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YOUR PRACTICE PRACTICE MANAGEMENT JUN 14, 2009
The Harry Truman way to success

President Harry S. Truman, known for his plain speaking, could teach a thing or two to today's financial advisers.

NEWS RIAS JUN 14, 2009
Two cheers for automatic IRA enrollment

Something must be done to encourage employees of small companies to save for retirement. As many as 78 million such workers aren't saving for the future and ultimately will depend solely on Social Security for retirement income.

NEWS RIAS JUN 07, 2009
Time for government to get out of the way of a recovery

Now that the stock market seems to be signaling that the recession has bottomed, perhaps the demagogic bashing of bankers, insurance executives, hedge fund managers, auto executives and even ordinary businesspeople will cease.

NEWS REGULATION AND LEGISLATION MAY 31, 2009
Financial advisers give suggestions for surviving an SEC audit in the post-Madoff era

The following edited transcript is from &#8220;Surviving an SEC audit after Madoff,&#8221; an </i>InvestmentNews<i> webcast held May 19

NEWS RIAS MAY 31, 2009
Insurance industry needs systemic-risk check

Congress should pass, as quickly as possible, a bill to establish an Office of Insurance Information.

NEWS RIAS MAY 24, 2009
Insurance industry needs federal oversight

Congress is likely to begin a review of the financial oversight system next month, with an eye toward revamping regulation. Banking, of course, will take center stage, especially now that the federal government has a direct stake in many of the nation's largest banks.

NEWS RIAS MAY 17, 2009
Let's rebuild retirement's three legs

For decades, the U.S. retirement system was described as a three-legged stool.

YOUR PRACTICE PRACTICE MANAGEMENT MAY 17, 2009
How advisers can create a marketing plan

I recently spoke to a roomful of financial advisers who focus on active investment management.

YOUR PRACTICE PRACTICE MANAGEMENT MAY 17, 2009
Developing skills to work with clients more effectively

The following edited transcript is from &#8220;Are You an Emotionally Intelligent Adviser?&#8221; an </i>InvestmentNews<i> webcast held May 6.

YOUR PRACTICE PRACTICE MANAGEMENT MAY 17, 2009
Assessing -adviser stress