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B. Riley nabs Alex. Brown adviser managing $325 million
NEWS ADVISOR MOVES SEP 19, 2022
B. Riley nabs Alex. Brown adviser managing $325 million

Jay Murphy joins wealth management office in Boston financial district as a senior managing director of investments. 

Two Minnesota advisory firms merge
NEWS INDUSTRY NEWS SEP 19, 2022
Two Minnesota advisory firms merge

360 Financial of Wayzata and Fleming Investment Group of Elk River will operate under the 360 Financial brand and serve more than 1,000 clients.

Celebrating Fiduciary September with Knut Rostad
THE INVESTMENTNEWS PODCAST SEP 19, 2022
Celebrating Fiduciary September with Knut Rostad

Bruce and Jeff talk to Knut Rostad, co-founder and president of the Institute for the Fiduciary Standard, about what the institute has accomplished so far during what Knut terms “Fiduciary September.” Knut discusses what he sees as the dismal state of the SEC's Regulation Best Interest.

Ethic raises $50 million in Series C round
YOUR PRACTICE FINTECH SEP 19, 2022
Ethic raises $50 million in Series C round

UBS participated in the funding round for the provider of direct indexing, which oversees more than $2 billion in assets.

Marstone is offering its TAMP to community banks
YOUR PRACTICE FINTECH SEP 18, 2022
Marstone is offering its TAMP to community banks

North Carolina’s Bank of Oak Ridge will use Marstone’s platform combined with advice from Detalus Advisors.

Voya launches holistic platform for plan participants
RETIREMENT RETIREMENT PLANNING SEP 16, 2022
Voya launches holistic platform for plan participants

The digital platform, myVoyage, integrates account balances in defined-contribution retirement plans with guidance and information about external accounts.

EBRI CEO Lori Lucas to retire
RETIREMENT RETIREMENT PLANNING SEP 16, 2022
EBRI CEO Lori Lucas to retire

Lucas has headed the nonprofit employee benefit research group since 2018.

Fed expected to raise key rate to 4% by year-end
NEWS INDUSTRY NEWS SEP 16, 2022
Fed expected to raise key rate to 4% by year-end

A survey found economists are predicting a 75-basis-point hike by the Federal Reserve next week.

Wealth Enhancement Group acquires $1.6 billion RIA
NEWS RIAS SEP 15, 2022
Wealth Enhancement Group acquires $1.6 billion RIA

Milwaukee, Wisconsin-based Sadoff Wealth Management was founded in 1978 by Ronald Sadoff.

SEC slaps B-D with $100,000 penalty for not registering as muni adviser
INVESTING FIXED INCOME SEP 15, 2022
SEC slaps B-D with $100,000 penalty for not registering as muni adviser

Chicago’s Loop Capital Markets helped an unnamed Midwestern city buy fixed-income securities.