Four advisers in Columbia, South Carolina, form Vision Wealth Advisors.
Wells Fargo's IBD, FiNet, hasn't been 'a growth priority' for the wirehouse. Now it is. How has the strategy changed?
Boenning & Scattergood is nearing an expected restructuring and may sell its wealth management business, according to the Philadelphia Inquirer.
Bill Hamm of IFP Securities said the SEC started its inquiries last year into broker-dealers that had sold GWG bonds.
Encore Capital Management, based in Glendale, California, affiliated with LPL Financial through the Financial Services Network, an OSJ on the LPL platform.
The greatest opportunity for change lies in the middle — at the branch or regional management level — where diversity programs fall behind or are abandoned in favor of the status quo.
Samantha Trebesch previously led the firm's private client group strategy and planning team.
The father-and-son team of Bill and W. Grove Stewart will operate as Stewart Wealth Advisory Group in Annapolis, Maryland.
The Pittsburgh-based private bank will continue to operate as a separately chartered institution.
The independent broker-dealer says the cybersecurity system from cleverDome offers more control than a virtual private network.
Fitch Ratings noted that the rating affirmation reflected Advisor Group's "improving scale as one of the largest independent financial advisers in the U.S."
Sonnenfeld Financial Group is based in Minnesota and Lincoln Capital Inc. in San Diego.
RIA Lab session looks at the insurance industry's evolution toward providing custodial-like relationships with advisers.
The three advisers, based in Spokane, Washington, will operate as Panorama Wealth Management of Raymond James.
Infinex Investments Inc. has 750 financial advisers at bank and credit union programs who control more than $30 billion in client assets.
Plan advisers will be able to use Envestnet's retirement plan tools on the Kestra platform.
Women are underrepresented in the advice industry, but at some independent broker-dealers, they make up a significant portion of the producing reps.
Independent broker-dealers’ shift toward fee revenue continued in 2021. Here are the firms that earned the most in fees last year.
The four advisers will operate as Heberle Helm Ferguson Group in Monroeville, Pennsylvania.
As the number of certified financial planners grows, here are the independent broker-dealers who employ the most CFPs.
