Irvine-based AK Financial Group will transition its RIA to Private Advisor Group's.
Rubino Skedsvold Moran & Associates, which is based in Portland, Oregon, will use the firm’s RIA and custodial platforms.
The trade group's new president and CEO previously served as its general counsel.
Jay Murphy joins wealth management office in Boston financial district as a senior managing director of investments.
360 Financial of Wayzata and Fleming Investment Group of Elk River will operate under the 360 Financial brand and serve more than 1,000 clients.
Bruce and Jeff talk to Knut Rostad, co-founder and president of the Institute for the Fiduciary Standard, about what the institute has accomplished so far during what Knut terms “Fiduciary September.” Knut discusses what he sees as the dismal state of the SEC's Regulation Best Interest.
UBS participated in the funding round for the provider of direct indexing, which oversees more than $2 billion in assets.
North Carolina’s Bank of Oak Ridge will use Marstone’s platform combined with advice from Detalus Advisors.
The digital platform, myVoyage, integrates account balances in defined-contribution retirement plans with guidance and information about external accounts.
Lucas has headed the nonprofit employee benefit research group since 2018.
