The managing partner at RLR Strategic Partners talks about when deal flow will pick up.
Other compliance experts say it’s not necessary unless the firm’s financial problems extend beyond virus stress
Advisers joining the platform will run independent businesses with middle- and back-office support
Skills that firms are looking for in interns include working remotely and helping with online support
The RIA pledges no layoffs or pay cuts resulting from economic fallout from COVID-19
Merger and acquisition activity slowed from the record-level pace of the past several years
I believe there are three broad trends that will determine the next stages in the evolution of financial planning in the years ahead
The second government stimulus package comes as advisers are still trying to navigate the historic Cares Act
Former RIA agrees to pay disgorgement over alleged sales of fake loan assets
While the factors driving deals remain the same, the uncertainty could affect the number of deals near-term, and there's been a shift in the balance of negotiating power
The former Edward Jones market guru had been with Cornerstone
Large RIAs will have a much easier time navigating the crisis caused by the coronavirus, providing another impetus for M&A
Assets under management at the former Hanson McClain near $8 billion
From working remotely to minding mental wellness, advisers adapt to the new normal
The forgivable SBA loans could save some small businesses, or help support the bottom line of fee-based advisers
Advisory firms headed into this year’s market turmoil with happy customers, according to J.D. Power's latest survey of investors' satisfaction with their advisers
An aging workforce may not be able to postpone retirement until valuations bounce back
New SEC order eases requirement for advisory firms to explain why they need to delay ADVs
Communicate with your clients immediately, whether it's with a call, a text or an email – or face the consequences
Brandon Copeland created a new firm and failed to pay penalty
