Deal for Michigan-based unit adds $6.27 billion in institutional assets
Robust communication encouraged our clients to continue with their investment strategies
Assets of the breakaway firms, in California, Texas and Arizona, total $1.8 billion
Orion is also rolling out new marketing tools and automated proposal systems for its network of advisers
More advisers are becoming open to the products, but many still don't like their costs, complexity and lack of liquidity
The Investment Adviser Association wants discretionary clients of fiduciaries to be accredited
Its acquisitions of Baldwin & Associates and GreenCourse Financial Advisors will close in the fourth quarter, chair Justin Ferri said
Former head of Pershing Advisor Solutions emerges from brief retirement
Waltham, Massachusetts-based Argent Wealth Management has 11 advisers
Coral Gables Asset Management and its owner, David Coggins, falsified results on a private fund they managed, the agency charges
The volume of RIA transactions have held up during the pandemic
The money went to pay adviser Mark Boucher’s credit card bills, the agency alleges
The North Carolina-based RIA has 32 employees, including 12 advisers
Adjusting to the pandemic, RIAs surveyed by TD Ameritrade say they're communicating with clients more than ever
The pandemic has moved the issue to center stage for leaders of RIAs and multifamily offices
Deal tracker DeVoe expects M&A activity to climb 30% annually for at least five years
The association joins large wealth management firms, like LPL Financial and Schwab, in hosting virtual gatherings during the pandemic
This year's volatility has some near-retirees worried about protecting their assets, and the insurance products are one way of doing that
They urge getting money into the hands of Americans to boost consumer spending
Executives from Carson Group, Creative Planning, Hightower, Sanctuary Wealth and Thrivent say M&A is here to stay
