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Site Map for December 2012
Date
Title
Dec 31, 2012
Budget bill sails through House, goes to Obama
Dec 31, 2012
DCs bail out D.C.
Dec 31, 2012
Senate cliff talks hit rocky patch
Dec 30, 2012
The role of currency as an asset class
Dec 30, 2012
On the link between the growth of the Federal Reserve's balance sheet and inflation
Dec 30, 2012
If deal is struck, Boehner could go over the cliff all by himself
Dec 28, 2012
Fiscal cliff notes
Dec 28, 2012
ICI, Chamber appeal CFTC mutual fund rule
Dec 28, 2012
SEC extends 'temporary' trading rule for another two years
Dec 28, 2012
Proposal to merge SEC, CFTC will go belly up: Washington insiders
Dec 28, 2012
Independents to launch consumer education push
Dec 28, 2012
Big fund companies likely big winners in hedge fund ad rule
Dec 28, 2012
Don't count the wirehouses out yet: Charles Goldman
Dec 27, 2012
Post-cliff, life insurance a tougher sell
Dec 27, 2012
Munis take worst pounding since Meredith Whitney
Dec 27, 2012
The case against muni bonds
Dec 27, 2012
Latest round in Aviva-bashing case goes to agent
Dec 26, 2012
Grand bargain now down to 'fig leaf'
Dec 26, 2012
Obama, Senate — but not optimism — returning to Washington
Dec 26, 2012
What fiscal austerity could mean for the economy
Dec 26, 2012
What's Boehner's next move?
Dec 26, 2012
Ameriprise 401(k) lawsuit set for January court date
Dec 26, 2012
Platinum Wealth Partners plans 2013 as breakout
Dec 26, 2012
Fiscal-cliff turns into ping-pong match
Dec 26, 2012
Why the news media has the fiscal cliff all wrong
Dec 26, 2012
The C-Suite: RJ's Thomas James
Dec 26, 2012
Nontraded REIT deal good news for shareholders
Dec 24, 2012
Data data everywhere
Dec 23, 2012
Ray Jay asset management arm completes ClariVest deal
Dec 23, 2012
Succession planning challenges facing today's advisors
Dec 23, 2012
Is your value as a financial professional reflected by your broker-dealer?
Dec 21, 2012
Zohar is back, joins inStream
Dec 21, 2012
The Takeaway: The return of volatility and some investing lessons from 2012
Dec 21, 2012
Top dog among fund managers a bottom feeder
Dec 21, 2012
Time to tackle branding in an online world
Dec 21, 2012
iShares fee cuts pay off — with a little help from friends
Dec 21, 2012
INsider: Emerging markets ETFs just got complicated
Dec 21, 2012
Stock ETFs steal the show in September
Dec 21, 2012
Vanguard takes next leap in fee war with big index shift
Dec 21, 2012
Euro zone update: Why we are not at the end of a crisis
Dec 21, 2012
Jeffrey Saut: Why the U.S. is in its best position in years
Dec 20, 2012
The capital-gains tax: A tragedy in two acts
Dec 20, 2012
Raise high the roof beam: Home values up for first time since 2006
Dec 20, 2012
Not home for Christmas: Obama, Congress should spend holiday together
Dec 20, 2012
The adviser of the future: What to consider
Dec 20, 2012
Advisers wrestle with uncertainty over capital gains
Dec 20, 2012
Get rid of the muni tax break? Then get ready for higher property taxes
Dec 20, 2012
The real reason Warren Buffett should pay higher taxes
Dec 20, 2012
Gundlach sees 'kaboom' ahead, touts hard assets
Dec 20, 2012
Investing in real estate with a self-directed IRA
Dec 20, 2012
Bank of America Merrill Lynch hit with $1.3 million arbitration order
Dec 20, 2012
Getting ready for a sell-off, Crouch plays defense
Dec 20, 2012
NYSE agrees to pay SEC $5M over handling of trades
Dec 20, 2012
SEC approves NYSE's program to lure orders from individuals
Dec 19, 2012
New study reveals stark differences among baby boomers
Dec 19, 2012
Richard Bernstein on bull run: It's 1982 all over again
Dec 19, 2012
DoubleLine floats a new fund idea in a hot sector
Dec 19, 2012
Advisers: Deduction reductions coming
Dec 19, 2012
Buffett tromps all over Grover Norquist
Dec 19, 2012
High-yield tops fixed-income strategies
Dec 19, 2012
Five ways to break into the advice industry
Dec 19, 2012
Clients ask advisers about annuities more than any other product: Survey
Dec 19, 2012
No end in sight to wirehouse waning: Cerulli
Dec 18, 2012
Why all the fear about the stock market?
Dec 18, 2012
Finding value, minus the stock pickers
Dec 18, 2012
Rob Arnott: Death of the Dollar?
Dec 18, 2012
Advisers set grinch-like expectations for fiscal-cliff talks
Dec 18, 2012
Are you settling? How advisers can get 'unstuck'
Dec 18, 2012
Advisers feeling more secure about unsecured notes
Dec 18, 2012
The other cliff is not about taxes and spending
Dec 18, 2012
Why the SEC whiffs on prosecutions — can Walter do better?
Dec 18, 2012
Who's afraid of the fiscal cliff? Advisers
Dec 18, 2012
Nontraded REIT cuts fee to adviser
Dec 18, 2012
Another nontraded REIT goes public
Dec 17, 2012
P-E-owned fixed-annuity player makes inroads
Dec 16, 2012
Ex-Keegan fund directors left clients "in the dark': SEC
Dec 16, 2012
Stay married for a decade to get benefits
Dec 16, 2012
INVoices: Contract flap at Edward Jones
Dec 16, 2012
Bernstein: A bull run to rival 82
Dec 16, 2012
Planners say no to increase in estate tax rates
Dec 16, 2012
The books they loved
Dec 16, 2012
How to build a growth portfolio using ETFs
Dec 16, 2012
Securities America acquires firm
Dec 16, 2012
With ETFs, commission-free doesn't mean cost-free
Dec 16, 2012
Finra dials it back on suitability rule
Dec 16, 2012
Target dates take aim
Dec 16, 2012
Galvin's LPL suit a boon to plaintiffs
Dec 16, 2012
Sens.: Protect retirement plans
Dec 16, 2012
Does your OSJ offer lasting value?
Dec 16, 2012
People to watch in 2013
Dec 16, 2012
Retirees can cut their taxes by delaying Social Security
Dec 16, 2012
Advisers: Hefty asset growth in 2013
Dec 16, 2012
People
Dec 16, 2012
Dwyer: An economic dream team for Obama
Dec 16, 2012
Jeffrey Saut: Why Obama will compromise
Dec 14, 2012
Why this 'Goldilocks' environment favors advisers on the move
Dec 14, 2012
Advisers reveal their New Year's resolutions
Dec 13, 2012
LPL lands another big IT exec
Dec 13, 2012
Fed spikes volatility in bonds
Dec 13, 2012
Clients not overly impressed by their advisers in 2012: Survey
Dec 13, 2012
Are Roth IRA assets safe from Washington's revenue hunt?
Dec 13, 2012
Standards deviation: Universal fiduciary proposal a goner
Dec 13, 2012
Surprise! Fiduciary advocate calls Finra best hope for progress
Dec 13, 2012
Single fiduciary standard from SEC, DOL would create multiple problems, says consultancy
Dec 12, 2012
Rebalancing application provider TRX awarded patent
Dec 12, 2012
Cetera offers succession buyouts
Dec 12, 2012
Credit raters get no respect, no respect at all
Dec 12, 2012
Tech integration is no nearer
Dec 12, 2012
Adviser technology: Integration still elusive
Dec 11, 2012
Stars aligning against munis at year-end
Dec 11, 2012
Advisers see hefty return on assets in 2013
Dec 11, 2012
Why tax hikes will be worse than spending cuts
Dec 11, 2012
Chart of the day: Morningstar's top 10 stock purchases
Dec 11, 2012
Senators: Don't futz with retirement savings plans
Dec 11, 2012
Pension envy for employees not on the government's dime
Dec 11, 2012
INsider: Gundlach gets in TCW's grill
Dec 11, 2012
Merrill signs up a passel of advisers
Dec 11, 2012
Giving to donor-advised funds explodes, Schwab reports
Dec 11, 2012
Surprise! 401(k)s rode out the Great Recession just fine
Dec 11, 2012
Estate department: Inheritance tax changes likely to be retroactive
Dec 11, 2012
Brits consider recruitment code like U.S. version
Dec 11, 2012
Where the largest indie B-Ds clear
Dec 11, 2012
Buffett's faith in this sector finally starting to pay off
Dec 10, 2012
Worker suit over Verizon retirement plan handoff now a class action
Dec 10, 2012
Clients kind of blue over IBM's 401(k) surprise
Dec 10, 2012
AllianceBernstein's iPad app supports multiple uses
Dec 10, 2012
House rep: Image-conscious Schapiro to blame for Reg D delay
Dec 10, 2012
MK deal closed — and the rejiggering starts at Raymond James
Dec 10, 2012
Raymond James buys Morgan Keegan
Dec 09, 2012
There's no place like home: Gundlach snags TCW fund managers
Dec 09, 2012
Pavia: Industry should create a single standard for investment advice
Dec 09, 2012
What exactly are managed futures?
Dec 09, 2012
Many unaware of this Social Security twist
Dec 09, 2012
Tweaking your home to 'age in place'
Dec 09, 2012
Finra on to B-Ds that sold VAs with hedge funds
Dec 09, 2012
Sandy could blow through IRAs
Dec 09, 2012
Tax decisions must be weighed carefully
Dec 09, 2012
Investing strategies as taxes rise
Dec 09, 2012
The case for fixed-indexed annuities
Dec 09, 2012
Big-Four accountant wins appeal
Dec 09, 2012
U.K. advisers may exit industry in '13
Dec 09, 2012
Cohen: Next big move in bonds is down
Dec 09, 2012
Dollar cap most uncharitable
Dec 09, 2012
No C-E change as CFP Board scraps controversial plan
Dec 09, 2012
Modern Java: How Trust Company of America is rebuilding with it
Dec 07, 2012
INsider: Edward Jones contract — new or not — perplexes brokers
Dec 07, 2012
eFileCabinet update
Dec 07, 2012
Younger clients give thumbs down to face time: Survey
Dec 07, 2012
Sarch: Full disclosure on recruiting incentives? Bring it on!
Dec 07, 2012
Finra plan for bonus disclosure draws sharp reaction
Dec 07, 2012
If Uncle Sam taxes munis, munis could tax Uncle Sam
Dec 07, 2012
'Other half' now down to one percent
Dec 07, 2012
Nursing homes bleed assets dry: Study
Dec 06, 2012
Wish you were here: Spooked investors miss out on $200B gain
Dec 06, 2012
Buffett: Wealthy tax-avoiders 'the moochers'
Dec 06, 2012
Insurer settles charges that it slow-paid on LTCI claims
Dec 06, 2012
'Major loss' as big L.A. adviser leaves Morgan Stanley for Merrill Lynch
Dec 06, 2012
Crowding into crowdfunding biz has regulators worried
Dec 06, 2012
State actions against investment firms rise dramatically
Dec 06, 2012
Finding errors in PortfolioCenter
Dec 05, 2012
Dollar cap on deductions would have 'devastating impact' on charitable giving
Dec 05, 2012
Dealers build bond inventories at fastest pace since "07
Dec 05, 2012
Barro: Attacks on broadening the tax base baseless
Dec 05, 2012
Them's the brakes: VA sales skid
Dec 05, 2012
Peter Schiff: Fiscal cliff not the problem — it's the solution
Dec 05, 2012
MassMutual settles with SEC over VA disclosures
Dec 05, 2012
Big VA seller puts the brakes on
Dec 05, 2012
Financial advisers: To MBA or not to MBA?
Dec 05, 2012
Collusion illusion: No conspiracy necessary to rig Libor
Dec 04, 2012
Surprise! Plan sponsors chose advisers based on comfort, fit — not pricing
Dec 04, 2012
Will rates rise if Ben Bernanke is replaced?
Dec 04, 2012
Advisers not very confident on their annuity know-how
Dec 04, 2012
Mutual insurers ramp up development of deferred-income annuities
Dec 03, 2012
Utah legislator targets online broker records
Dec 03, 2012
Next big move in bonds? Down, warns Abby Cohen
Dec 03, 2012
Bond fund to pour $100M into post-Sandy rebuild
Dec 03, 2012
U.S. charities might be another victim of fiscal cliff
Dec 03, 2012
Embracing liquid alternatives for investors at all levels
Dec 03, 2012
Shift to alts: Fund offers wealthy clients easy access to hedgies
Dec 03, 2012
Damn the torpedoes, Guggenheim launches hedge fund platform for RIAs
Dec 03, 2012
Pay attention to charitable IRA rollovers
Dec 03, 2012
Sandy's stimulative effect could be short-lived
Dec 03, 2012
Exchange got black eye from going dark: Arthur Levitt
Dec 03, 2012
Second bank-loan ETF on the runway amid hunt for yield
Dec 03, 2012
So where did The Hartford go?
Dec 03, 2012
EyePad: Putnam rolls out videos to help advisers get tech-savvy
Dec 03, 2012
Former Woodbury execs filched info on way out: Hartford lawsuit
Dec 03, 2012
Opinion: Is your iPad now cleared for takeoff?
Dec 03, 2012
Sign of the times as insurers seek yield in riskier investments
Dec 03, 2012
After Woodbury, AIG on the prowl for more indie B-Ds
Dec 03, 2012
AIG emerges as most likely buyer of Woodbury Financial Services
Dec 02, 2012
Conard: Buffett dead wrong about taxing the rich
Dec 02, 2012
Michael Kitces: 15 power tweeters every adviser should know
Dec 02, 2012
Growth tactics of elite advisers
Dec 02, 2012
SEC too important to keep in limbo
Dec 02, 2012
Young take a pass on ownership
Dec 02, 2012
Krawcheck on advisory business opportunities
Dec 02, 2012
Young replenishing New Orleans
Dec 02, 2012
Fiscal cliff? Not gonna happen
Dec 02, 2012
Indie broker-dealers are identifying new talent
Dec 02, 2012
Sparks fly over plan to disclose bonuses
Dec 02, 2012
LA's rich and famous shine
Dec 02, 2012
MetLife B-D chief leaves company
Dec 02, 2012
BlackRock's Doll finds new home at Nuveen
Dec 02, 2012
Before the storm: Failure to have a viable succession plan no longer an option
Dec 02, 2012
What's feeding the growth spurt at investment bank William Blair
Dec 02, 2012
Self-directed IRAs complex, but they can be profitable
Dec 02, 2012
Riskalyze tool turns pro with new version for advisers
Dec 02, 2012
Business valuation: One size doesn't fit all
Dec 02, 2012
New SEC head faces gridlock
Dec 02, 2012
Treasury bears are capitulating as Fed buying meets fiscal cliff worry
Dec 02, 2012
West
Dec 02, 2012
Developing a career path in the RIA industry
Dec 02, 2012
Welcoming disclosure
Dec 02, 2012
Private-equity set does tax tango
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