The 32-year industry veteran, whose team at Merrill had $2.9 billion in assets, launches Keebeck Wealth Management in Chicago.
Author of books on happiness joins LPL's broker-dealer and hybrid RIA platforms.
Ten years ago, Eduardo J. Ramos started Freedom Advisory, one of just a handful of fee-only RIAs in Puerto Rico.
Compliance experts want agency to revisit regulation whose FAQs now run to 17 pages
Firm hopes that involving advisers in the technology design process will result in better aligned products
Consultants will be charged 18% of the price for each contract they are awarded as a fee for being on the platform.
The rule would create a second, non-fiduciary version of the term 'best interest.'
New York-based Rockline Wealth Management will use B-D and RIA platforms.
Third Seven Advisors leverages its own investment bank
In this J.D. Power survey, advisers rated their firms on qualities such as client support, compensation and firm leadership.
Kloman, currently the firm's CFO, will succeed Rich Hunter by year-end
Cresset Capital Management is adding a family office to its 1-year-old practice.
30-year-old Boston advisory firm rebrands as Prio Wealth and refocuses on clients.
The rule regulated what was already happening within the defined-contribution industry anyway.
Hybrid manages $130 million in Durham, N.C.
Wealth managers making the transition need to pick the model that's appropriate to their needs and best serves their clients.
Eric Erb was ordered to pay restitution of $5.4 million to his defrauded clients.
Developed by Entreda, the platform will ensure every computer and mobile device is secure when accessing client data.
Kara Murphy never thought she'd end up on Wall Street — or be in one of the World Trade Center towers attacked on 9/11.
Dynasty Enterprise Group will focus on updating large-firm infrastructure.
