Rivent Partners has carved a niche at the intersection of affluence and social programs.
The bank has been investing heavily in its wealth management group for more than a decade.
Financial advisors look for creative ways to keep client cash accounts from going over the $250,000 limit on FDIC coverage.
The unit has $17 billion in client assets, which includes high-net-worth clients the bank acquired with its 2021 purchase of Boston Private.
The firm provides marketing services to more than 500 independent advisors; its affiliated RIA, AE Wealth Management, will make the tool available to its advisors.
Reno-based Cornerstone Comprehensive Wealth Management is led by Christopher Abts and has 10 employees.
The co-founder of the Houston-based registered investment advisor said $6 billion in size isn't what it used to be.
An Indianapolis-based trio overseeing $417 million is joining from One To One Financial Advisors, along with a pair of Las Vegas-based advisors managing $160 million.
But the allegations cited in Dickson's BrokerCheck report are not specific; Dickson had led the firm since 2018.
Telarray Advisors, which has 18 employees, describes Creative Planning as a 'perfect match.'
Pacer's COWZ ETF has grown to $13 billion by screening for free cash flow yields to identify intangible assets.
Registered investment advisory firms provide a service that customers understand, demand and are willing to pay a good price for, in good times and bad.
The advisor, Ryan R. Riley, also pleaded guilty in a criminal manner and was ordered to pay restitution of at least $434,000.
Michigan-based Innovia Wealth concentrates on entrepreneurs who are on the brink of striking it rich.
Brian Wood, Michael Peebles and DeAnn Gann are joining Legacy from Arvest Bank and will open a new office in Northeast Arkansas.
The number of deals in the first two months of this year is down from the same period last year, but deal trackers are calling it a reversion to normal M&A levels.
The firm, which has been a dealmaking machine since it launched in 2004, will go private as a result of its acquisition by private equity manager Clayton Dubilier & Rice.
Shareholders in Focus will receive $53 in cash per share, and Stone Point Capital has agreed to retain a portion of its investment in Focus.
After leaving Thomas H. Lee Partners in 2006, he started another firm, Lee Equity Partners, that made a handful of significant transactions in wealth management shops.
Julian Lopez will focus on LPL's relationships with independent advisors.
