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INVESTING ALTERNATIVES AUG 11, 2015
China in the bull shop

As China sorts through a serious market plunge and economic contraction, overexposure can slice into gains

NEWS OPINION AUG 09, 2015
Stock buybacks: Who benefits?

Advisers should thoroughly vet every share repurchase offer in light of each client's unique situation

NEWS OPINION JUL 30, 2015
Analyzing Hillary Clinton's capital gains proposal

If the presidential candidate believes long-term capital gains should be rewarded because they will spur economic growth, she should seek to lower rates, not raise them.

YOUR PRACTICE PRACTICE MANAGEMENT JUL 29, 2015
Let the client decide how to communicate

If your firm doesn't offer alternatives to face-to-face meetings, now is the time to draw up a game plan.

NEWS OPINION JUL 26, 2015
SEC in-house justice system stacks the deck

Too many questionable aspects to the process make it hard to be perceived as fair.

NEWS OPINION JUL 24, 2015
Do your homework on securities-backed loans

Clients taking out securities-backed loans might see only the advantages and not the risks.

NEWS RIAS JUL 12, 2015
Fees from custodians fail smell test

Can advisers accepting fees from custodians really be fiduciaries?

RETIREMENT LIFE INSURANCE AND ANNUITIES JUL 12, 2015
Freeing variable annuities from information overload

Time to allow summary prospectuses for VAs

NEWS OPINION JUN 28, 2015
Middle class deserves unbiased advice

People most in need of unbiased advice either cannot get it or are getting it from brokers who aren't necessarily looking out for their best interests.

NEWS OPINION JUN 28, 2015
Millennials make good customers