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NEWS OPINION MAY 17, 2015
A chance for change at the SEC

Pending departure of two commissioners brings up the prospect of transformation at the agency

NEWS REGULATION AND LEGISLATION MAY 17, 2015
SEC's whistleblower program is a game changer

NEWS OPINION MAY 10, 2015
Stepping up protection for the elderly

As the elderly population grows, it's incumbent on advisers and brokers to put those clients' best interests ahead of their own.

NEWS OPINION MAY 10, 2015
Women bring value to corporate boards

Judging by the evidence, adding women to all boards would improve U.S. corporate performance

NEWS OPINION MAY 07, 2015
Retirement, ready or not

Clients depending on their ability to work beyond normal retirement age should think twice.

NEWS OPINION MAY 05, 2015
Killing the clock on fiduciary proposal

Industry reaction seeking more time smacks of foot-dragging, possibly in the hope that the proposal could be delayed, which does not serve investors well

Opinion: 5 years after flash crash, markets remain vulnerable
NEWS INDUSTRY NEWS APR 27, 2015
Opinion: 5 years after flash crash, markets remain vulnerable

Agencies need a better handle on manipulation by clever traders with computer skills

YOUR PRACTICE PRACTICE MANAGEMENT APR 27, 2015
Agencies need better handle on shady trades

Markets remain vulnerable to manipulation by clever traders with computer skills

YOUR PRACTICE FINTECH APR 20, 2015
Optimizing your site can give you a leg up

Take the time to get your site mobile-ready, and make sure the content on it is easily readable and navigable

NEWS REGULATION AND LEGISLATION APR 19, 2015
Shifting focus is in brokers' best interests

Time for the industry to respond positively to a fiduciary standard, perhaps seeking a few clarifications and minor tweaks, but no longer seeking to kill it entirely.