The robo-adviser says it will automatically pay bills and invest the rest in the most appropriate accounts
Jesse Rodriquez moves over from UBS, while R Carson leaves Edward Jones. Both join Wells Fargo Advisors Financial Network
Company closes all its branches to the public through April 7
The fee-for-service planning group that specializes in mostly Gen X and Gen Y clients wants to help those affected by COVID-19
Gift to food bank intended to help families struggling due to COVID-19 crisis
Firms admitting their business continuity plans didn’t hold up amid the panic caused by the coronavirus is ‘not a good look’
The case, brought by the SEC, involved undisclosed compensation
The DOJ’s antitrust squad has its eye on the RIA landscape, focusing on the Schwab-TD combo. The merger of these two companies may be too formidable to pass muster
Registered investment advisers will have 45 extra days to file ADVs, brochure updates
The deal closed just ahead of the market downturn
The co-founder of the XY Planning Network and publisher of Nerd's Eye View blog has joined Buckingham Wealth Partners
As the coronavirus leads more to work remotely, supervision and the archiving of communications with clients become critical
The RIA also announced the acquisition of Ferrell Wealth Management
The digital adviser believes it remains on track toward its goal of going public
The new fee models include a zero-transaction-fee structure and a monthly subscription option
Commissioner Allison Herren Lee expressed concern the changes would cause compliance uncertainty
Some at-risk employees are being asked to work from home or attend virtual meetings
Brown Miller Wealth Management in McLean, Va., will use First Clearing for custody
In this white-hot M&A market, price is no longer the stand-alone consideration
Pershing's custody assets grew from $50 billion in 2010 to $822 billion at the end of last year
