The deal for Equius, an RIA based in suburban San Francisco with $1.1 billion in client assets, expands Wealth Enhancement Group's footprint in Northern California.
Rohlik Financial, which is led by Brent Rohlik and Suzanne Holt, has offices in Minneapolis and Rockford, Illinois.
The $197 billion RIA is heading to Texas after Washington state refused to dial back a 7% tax on capital gains.
Firm faces pressure from bond losses and rising cash yields but executives say business is misunderstood and has enough liquidity.
The addition of SVB Wealth, which has close to $16 billion in client assets, will help First Citizens expand in the California market.
The money flowing into Treasuries has some market watchers believing that the Fed's next move will be a rate cut, and that it could come as soon as June.
Its decision follows a ruling Friday by the Washington State Supreme Court allowing the state to impose a capital gains tax.
Fintech firms are falling over themselves to court cash deposits, with both Betterment and SoFi announcing expanded FDIC coverage over the past week.
New York City-based Heron oversees $300 million in assets and is led by president David Edwards.
Columbus, Ohio-based Matthew Terwilliger and his team will operate as Iterhic Wealth Advisors.
Bids are also still due Friday for the so-called bridge bank that the FDIC set up this month to seize the assets and liabilities of Silicon Valley Bank.
The First Ascent Asset Management TAMP will operate as a separately branded subsidiary of GeoWealth.
Greenville-based Goldfinch Wealth Management will be Mariner’s first office in the state.
Almost half the financial advisors hired by First Republic since 2010 came from Wells Fargo Advisors, J.P. Morgan Securities, UBS Financial Services and Morgan Stanley.
The attorney for Massachusetts-based Jeffrey Cutter fires back at SEC, saying the agency is 'flat out wrong' and accusing it of trying to 'get a toehold into regulating the insurance industry.'
The trade association is seeking to change the basis for the SEC's definition of 'small' from assets under management to another metric, such as employees.
As crypto takes center stage, the Digital Asset Council of Financial Professionals announces it's rolling out an expanded version of its certification for blockchain and digital assets.
There are rumors that several large, well-known aggregators of RIAs are circling SVB Private and its $17 billion in assets.
Research from Advisor Growth Strategies sees smaller firms facing increased pressure to grow or specialize to meeting rising client expectations.
In less than two weeks, Altruist's custody business grows from zero to more than 3,000 RIA clients, with only Schwab and Fidelity having more RIA relationships.
