Pasadena-based Floe Financial Partners had been affiliated with LPL prior to joining Wells Fargo in 2012.
The three-person Arnold & Tai Group is joining the firm in Denver.
Houston-based advisers Brandon Glasscock and Mandy Haskell are joining the firm’s independent adviser channel.
The company is investing in its technology infrastructure — including digital initiatives and virtual tools — to improve the relationships between clients and their financial advisers.
Lance Murphy, who's based in Houston, has 26 years of experience, much of it with asset management companies.
Kristi Turchan and Debbie Verker operate as Ascend Wealth Management in Grand Rapids, Michigan.
In an unusual aspect of the investors' claim and subsequent award against First Allied Securities, the $2.66 million in damages requested matched the amount the three arbitrators awarded.
Father-and-son team of James and Christopher Domgard operate as Capital Private Wealth in Lincoln, Nebraska.
It's an indication the firm is carrying through on its strategy to attract experienced financial advisers who generate more revenue.
Gateway Financial Partners in Connecticut is buying Wisconsin-based Advisors’ Pride.
Richard DeYoung and Jessica Boehm opened their new firm, Highland Wealth Partners, in The Woodlands, Texas, and affiliated with LPL's Strategic Wealth Services.
A rough calculation puts the independent broker-dealer's forgivable loans at $773 million at the end of last year, up 84% from $419 million a year earlier.
Cambridge says it is prepared to defend itself against the SEC's allegations.
Dallas-based CD Wealth Management is joining the Kestra subsidiary to gain scale.
The three advisers operate as RCC Wealth Management in Spartanburg, South Carolina.
Abound Credit Union was formerly affiliated with CUNA Brokerage Services.
A solo adviser, along with seven staff members, runs the First Community Credit Union program in Houston, which had been affiliated with CUNA Brokerage Services.
The trend of breaking away seems to have intensified a year after most employee-advisers were suddenly left without the resources or supervision of daily office life.
A solo adviser joined the firm in Yakima, Washington, and a duo signed on in Durango, Colorado.
The three advisers, who operate as Outcome Private Wealth in Salt Lake City, are affiliating with LPL through OSJ Stratos Wealth Partners.
