Opinion

Displaying 2109 results
NEWS OPINION OCT 08, 2019
Working to get Reg BI implemented

Open lines of dialogue will be crucial in identifying the key issues that are most in need of clarification

Could Reg BI be a business opportunity?
NEWS OPINION OCT 04, 2019
Could Reg BI be a business opportunity?

The SEC's regulation could give some firms a way to set themselves apart from the rest

NEWS OPINION OCT 04, 2019
Morningstar ratings to begin incorporating ESG risk next month

According to a Morgan Stanley report, the only statistically significant underperformance of sustainable strategies occurred nearly a decade ago.

Mixing fiduciary and nonfiduciary standards can be counterproductive
NEWS OPINION OCT 03, 2019
Mixing fiduciary and nonfiduciary standards can be counterproductive

Studies say Reg BI exacerbates the blurred lines between sales and professional advice.

We'll just keep the wolf; hold the sheep's clothing
NEWS OPINION OCT 03, 2019
We'll just keep the wolf; hold the sheep's clothing

The SEC offers no evidence investors will benefit from Reg BI beyond vague, unsupported assertions

Don't dismiss clients' woes just because they're rich
NEWS OPINION OCT 03, 2019
Don't dismiss clients' woes just because they're rich

Public hatred of the wealthy is one of the last bastions of acceptable prejudice

Investigation into 403(b) costs, sales could be an A+ for teachers
NEWS OPINION OCT 03, 2019
Investigation into 403(b) costs, sales could be an A+ for teachers

The Wild, Wild West of retirement savings desperately needs reform.

NEWS OPINION OCT 03, 2019
We'll just keep the wolf; hold the sheep's clothing

The SEC offers no evidence investors will benefit from Reg BI beyond vague, unsupported assertions

NEWS OPINION OCT 03, 2019
Enhanced Performance Metrics for RIAs: A Comprehensive Guide

Hindsight is 20/20, but it doesn't tell you much about the future

Passive investing hasn't taken over the world
NEWS OPINION OCT 01, 2019
Passive investing hasn't taken over the world

Mutual funds and ETFs have a high public profile, but they are only a small part of the investing universe.

Taxes are one thing – not the 'only' thing
NEWS OPINION SEP 27, 2019
Taxes are one thing – not the 'only' thing

Focus on after-tax returns and take advantage of tax-efficient structures when available.

NEWS OPINION SEP 26, 2019
4 ways to build a team that believes in making an impact

Establishing an impact-driven culture creates more room for individual and team fulfillment

How financial advisers can serve the gig economy
NEWS OPINION SEP 25, 2019
How financial advisers can serve the gig economy

A 'financial wellness adviser' would be better suited to the needs of independent workers.

Gut check your digital leadership toolbox
NEWS OPINION SEP 19, 2019
Gut check your digital leadership toolbox

A true leader recognizes a company's current reality before moving towards more digital solutions.

Closing the gap between perception and reality in financial planning
NEWS OPINION SEP 19, 2019
Closing the gap between perception and reality in financial planning

Advisers are seeking the "next best action" to solve a client's financial needs in real time.

Don't fear millennials
NEWS OPINION SEP 18, 2019
Don't fear millennials

HENRYs who carry debt will probably become your best clients

Investment management outsourcing delivers greater client-service impact
NEWS OPINION SEP 12, 2019
Investment management outsourcing delivers greater client-service impact

Outsourcing investor management helps advisers to deliver a stronger, more holistic service.

3 mistakes advisers make about high-net-worth women
NEWS OPINION SEP 11, 2019
3 mistakes advisers make about high-net-worth women

The industry has served executive women based on outdated assumptions about their goals, risk appetite and investment aptitude

The threat posed by state fiduciary rules
NEWS OPINION SEP 10, 2019
The threat posed by state fiduciary rules

A state-by-state approach to fiduciary standards would create a confusing and counterproductive regulatory patchwork that would impede advisers' ability to provide guidance.

Why is adviser compensation flat?
NEWS OPINION SEP 05, 2019
Why is adviser compensation flat?

Firms are not only growing, they are growing up and investing in the development of human capital.