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Site Map for December 2011
Date
Title
Dec 30, 2011
Pimco Total Return ETF may spark return of small investor
Dec 30, 2011
Munis still a 'danger zone,' warns Whitney
Dec 30, 2011
Capital Analysts bought by Lincoln Investment Planning
Dec 30, 2011
BlackRock: Munis face threat of 'super downgrade'
Dec 30, 2011
ETF hit home? Investment advisers piling into exchange-traded funds
Dec 30, 2011
Opinion: Days of easy money over for active managers
Dec 30, 2011
No repeat of muni miracle in 2012
Dec 30, 2011
Pimco's Total Return sees $5B in total outflows
Dec 30, 2011
Back in the fold
Dec 30, 2011
Advisers embrace media, old and new
Dec 30, 2011
Exotic strategies a mixed bag for target funds
Dec 30, 2011
Michael Kitces: Power Tweeter delves into financial science
Dec 30, 2011
Suddenly, gold not glittering so much
Dec 30, 2011
Europe's freakout is investors' gain, fund managers say
Dec 29, 2011
Scam alert: You mean the SEC isn't holding a sweepstakes?
Dec 29, 2011
How do you put a dollar sign on fiduciary duty?
Dec 29, 2011
New year, new fear
Dec 29, 2011
'Unpersuasive' Citi must pay whopper of an award to former clients
Dec 29, 2011
Ultrarich are aware of tax loophole on unrealized gains
Dec 29, 2011
Emerging hedge fund performance questioned
Dec 29, 2011
'Enforcement wave' heading for advisers: Ex-SEC official
Dec 29, 2011
'T-minus' Buffet enters the private placement biz
Dec 29, 2011
State regulators announce reviews for midsize advisers
Dec 29, 2011
States: Advisers violating rules by using 'RIA'
Dec 29, 2011
SEC makes clear its plan for writing plain English
Dec 29, 2011
Goldman, Templeton BRIC funds slammed in commodities selloff
Dec 29, 2011
BRIC corporate debt a solid investment: Pimco
Dec 29, 2011
Morningstar names 2010 fund managers of the year
Dec 28, 2011
Tide against Janus as outflows mount
Dec 28, 2011
Freaky Friday? Pimco and Janus try different roles
Dec 28, 2011
Gundlach and Gross part company over banks — and so far, Gundlach's winning
Dec 28, 2011
BlackRock's Fink: Indexing all the rage in 2012
Dec 28, 2011
Pimco branches out with dividend funds
Dec 28, 2011
Commiseration the theme of a volatile 2011
Dec 28, 2011
Right now, raw materials a raw deal for investors
Dec 28, 2011
Gold drops below $1,600 as stronger dollar muscles in
Dec 28, 2011
SEC wants money funds to buffer up: Sources
Dec 28, 2011
Money funds have biggest redemptions this year amid debt talks
Dec 28, 2011
Gifting on the rise as rich look to duck 55% estate tax
Dec 28, 2011
Steinbrenner's death raises estate tax issue
Dec 27, 2011
Thirty-year fixed still fixed below 4%
Dec 27, 2011
Millionaires: Go ahead and tax the rich — just not us
Dec 27, 2011
Rich already feeling the pinch in this affluent state
Dec 27, 2011
10 cities where home prices are still skidding
Dec 27, 2011
No guarantees, but life insurers look set for revival in 2012
Dec 27, 2011
VA carriers hunkering down
Dec 27, 2011
Europe's doom and gloom is overdone: Cetera strategist
Dec 27, 2011
Magnetic muni funds grow most in 21 months
Dec 27, 2011
DeMark reports 'strongest short-term buy signal' in 40 years
Dec 27, 2011
St. Joe probe latest blow for Berkowitz' reeling Fairholme Fund
Dec 27, 2011
Berkowitz, Heebner and Miller in tight battle - for last place
Dec 25, 2011
Private-equity firm's spending spree continues
Dec 23, 2011
Comp and circumstance: TD's Bradley gets big boost in total pay
Dec 23, 2011
Impact investing and America's affordable housing epidemic
Dec 23, 2011
Raymond James picks up RIAs
Dec 23, 2011
Allianz Life names new CEO
Dec 23, 2011
Market roller coaster hot topic of client talks
Dec 23, 2011
HNW clients might be OK with retainers, after all
Dec 23, 2011
For plan sponsors, check's in the mail — but nobody's home
Dec 23, 2011
Data dump bigger burden on retirement plan advisers
Dec 23, 2011
Rothstein gets 50 years in prison for $1.2B ponzi
Dec 23, 2011
Scott Rothstein cops to operating $1.2B Ponzi scheme
Dec 23, 2011
Rothstein Ponzi victims may get paid back in AmEx points
Dec 23, 2011
Accused Ponzi schemer's Ferrari, Rolls Royce get special protection
Dec 23, 2011
TD Bank assisted in Ponzi scheme, $100M lawsuit claims
Dec 22, 2011
A solution for firms using Salesforce
Dec 22, 2011
UBS Wealth Management's U.K. chief failed to act on risk failures: Regulator
Dec 22, 2011
Win, win
Dec 22, 2011
Insider Corporate tax reform could snare advisory firms
Dec 22, 2011
After appeal fails, RJ forks over record $1.8M to 87-year-old client
Dec 22, 2011
Pimco's El-Erian says economic conditions 'terrifying'
Dec 22, 2011
Ready for your close-up, Mr. Adviser?
Dec 22, 2011
Raymond James makes its social-media move
Dec 22, 2011
Schwab tries to wow advisers with its technology progress
Dec 22, 2011
The tech vendors advisers use — and what they really think of them
Dec 22, 2011
Finra arbitration rules against Société Générale in $61 million award
Dec 22, 2011
Gross: Growth pace risks recession
Dec 21, 2011
10 from 11
Dec 21, 2011
Coming to a branch near you: Finra examiners
Dec 21, 2011
SEC appeals Rakoff's rejection of $285M Citigroup settlement
Dec 21, 2011
Wells to pay $2M to settle claims broker sold unsuitable investments to seniors
Dec 21, 2011
Popular property trust receives first hostile bid for nontraded REIT
Dec 21, 2011
U.S. muni-bond market is 28% larger than reported in June
Dec 21, 2011
A wise decision from Judge Rakoff
Dec 21, 2011
SEC may pursue out-of-court deals
Dec 21, 2011
Clients feeling sick, but volatility 'the friend' of longterm investors: FBR fund manager
Dec 21, 2011
McCann rising at UBS, gets plum job
Dec 21, 2011
A fine mess: SEC aims to raise penalties amid criticism of settlements
Dec 21, 2011
Judge rejects Citigroup SEC mortgage securities accord
Dec 21, 2011
Ex-UBS wealth chief 'confused' over regulator's attempt to fine him
Dec 21, 2011
Bonds beat stocks over 30 years for first time since 1861
Dec 21, 2011
Aon survey: Slowdown still No. 1 risk
Dec 20, 2011
Purchase price of Morgan Keegan could near $1B
Dec 20, 2011
Exit, stage left
Dec 20, 2011
SEC, SIPC ready to rumble over Ponzi payouts
Dec 20, 2011
Biggest bounced check ever as bank failures cost U.S. $88B
Dec 20, 2011
Forget Europe, this is the global economy's elephant in the room
Dec 20, 2011
Paging Willie Sutton: English butlers making a beeline to China
Dec 20, 2011
Mortgage rates surge, now at 'extremely low levels'
Dec 20, 2011
Morgan Stanley sees boom in emerging-markets stocks
Dec 20, 2011
Morgan Stanley Smith Barney: U.S. recession likely 'within next year'
Dec 20, 2011
With new rule, DOL nixes additional fees for 401(k) advisers
Dec 20, 2011
Labor Department, SEC coordinate on participant 401(k) fee disclosures
Dec 20, 2011
Why Morgan Stanley Smith Barney has turned 'decisively' bearish
Dec 20, 2011
Judge kills Pru motion to toss death benefit suits
Dec 20, 2011
States' probe of death benefit payouts could spawn regs
Dec 19, 2011
Get out your microscopes: Treasuries likely to draw lowest yield ever
Dec 19, 2011
The 10 videos advisers watched most in 2011
Dec 19, 2011
As clients lose jobs, more advisers come to the rescue
Dec 19, 2011
Dividend stocks 'the name of the game' for retirees
Dec 19, 2011
Smith Barney may disappear the old-fashioned way
Dec 19, 2011
Crisis panel verdict: 'Twas booty killed The Street
Dec 18, 2011
The Power 20
Dec 18, 2011
Shlomo Benartzi: What makes people tick? He probably has an idea
Dec 18, 2011
Corporate tax reform could hurt advisers
Dec 18, 2011
Rudy Adolf: The focus driving Focus
Dec 18, 2011
Darren Tedesco: Driving Commonwealth's 'intuitive' tech
Dec 18, 2011
Tea Party/OWS: Protest to shape election
Dec 18, 2011
Angela Merkel: 'The lady with the checkbook'
Dec 18, 2011
Congress is no place for insider trading
Dec 16, 2011
What to tell clients who lose their jobs
Dec 16, 2011
Double your pleasure
Dec 16, 2011
Affluent anxious about retirement, too, Wells Fargo finds
Dec 16, 2011
New SEC commissioner wants agency to slow down
Dec 16, 2011
Be prepared for a tougher SEC
Dec 16, 2011
In Rakoff's wake, SEC may settle matters out of court
Dec 16, 2011
Surge in muni defaults seen unlikely
Dec 16, 2011
Forget the frankincense and myrrh, gold hoard hits record level
Dec 16, 2011
Citi kitty for SEC settlement will need to get a lot bigger: Lawyers
Dec 16, 2011
Judge Dredd may scotch $285M Citi settlement: Attorney
Dec 16, 2011
Fund companies expand menus amid flight from stocks
Dec 16, 2011
Morningstar cuts ratings on DWS, Schwab target date series
Dec 16, 2011
What the European debt crisis may mean for U.S. financial advisers
Dec 16, 2011
Meredith Whitney 'not even close' as muni defaults down 60%
Dec 15, 2011
Next Gen asks 'WTF?' — What's the forecast?
Dec 15, 2011
Greece monkeys around, will default in March: Fitch
Dec 15, 2011
Emerging markets submerge in worst year since 2008
Dec 15, 2011
BRICs hitting the wall, says Goldman
Dec 15, 2011
Occidental tourists get another shot at Matthews Asia funds
Dec 15, 2011
Top international fund managers for 2011? Here's five that rank high
Dec 15, 2011
Advisers shuffle off in Buffalo as firm closes
Dec 15, 2011
Euro hits 11-month low, under 'acute' pressure
Dec 15, 2011
Economy outperforming economists
Dec 15, 2011
Will broker-dealer consolidation continue in 2012?
Dec 15, 2011
Jeremy Grantham: 'No market for young men'
Dec 15, 2011
Atlanta: Wealth management prospects down, but not out
Dec 15, 2011
RJ pays record $1.8M to 87-year-old client
Dec 15, 2011
Frank: I'm against an SRO for advisers
Dec 15, 2011
Longtime RJFS CEO to retire
Dec 15, 2011
Stronger greenback bad news for gold
Dec 15, 2011
Frank Holmes: What's really driving gold?
Dec 15, 2011
MSSB's tech 'teething pains' a big headache for brokers
Dec 15, 2011
Long, slow path looms for investment adviser SRO
Dec 15, 2011
MSSB/Merrill swap teams in broker war
Dec 15, 2011
Parents hazed as cost of state schools soars
Dec 15, 2011
California to close adviser-sold 529 plan after failing to find program manager
Dec 15, 2011
Employees hold the keys to success
Dec 15, 2011
How — and why — the advice industry will create new jobs
Dec 14, 2011
The real threat?
Dec 14, 2011
Highland gives funds a face-lift with spinoff
Dec 14, 2011
Dermatology firm skinned its employees in stock buyback: SEC
Dec 14, 2011
Morningstar comes up with 72 – count 'em – 72 bond sectors in rating revamp
Dec 14, 2011
VA charge hits ING hard
Dec 14, 2011
Hartford sells private-placement ops
Dec 14, 2011
Ignoring risk in bond market, investors covet fixed income
Dec 14, 2011
Gold gains most in three weeks as weaker dollar may spur demand
Dec 14, 2011
Industry to SEC: Review SRO rules, too
Dec 14, 2011
Advisers' altruism is an inspiration
Dec 14, 2011
Allianz Preferred perks strike nerve with agents
Dec 14, 2011
Schwab franchise plan could be a hard sell
Dec 13, 2011
Why cutting fees in a down market is a dumb idea
Dec 13, 2011
It's suitable for framing
Dec 13, 2011
Stock pickers divided over market forecast
Dec 13, 2011
BlackRock CEO Fink slams SocGen unit's synthetic ETFs
Dec 13, 2011
Big money management firms add assets as markets rebound
Dec 13, 2011
Second home tax break could be first casualty of deficit wars
Dec 13, 2011
Who loses if second home mortgages are no longer deductible?
Dec 13, 2011
BlackRock, ProShare execs clash over ETF proposal
Dec 13, 2011
SIPC slammed by fraud victims
Dec 13, 2011
Ex-Stanford advisers targeted by SEC: Reports
Dec 12, 2011
Women not sure how their advisers make money: Survey
Dec 12, 2011
When clients freak out, second that emotion: Expert
Dec 12, 2011
This state the capital of income inequality
Dec 12, 2011
Sun Life bows out of VA biz in the U.S.
Dec 12, 2011
Barton Biggs sees little reason to be bearish
Dec 12, 2011
Senate eyes advisers' tax strategies
Dec 12, 2011
Thanks to lawmakers, year-end tax planning a toss of the dart
Dec 12, 2011
As top nontraded REITs close, doubt over new ones
Dec 12, 2011
Liars clubbed? SEC cracks down on tarted-up ADVs
Dec 12, 2011
Advisers split on Occupy Wall Street
Dec 12, 2011
Insurers using nimble approach to shield VA holders' assets
Dec 12, 2011
Sun Life guns for market share in hybrid life/LTC space
Dec 11, 2011
Boomers roll the dice, skip meds to make ends meet
Dec 11, 2011
U.S. markets seen in limbo amid Europe crisis
Dec 11, 2011
Municipal bond market starting to turn heads
Dec 11, 2011
Bragging rights: The most financially savvy states
Dec 11, 2011
Another B-D down
Dec 11, 2011
Here's an easier way to gauge lost cost basis
Dec 11, 2011
LPL fined over sale of risky partnerships to seniors
Dec 11, 2011
Stifel back in the hunt for Morgan Keegan, say sources
Dec 11, 2011
How Morgan Keegan deal could be impacted by MF Global
Dec 11, 2011
Morgan Keegan deal could collapse due to MF fiasco: Sources
Dec 11, 2011
Peter Schiff's Rx for the B-D biz: Get rid of Finra and SEC
Dec 09, 2011
Deviser of Hang Seng Index dead at age 86
Dec 09, 2011
Seeing ING's hefty VA charge, IPO investors may need some reassurance
Dec 09, 2011
Europe will avoid disaster, but only barely: Barclays Wealth CIO
Dec 09, 2011
Always-cheery Grantham says corporate profits are doomed
Dec 09, 2011
MetLife leads in VA sales
Dec 09, 2011
Latest VAs reflect the 'new normal'
Dec 09, 2011
Social-media ETF launched by Global X Funds
Dec 09, 2011
Closed-end funds have an extra kick
Dec 09, 2011
Does not compute: Huge profits — but tech stocks dirt cheap
Dec 08, 2011
Bernanke does muni investors a solid
Dec 08, 2011
Moody's is positive muni outlook negative
Dec 08, 2011
Munis riding high — but watch out in 2012
Dec 08, 2011
Meredith Whitney was wrong — or was she?
Dec 08, 2011
Munis shine as Whitney's bombshell turns out to be a dud
Dec 08, 2011
InvestmentNews Technology Directory to make its debut this week
Dec 08, 2011
CDs returning 24%? Goldman to offer equity-linked accounts, source says
Dec 08, 2011
Pujols skips big tax savings in Miami by going West
Dec 08, 2011
No pall over munis
Dec 08, 2011
The 10 most popular muni funds in 2011
Dec 08, 2011
Main topic of conversation with clients? The roller coaster
Dec 08, 2011
Strategies to minimize taxes under Senate scrutiny
Dec 08, 2011
American Airline's bankruptcy leaves muni bond investors holding the bag
Dec 08, 2011
Fiduciary standard an RIA's best friend
Dec 08, 2011
FSI girds for greatest challenge in 'regulatory landscape in 70 years'
Dec 08, 2011
Obama targets muni bond tax exemption for those who earn more than $200K
Dec 08, 2011
SEC must forge ahead in fiduciary battle
Dec 08, 2011
Don't expect fiduciary proposal this year: SEC insider
Dec 08, 2011
Lack of facts could hurt fight for fiduciary standard
Dec 08, 2011
SEC backs investors' claim Merrill rigged ARS market, lawyer says
Dec 07, 2011
MSSB to pare workforce – but advisers not on the chopping block
Dec 07, 2011
Lawmakers pile on insider-trading ban bandwagon
Dec 07, 2011
Insider-trading rule needed to restore trust: Lawmakers
Dec 07, 2011
Neuberger analyst put on leave amid probe
Dec 07, 2011
Hark: Beware of Harkin tax plan
Dec 07, 2011
Green will go to REITs that go green
Dec 07, 2011
Bonds beat stocks over 30 years for first time since 1861
Dec 07, 2011
ING to shutter registered indexed annuity
Dec 07, 2011
Critics fear government isn't promoting annuities enough
Dec 07, 2011
Supplies of natural gas bloated, but natural gas stocks still rising
Dec 07, 2011
Here comes the sun: Solar to rival coal in two years
Dec 07, 2011
Nuclear-power stocks suffer meltdown in wake of Japan quake
Dec 06, 2011
Will year-end be naughty or nice for investors?
Dec 06, 2011
New low-volatility ETFs offer fewer bumps in the road
Dec 06, 2011
'Super' failure signals tax gridlock
Dec 06, 2011
Private-placement due diligence 'sloppy'
Dec 06, 2011
Obama nixes 3% withholding tax for government contractors
Dec 06, 2011
Tax code overhaul unlikely this year
Dec 06, 2011
Debate subtly shifting from whether to raise taxes — to how much
Dec 06, 2011
Advisers, regulators must heed MF's lessons
Dec 06, 2011
MF Global's 1,066 brokers fired by trustee
Dec 06, 2011
INsider: Finra embarrassment will be long forgotten before Congress acts on SRO bill
Dec 06, 2011
Variable annuity players join the fixed indexed annuity fray
Dec 06, 2011
Bill Gross: Prepare for 'disharmony'
Dec 06, 2011
Jeremy Grantham: What to buy
Dec 06, 2011
Jeremy Grantham: A hierarchy of problems
Dec 06, 2011
Insurers' death benefit payout practices targeted
Dec 06, 2011
Accidental death becomes suicide when insurers dodge payouts
Dec 06, 2011
Skimpier living benefits could kill interest in VAs, advisers warn
Dec 05, 2011
'Enforcement wave' coming
Dec 05, 2011
Democrats eye 3.25% millionaire surtax
Dec 05, 2011
Americans staying put, but those who move are heading to no-tax states
Dec 05, 2011
Biggs cuts bullish stock bets, sees odds of recession at 60% to 70%
Dec 05, 2011
Nurse! Rise in health insurance premiums off the charts
Dec 05, 2011
Hiring at your advisory firm? Don't get left behind
Dec 05, 2011
Protesters' rage might give rise to financial transactions tax
Dec 05, 2011
Revamped fiduciary rule also may bring revenue-sharing changes
Dec 05, 2011
Strategists see large rebound for large caps this quarter
Dec 05, 2011
DOL: IRA advice will be included in new proposal
Dec 05, 2011
Borzi vows to keep IRAs in Labor's revamped fiduciary proposal
Dec 04, 2011
ADV crackdown on, as SEC says firm claimed $200M in AUM, had $3M
Dec 04, 2011
Longtime RJFS CEO to leave
Dec 04, 2011
Advisers: Clients are better off than in 2008, but Obama must go
Dec 04, 2011
Finra outsider elected to seat on appeals board
Dec 04, 2011
Top RIAs: The regional rundown
Dec 04, 2011
What to know before you go
Dec 04, 2011
The three laws of great brand management
Dec 04, 2011
States announce reviews for midsize advisers
Dec 04, 2011
Risks rising as realty firms buy from, sell to one another
Dec 04, 2011
MetLife drops Citi as top stock pick
Dec 04, 2011
New York City is 'subsidizing the slackers,' professor says
Dec 04, 2011
New York's riches come at a price
Dec 04, 2011
Satisfied in Seattle: More clients than competitors for RIAs
Dec 04, 2011
St. Louis: The pros and cons for advisers
Dec 04, 2011
Advisers: Can you pass the 'trust fall' test?
Dec 04, 2011
W. George Grieg: Three key strategies for finding returns in 2012
Dec 04, 2011
Rich win under Republican candidates' tax plans
Dec 04, 2011
SEC's enhanced adviser probes yield $262,000 in fines, reimbursements
Dec 04, 2011
At UBS, i-banking out, wealth management in
Dec 02, 2011
Commission addiction holding back breakaways: Survey
Dec 02, 2011
Don't ask advisers what their firms are worth — they don't know
Dec 02, 2011
Advisers can slice and dice peer data via Fidelity study
Dec 02, 2011
B-D with 290 reps to shutter
Dec 02, 2011
End run
Dec 02, 2011
Insider-trading trail leads feds to big fund firm: Sources
Dec 02, 2011
Former fund manager gets five years for 'blurred' thinking
Dec 02, 2011
In surprise, research shows REITs don't ape stock markets
Dec 02, 2011
Coming surge in outlets seen as next big thing for REITs
Dec 02, 2011
Fidelity tabs money market chief to run bond operations
Dec 02, 2011
Buffett says BofA will take 'much longer' to clean up
Dec 01, 2011
State regulators aim to slow fast-tracked crowd-funding bills
Dec 01, 2011
Three cheers for two brave judges
Dec 01, 2011
SEC enforcement boost paying dividends
Dec 01, 2011
Putnam looks to get mileage out of money market hybrid
Dec 01, 2011
INsider: 'Death spiral' awaits if muni tax break erased
Dec 01, 2011
State regulators take on the crowd fighting crowd-funding bill
Dec 01, 2011
Crooks 'licking chops' over crowd-funding bill, claims NASAA head
Dec 01, 2011
Latest scandal could actually boost UBS wealth management
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