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NEWS RIAS JUL 26, 2009
Crisis commission is a wasted opportunity

First, carry out the sentence. Then select the jury (preferably a dysfunctional or biased one). Finally, hold the trial and announce the verdict. That is the peculiar process that Congress and the Obama administration are following in trying to ensure that there will be no repeat of the financial crisis.

NEWS INDUSTRY NEWS JUL 26, 2009
Taking a long-term view of energy investing

NEWS RIAS JUL 19, 2009
Leveraged ETFs: Handle with care

investment advisers, financial planners and brokers should exercise extra caution before they recommend or guide their clients into leveraged exchange traded funds.

NEWS RIAS JUL 12, 2009
Congress must enact regulatory reforms carefully

President Obama's regulatory reform proposals provided a broad outline and left many of the details to Congress. Ideally, before filling in those details, Congress will gather evidence on what caused the financial crisis, and where regulation actually broke down.

YOUR PRACTICE FINTECH JUL 12, 2009
Tech fixes are never easy for family offices

Complain as they do about technology, most financial advisers don't realize how good they have it compared with advisers who work for family offices.

NEWS RIAS JUN 28, 2009
We need financial cops - and speed limits

Mary Schapiro, chairman of the Securities and Exchange Commission, is correct: Fiduciary standards for all who give investment advice won't be sufficient to deter fraud.

NEWS INDUSTRY NEWS JUN 28, 2009
NAIC suitability provision for annuities a ruse

I have enjoyed reading <i>InvestmentNews</i> for many years because of its straightforward reporting and timely items of interest.

INVESTING ESG JUN 28, 2009

NEWS RIAS JUN 21, 2009
Regulatory reforms are positive moves for investors

The Obama administration has put forward an excellent blueprint for regulatory reform. Much of what the administration has proposed will increase transparency, reduce the risk of another financial meltdown and

YOUR PRACTICE PRACTICE MANAGEMENT JUN 14, 2009
The Harry Truman way to success

President Harry S. Truman, known for his plain speaking, could teach a thing or two to today's financial advisers.