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Site Map for January 2008
Date
Title
Jan 31, 2008
NFP Securities chief abruptly quits
Jan 31, 2008
Advisers key to 529 plan sales
Jan 31, 2008
MBIA, Nasdaq, ICE & Greenhill
Jan 31, 2008
NAIC claims drop in customer complaints
Jan 31, 2008
ACLI names Szostek director
Jan 31, 2008
MSIM launches fund-of-hedge-funds
Jan 31, 2008
Unemployment climbs, consumption slows
Jan 30, 2008
Marsh names president and CEO
Jan 30, 2008
Tread carefully when self-reporting
Jan 30, 2008
Bayou CFO gets 20 years in prison
Jan 30, 2008
UBS, Legg Mason, Lazard, BNP & AMG
Jan 30, 2008
Bond insurers could cost finance firms $75B
Jan 30, 2008
Claymore, PowerShares launch ETFs
Jan 30, 2008
Gross domestic product sputters in 4Q
Jan 29, 2008
Bleak house prices keep tumbling
Jan 29, 2008
T. Rowe, Waddell, Countrywide & more
Jan 29, 2008
December durable-goods orders up 5.2%
Jan 29, 2008
Dinallo races to bolster bond insurers
Jan 29, 2008
Death of B-D rule causing defections
Jan 29, 2008
Perella to advise NY on bond insurers
Jan 29, 2008
Banc One fined for deferred VA sales
Jan 29, 2008
SEC still unhappy with exec-comp reporting
Jan 29, 2008
Heartland fined $3.9M for mispricing funds
Jan 29, 2008
House passes $146B stimulus package
Jan 29, 2008
The Reserve to launch two funds
Jan 28, 2008
New-home sales fall to 12-year low
Jan 28, 2008
Thomson relaunches InvestmentView
Jan 28, 2008
Independent Broker-Dealers: Independent B-Ds facing tough times
Jan 28, 2008
Gender is big factor in pension gap
Jan 28, 2008
Assurant CEO returns to duty
Jan 28, 2008
Insurers revamp equity index annuities for boomers
Jan 28, 2008
ICI forms ETF committee
Jan 28, 2008
Barrett Capital brings endowment approach to 'mini-millionaires'
Jan 28, 2008
Franklin Templeton launches int'l bond fund
Jan 28, 2008
It's time for greedy CEOs to do time
Jan 28, 2008
Advisers disagree on gold's portfolio share
Jan 28, 2008
New Kaufmann fund gets muted response
Jan 28, 2008
Scammed plaintiffs look beyond B-Ds for restitution
Jan 28, 2008
Annuity sales can destroy estate planning strategies
Jan 28, 2008
Fund Architects targets retail investors
Jan 28, 2008
For mutual funds the scandal is what has remained legal
Jan 28, 2008
Retirement-Income Storm Warnings
Jan 25, 2008
Banks on the hook if muni bonds tank
Jan 25, 2008
Earnings: Ameriprise, E*Trade
Jan 25, 2008
E*Assist, TradeKing, NorthStar
Jan 25, 2008
WisdomTree and BNY Mellon to offer ETFs
Jan 25, 2008
Study: Private equity goes easy on jobs
Jan 24, 2008
Regulators meet to safeguard bonds
Jan 24, 2008
Congressional leaders reach tax accord
Jan 24, 2008
Survey: Bond issuance to spike in 1Q
Jan 24, 2008
Jobless claims decline for week
Jan 24, 2008
Nasdaq chief backs Bush plan
Jan 24, 2008
Massachusetts subpoenas MBIA and Ambac
Jan 24, 2008
Earnings: Janus Capital, Franklin Resources
Jan 24, 2008
Existing-home sales drop 2.2% in December
Jan 23, 2008
UBS and Genworth team up on life option
Jan 23, 2008
Earnings: Piper Jaffray, Jefferies Group
Jan 23, 2008
Former Bayou CEO sentenced to jail
Jan 23, 2008
Global markets react to Fed cut
Jan 22, 2008
Best practices floated for hedge funds
Jan 22, 2008
Paulson: 'Robust' package can be expedited
Jan 22, 2008
Jackson retirement and wealth exec named
Jan 22, 2008
Earnings: BofA, Wachovia, Ambac
Jan 22, 2008
Jan 22, 2008
Fed cuts rate to stanch market bleed-out
Jan 22, 2008
Economists down on GDP, upbeat on hiring
Jan 21, 2008
Subprime suits' next targets may be funds
Jan 21, 2008
Hedge fund-scam mom to be deported
Jan 21, 2008
'Subprime' is word of the year
Jan 21, 2008
Investors see the green in 'going green,' survey finds
Jan 21, 2008
Cash-heavy fund allows manager to be nimble
Jan 21, 2008
Dually registered and RIA channels are growing
Jan 21, 2008
Independent fund chairmen may unite
Jan 21, 2008
Money Tree rolls out new version of Total Planning Suite
Jan 21, 2008
Recession could hit hard, last long
Jan 21, 2008
High finance gets own cable TV night
Jan 21, 2008
Moody's downgrade of FMR shows $6.3B of unrated debt
Jan 21, 2008
SEC will soon propose guidance on soft dollars
Jan 21, 2008
Advisers need an SRO of their own
Jan 21, 2008
Plan sponsors are avoiding a safe harbor
Jan 21, 2008
Relationships are king
Jan 21, 2008
Advisers wary about Magellan's reopening
Jan 18, 2008
London insurer eyes Marsh & McLennan
Jan 18, 2008
Bush calls for tax cuts to revive economy
Jan 18, 2008
401(k) participants move to equity in Dec.
Jan 18, 2008
New York Life joins forces with China insurer
Jan 18, 2008
Report: No quick end for 'sluggish' economy
Jan 18, 2008
Greenberg checks up on AIG's fiscal health
Jan 18, 2008
Hartford executive steps down
Jan 18, 2008
Earnings: Wilmington Trust and LaBranche
Jan 17, 2008
RIA assets on the rise, study says
Jan 17, 2008
Earnings: Ameritrade, Blackrock, PNC, BonY
Jan 17, 2008
Hedge funds leapfrog over mortgage woes
Jan 17, 2008
Ambac, MBIA shares dive on ratings fears
Jan 17, 2008
Home starts continue to falter
Jan 17, 2008
Hedge funds spur demand for 'face time'
Jan 17, 2008
Goose economy, Bernanke and Bush say
Jan 16, 2008
Earnings: JPMorgan, Schwab, Knight and more
Jan 16, 2008
Hedge funds rack up record year
Jan 16, 2008
Mortgage apps skyrocket in New Year
Jan 16, 2008
Consumer prices inched up in December
Jan 16, 2008
NAIC report slammed by insurance group
Jan 15, 2008
December retail and producer prices fall
Jan 15, 2008
Greenspan joins NYC hedge fund
Jan 15, 2008
Dow Jones Dharma aims for good karma
Jan 15, 2008
Jackson National and Curian name CFO
Jan 15, 2008
Knight Capital gets an Edge
Jan 15, 2008
Congressman to helm hedge fund lobby
Jan 15, 2008
Dalbar creates compliance unit
Jan 14, 2008
2008 might be the year for actively managed ETFs
Jan 14, 2008
Interstate insurance group names regulators
Jan 14, 2008
Some advisers are buying stocks despite rockiness of the market
Jan 14, 2008
Hedge fund index gained 11.15% in '07
Jan 14, 2008
Ameriprise loses top producer to LPL
Jan 14, 2008
Bank-compliance costs soar, says study
Jan 14, 2008
Now is the time to exercise ISOs
Jan 14, 2008
Van Eck launches Coal ETF
Jan 14, 2008
Citi, Merrill, Morgan hit with ERISA claims
Jan 14, 2008
With contracts inked for N.J., Iowa, 529 industry now eyes Michigan
Jan 14, 2008
Disclosure rules contain loophole
Jan 14, 2008
It's time to take action on 12(b)-1 fees
Jan 14, 2008
Money management stocks may not repeat success of '07
Jan 14, 2008
How to make referrals more meaningful
Jan 14, 2008
NYSE buys Wombat for $200 million
Jan 14, 2008
New regs may give 403(b)s new life
Jan 14, 2008
In Roth IRA Conversions Timing Is Everything
Jan 11, 2008
Survey: More experts fear recession
Jan 11, 2008
Tech Bits
Jan 11, 2008
ETF assets soar 44% in 2007
Jan 11, 2008
Rising oil prices fuel U.S. trade gap
Jan 11, 2008
Hartford chooses fixed-income leader
Jan 11, 2008
Confidence at all-time low, says survey
Jan 10, 2008
Blackstone to buy GSO for $930 million
Jan 10, 2008
NAIC found 'unbiased' on viatical model
Jan 10, 2008
Europe, U.K. keep rates steady
Jan 10, 2008
Fidelity Charitable chief leaves for Natixis
Jan 10, 2008
Wholesale sales rise in November
Jan 10, 2008
Bernanke raring to forestall recession
Jan 09, 2008
Mutual Fund sales to hit $340B by 2012
Jan 09, 2008
Ameriprise loses top producer to LPL
Jan 09, 2008
Regulators eyeing MBIA
Jan 09, 2008
Two hot 529 contracts off the table
Jan 09, 2008
Hedge funds outpace rivals in December
Jan 08, 2008
MassMutual CEO to helm retirement
Jan 08, 2008
NPH names new chief financial officer
Jan 08, 2008
European ETF assets climb to $131 billion
Jan 08, 2008
Pershing launches ETF center
Jan 08, 2008
Doherty to lead PMFM RIA firm
Jan 08, 2008
Fixed-income issuance to fall to $3.4 trillion
Jan 08, 2008
Philly Fed boss sees tough times ahead
Jan 07, 2008
Recession has arrived, say analysts
Jan 07, 2008
BNY Mellon Asset makes move in emerging markets
Jan 07, 2008
Putnam hurt by exposure to financials
Jan 07, 2008
New cap on 12(b)-1 fees may be on the horizon
Jan 07, 2008
Advisers may benefit from XBRL shift
Jan 07, 2008
Great American charged by Mass. AG
Jan 07, 2008
Community investment goes mainstream
Jan 07, 2008
Subprime chaos, credit crunch recast alternatives
Jan 07, 2008
Roth conversion opportunities
Jan 07, 2008
Schwab looks to buy more tech vendors
Jan 07, 2008
People
Jan 07, 2008
Technology efforts this year might lure people to the web
Jan 07, 2008
Van Eck launches long muni bond ETF
Jan 07, 2008
Task force to gauge 403(b) plan issues
Jan 07, 2008
Advisers ponder whether to sell annuities
Jan 07, 2008
Change principal-trade rule with caution
Jan 07, 2008
Grandparents investing billions for grandkids
Jan 07, 2008
Liebrock jumps from Fidelity to Captrust
Jan 07, 2008
Economy, investors brace for a bumpy ride
Jan 07, 2008
Pax fund focuses on firms that empower women
Jan 07, 2008
Jan 07, 2008
Middle East petrodollars attract firms
Jan 07, 2008
More exotic products due from mutual funds
Jan 07, 2008
Going small is fund's secret to finding hidden gems
Jan 04, 2008
Bank sales of annuities up in October
Jan 04, 2008
Hartford selects global wealth VP
Jan 04, 2008
Unemployment claims climb to 5%
Jan 04, 2008
Mutual fund inflows $502M in November
Jan 03, 2008
Private sector adds 40,000 jobs
Jan 03, 2008
Roth vs. Traditional 401(k): Some of Both May Be Best
Jan 03, 2008
SEC report sheds light on B-D rule
Jan 03, 2008
NAIC announces 2008 execs, salaries
Jan 03, 2008
FINRA wants delay in VA-sale rule
Jan 03, 2008
Jackson adds VIP and S&P funds
Jan 02, 2008
Mutual funds boast banner year
Jan 02, 2008
Millionaires, affluent upbeat in new year
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