New owners plan more growth for the software service provider.
The chairman and CEO wants to set a better example for his colleagues by not always being the first one in the office and the last to leave.
As #MeToo movement rages, big investors are taking deeper look at who handles their money.
It helps advisory firms recruit, but employees soon realize it's really not practical to take much more time off than the average worker. ​ 
Adviser consents to permanent injunction; court will determine penalties.
The objective is developing superior client solutions while creating an environment worthy of advisers' and associates' best efforts.
Dakota Wealth Management kicks off with $600 million in assets
At 74, Jack Hillis can retire or work till he 'croaks,' knowing his clients will be taken care of.
Within five years, TD Ameritrade report shows client pool will tip toward younger generations.
Managing the firm's operations and employees appears to be the standout.
Offering more specialized services can help reel in more high-net-worth clients, according to a panel of experts.
The Carson Group's 32-year-old executive vice president talks with Jeff Benjamin about his strong views on millennials and where the industry falls short.
There's plenty of confusion around the contents of the agency's proposal. Here's some clarity.
More and More Independents Rolling Up Under Corporate RIAs
PE firm Hellman & Friedman's deal will create the largest RIA in the country.
But dually registered advisers back the regulator's effort to get broker-dealers out of their hair.
The new technology could threaten smaller advisory firms, according to research from Lex Sokolin.
Advisers who don't prepare could suffer severe reputational harm.
The move, in line with other price reductions at the broker-dealer, could help LPL attract advisers.
Cirrus Wealth Management in Cleveland has four advisers, four staff.
