is based in Portland, Oregon, will use the firm’s RIA and custodial platforms.

Institute for Portfolio Alternatives promotes Anya Coverman to top job
YOUR PRACTICE PRACTICE MANAGEMENT SEP 19, 2022
Institute for Portfolio Alternatives promotes Anya Coverman to top job

The trade group's new president and CEO previously served as its general counsel.