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Site Map for April 2016
Date
Title
Apr 29, 2016
Put Warren Buffett's advice into action with these two ETFs
Apr 29, 2016
Apple takes a $4 billion bite out of ETFs as smart-beta shines
Apr 29, 2016
Voting with their feet, investors show fund companies how they feel about high fees
Apr 29, 2016
Invesco pays $10M DOL settlement for ERISA violation
Apr 29, 2016
Schwab shuns load funds in DOL's wake
Apr 29, 2016
McGraw-Hill to be renamed S&P Global: No more textbooks, just financial data
Apr 29, 2016
Increased SEC scrutiny may be making ETF providers uncomfortable
Apr 29, 2016
Help women tackle their larger student debt burden
Apr 29, 2016
How student debt is clouding future retirement income
Apr 29, 2016
These college majors will help you pay off debt faster
Apr 28, 2016
What unicorns can teach you about increasing your firm's value
Apr 28, 2016
With regulations looming and robos stalking, advisers must prove their worth
Apr 28, 2016
Obama daughter set for gap year before Harvard, but it's not for everyone
Apr 28, 2016
Vanguard's Gregory Nassour oversees more assets in funds than top bond kings
Apr 28, 2016
T. Rowe Price shareholders vote down climate-change proposal
Apr 28, 2016
Clients still need Social Security advice
Apr 28, 2016
Two types of investors are driving the stock market rally
Apr 28, 2016
Crawling up the wealth management pyramid
Apr 28, 2016
Congress poised for its last stand against DOL fiduciary rule
Apr 28, 2016
LPL reports paltry adviser gains in 2015
Apr 27, 2016
What you really need to think about when choosing a retirement destination
Apr 27, 2016
Are you earning less than a Silicon Valley intern?
Apr 27, 2016
Why independent broker-dealers are in survival mode
Apr 27, 2016
Relief for looming Social Security deadline
Apr 27, 2016
Dispatch from the retirement front: Choosing a retirement destination
Apr 27, 2016
Social Security employees finally get instructions on how to implement new claiming rules
Apr 27, 2016
Donald Trump to Janet Yellen: 'If I'm elected, you're fired'
Apr 27, 2016
Using PowerPoint for client meetings
Apr 27, 2016
Morningstar: The more you pay, the less you get from funds
Apr 27, 2016
Nuveen's Bob Doll: Consumer stronger than you think
Apr 27, 2016
Don't fear capital gains tax
Apr 26, 2016
Fixed-income heavyweights ponder the 'most dangerous' bond market ever
Apr 26, 2016
From the C Suite with RBC's John Taft: It isn't enough just to get up and work
Apr 26, 2016
DOL fiduciary rule will impact less than 10% of Bank of America wealth assets, CFO says
Apr 26, 2016
BlackRock joins Pimco warning investors to seek inflation hedge
Apr 26, 2016
Goldman Sachs to acquire retirement-savings startup
Apr 26, 2016
Galvin widens investigation into alleged RCS proxy fraud
Apr 25, 2016
Advisers to face stricter anti-money-laundering rules
Apr 25, 2016
Lawsuits against fiduciary rule likely to cite DOL's lack of authority
Apr 25, 2016
Still plenty of headaches for independent broker-dealers in the DOL fiduciary rule
Apr 25, 2016
Stifel fined $750,000 for failure to follow reserve requirements
Apr 25, 2016
Broker Michael Donnelly sentenced to prison after defrauding elderly, SEC says
Apr 25, 2016
Perez expresses confidence final DOL rule will survive opposition
Apr 24, 2016
Morningstar launches new client portal to tap data aggregation capabilities
Apr 24, 2016
Janney Montgomery Scott partners with Quovo on goals-based budgeting tool
Apr 24, 2016
The role of the broker-dealer in a post-DOL-fiduciary world
Apr 24, 2016
Making a case for impact investing
Apr 22, 2016
Take another look at nonqualified deferred compensation plans
Apr 22, 2016
When the kids get your long-term-care bill
Apr 22, 2016
51% of advisers see DOL fiduciary rule benefiting business
Apr 22, 2016
House committee approves resolution to kill DOL fiduciary rule on party-line vote
Apr 22, 2016
Some married gay couples surprised by new tax burden
Apr 22, 2016
Efforts by Fidelity, Vanguard and Pimco to calm energy investors pay off
Apr 22, 2016
West Oak Capital takes another big bite of Charles Schwab's stock
Apr 22, 2016
Post-DOL fiduciary rule, Wall Street gives the nod to low-cost fund companies
Apr 21, 2016
The U.S. is in the midst of a historic bull market
Apr 21, 2016
End of golden era for investors spells trouble for millennials: McKinsey report
Apr 21, 2016
SEC renews push for stock-tracking system to find causes of market disruptions
Apr 21, 2016
Almost nobody is good at timing the market
Apr 21, 2016
BlackRock's Larry Fink says it's time to use fiscal policy to spur growth
Apr 21, 2016
George Soros can't stop hating on the Chinese economy
Apr 21, 2016
Fate of Prince's estate uncertain following his death
Apr 21, 2016
Podcast: How 1,023-page DOL fiduciary rule flies in the face of Earth Day
Apr 21, 2016
Horizon Investments' Greg Valliere bemoans election tone, economic growth
Apr 21, 2016
Global X Funds launches Catholic Values ETF
Apr 21, 2016
Annually rebalancing client portfolios hurts performance: Pinnacle's Michael Kitces
Apr 21, 2016
Podcast: Lawsuit challenging DOL rule change is imminent
Apr 21, 2016
New DOL fiduciary rule, robo-advice dominate adviser concerns at SIFMA conference
Apr 21, 2016
Vanguard, Fidelity bank on robos, low-cost strategies to ride DOL fiduciary rule wave
Apr 21, 2016
What it takes to really have a digital advisory firm
Apr 20, 2016
FPA nudged CFP Board to drop its automatic $25 donation
Apr 20, 2016
Investors should look beyond REITs to gain real estate exposure: Jeffrey Kolitch
Apr 20, 2016
The Financial Stability Oversight Council scrutinizes mutual fund liquidity, leverage in hedge funds
Apr 20, 2016
New broker-dealer hires Realty Capital wholesalers to push into REIT market
Apr 20, 2016
Taking a cue from insiders on strategic-beta ETFs
Apr 20, 2016
Pimco's active BOND ETF being left in the dust
Apr 20, 2016
What advisers can learn about technology from Guns N' Roses
Apr 20, 2016
Fidelity moves closer to producing smart-beta ETFs
Apr 20, 2016
Investors flee actively managed funds for ETFs
Apr 20, 2016
'Fiduci-what?' Most clients don't know what the fiduciary duty really means
Apr 20, 2016
RCS Capital to file bankruptcy this weekend
Apr 20, 2016
Large Cetera Financial group bolts in wake of bankruptcy
Apr 19, 2016
Four signs you need to network more
Apr 19, 2016
Senator Elizabeth Warren rips SEC for allowing Steven Cohen to start new firm
Apr 19, 2016
Debunking the top myths and misconceptions about Medicare
Apr 19, 2016
How to prepare clients for changes to their BDC and nontraded REIT investments
Apr 19, 2016
You messed up your tax return. Now what?
Apr 19, 2016
DOL fiduciary rule creates 'prime hunting season' for 401(k) specialists
Apr 19, 2016
BlackRock, GMO forecast single-digit returns for U.S. stocks
Apr 19, 2016
What plan sponsors want from retirement plan advisers
Apr 19, 2016
Analyst sees gold hitting $3,000 an ounce over next three years
Apr 19, 2016
DOL rule akin to being peed on by a baby: NAPA head
Apr 19, 2016
Solving operational issues from M&A transactions
Apr 19, 2016
Investors poured $32 billion into bonds in March with Vanguard, BlackRock dominating
Apr 19, 2016
How advisory firms can enhance their performance benchmarking skills
Apr 19, 2016
Health care costs squeeze retirement savings
Apr 19, 2016
DOL fiduciary rule a big win for nontraded REITs
Apr 19, 2016
Small B-D's clients overly concentrated in illiquid alts: Finra
Apr 19, 2016
Will Blackstone build or buy a nontraded REIT business?
Apr 19, 2016
Blackstone considering getting into nontraded REIT market
Apr 19, 2016
Cantor Fitzgerald to hire nearly 30 RCS wholesalers
Apr 18, 2016
How to conduct an annual investment review
Apr 18, 2016
Hedge funder sues his lawyer from jail over a 'rushed' home sale
Apr 18, 2016
Should Fidelity make smart beta smarter?
Apr 18, 2016
Did Fidelity cheat its own client out of millions of dollars?
Apr 18, 2016
Regulatory changes abroad hint at the DOL fiduciary rule's potential impact
Apr 18, 2016
Four ways financial advisers should help retirement plan sponsor clients avoid a DOL audit
Apr 18, 2016
New offering will test frozen IPO market
Apr 18, 2016
Sequoia fund gives departing shareholders stock instead of cash
Apr 18, 2016
$750 million RIA firm Waddell joins Focus Financial Partners
Apr 18, 2016
A technology response to the DOL fiduciary rule
Apr 17, 2016
The super rich the first to bail during the financial crisis
Apr 17, 2016
House overwhelmingly approves bill to expand distribution of ETF research
Apr 17, 2016
Fed to keep options open for June rate hike: decision-day guide
Apr 17, 2016
How to ease clients' minds about ETF liquidity concerns
Apr 17, 2016
Is securitizing health care loans a workable solution for accessing high-cost medical treatments?
Apr 17, 2016
Chinese acquisition of AssetMark raises questions
Apr 15, 2016
Following on Senate's heels, House members introduce resolution to stop DOL fiduciary rule
Apr 15, 2016
Funds betting the gravity-defying gold rally isn't over yet
Apr 15, 2016
Three GOP senators co-sponsor resolution to kill DOL fiduciary rule
Apr 15, 2016
Money managers dump $3 billion of Treasury ETFs as haven appeal ebbs
Apr 15, 2016
Watch out, boomers, here comes 70 and those RMDs
Apr 15, 2016
Longevity can be an asset in retirement
Apr 15, 2016
Don't just rely on life insurance illustrations
Apr 15, 2016
Young advisers want a future, not handouts
Apr 15, 2016
Top young financial advisers for your rolodex
Apr 14, 2016
Traditional or Roth 401(k): How to choose
Apr 14, 2016
What does 'best interest' mean anyway? Texas Tech seeks more clarity on DOL fiduciary rule for advisers
Apr 14, 2016
Homeownership no longer pays at tax time
Apr 14, 2016
Steven Cohen gets back to managing money
Apr 14, 2016
What Americans really pay in taxes
Apr 14, 2016
Gundlach calls negative rates 'dumbest, most horrible' idea
Apr 14, 2016
Wirehouses seen winning in DOL's final fiduciary rule
Apr 14, 2016
Active fund managers smarting from brutal 2016 start
Apr 14, 2016
How should clients use their tax refunds?
Apr 14, 2016
Loomis Sayles goes global as investors continue to shun domestic equity funds
Apr 14, 2016
Precious-metals funds emerge as a powerful leveraged gold play
Apr 13, 2016
J.P. Morgan broker-dealer and custodian fined $1 million
Apr 13, 2016
Social Security planning still critical after demise of file and suspend
Apr 13, 2016
Social Security planning still critical after demise of file and suspend
Apr 13, 2016
Ready or not, Social Security claiming rules are about to change
Apr 13, 2016
The file and suspend countdown
Apr 13, 2016
Morningstar offers office software on iPad app
Apr 13, 2016
Avoid local Social Security offices and file for benefits online
Apr 13, 2016
Some American Funds offer up to 18 share classes: Overkill?
Apr 13, 2016
RCS Capital, Cetera and Lightyear reach settlement over executive poaching
Apr 13, 2016
AIG Advisor Group sold to Lightyear Capital, PSP Investments
Apr 13, 2016
Raymond James' recruiting comes of age
Apr 13, 2016
Advisory firm owners balance rewarding performance with keeping a lid on compensation
Apr 12, 2016
We're just four years from ETFs overtaking mutual funds
Apr 12, 2016
China's Huatai Securities acquires tech provider AssetMark
Apr 12, 2016
RIAs expect to make some changes to comply with DOL fiduciary rule
Apr 12, 2016
Fidelity research highlights the active-management edge
Apr 11, 2016
Nontraded REIT company Cole Capital on the mend
Apr 11, 2016
$520 Million Summit Capital merges with Merriman Wealth in Focus Financial network
Apr 11, 2016
DOJ's suit against activist investor could affect entire mutual fund industry
Apr 11, 2016
How AARP helped Obama thwart Wall Street on DOL fiduciary rule
Apr 11, 2016
Trian sells 9.9% stake in Legg Mason to Singapore's Shanda investing group
Apr 11, 2016
How will the DOL enforce its fiduciary rule?
Apr 11, 2016
A DOL fiduciary rule everyone can live with
Apr 11, 2016
ValueLine joins other asset managers by embracing liquid alternatives
Apr 11, 2016
In wake of DOL fiduciary rule changes, technology can solve problem of small accounts
Apr 11, 2016
SIFMA says DOL fiduciary rule pertaining to IRA rollovers still too restrictive
Apr 11, 2016
Low energy prices taking a toll on MLPs
Apr 11, 2016
RIA firm Carnick & Kubik joins Focus Financial Partners
Apr 11, 2016
Market volatility has some advisers tactically buying stocks
Apr 11, 2016
New Finra pricing rules for illiquid investments shaking up IBD industry
Apr 11, 2016
Bringing REIT commissions to light
Apr 10, 2016
Financial planners foresee little disruption to practices from DOL fiduciary rule
Apr 10, 2016
Number of mutual fund share classes boggles the mind
Apr 10, 2016
4 reasons why pulling out of emerging markets doesn't make sense
Apr 10, 2016
Baby boomers' wealth is in their homes
Apr 08, 2016
How the DOL fiduciary rule could affect financial adviser recruiting
Apr 08, 2016
Modern retirement planning means staying aggressive
Apr 08, 2016
New rule will force financial advisers to put your retirement needs first
Apr 08, 2016
Big deals that can help take the sting out of Tax Day
Apr 08, 2016
Investors still looking for ways to bridge the gap between stocks and bonds
Apr 08, 2016
The silver lining to the DOL fiduciary rule
Apr 08, 2016
Most women don't trust financial advisers
Apr 08, 2016
Robo-advisers poised for DOL fiduciary rule, but unintended consequences loom
Apr 08, 2016
In Apple's universe, does one size fit all?
Apr 08, 2016
Lesson from Bank of America settlement with Merrill Lynch trainees: Long hours required to make it
Apr 08, 2016
Why financial advisers want to become online rock stars on Investopedia and NerdWallet
Apr 08, 2016
Why advisers shouldn't shy away from discussing fees with clients
Apr 07, 2016
For robo-advisers, the next bear market will be a big test
Apr 07, 2016
IBM ramping up efforts to predict investor behavior, life events
Apr 07, 2016
Boston-based Cambridge Savings Bank partners with robo-adviser SigFig
Apr 07, 2016
DOL rule described as 'workable' and a political success
Apr 07, 2016
Blackstone to shut mutual fund after Fidelity pulls out
Apr 07, 2016
President Obama's SEC nominees are being held up by fellow Democrats
Apr 07, 2016
Podcast: The good, bad and ugly of the new rule
Apr 07, 2016
Critics say DOL fiduciary rule makes too many industry concessions
Apr 07, 2016
SunEdison's hard lesson for renewable-energy investors
Apr 06, 2016
How 401(k) plan advisers win under the final DOL fiduciary rule
Apr 06, 2016
DOL acting before SEC on fiduciary rule is 'failure in public policy'
Apr 06, 2016
Going under the hood of the new DOL fiduciary rule
Apr 06, 2016
Frequently asked questions about the DOL fiduciary rule
Apr 06, 2016
Historical timeline of fiduciary duty for financial advice
Apr 06, 2016
DOL releases final fiduciary rule
Apr 06, 2016
DOL set to unveil 'streamlined' fiduciary rule
Apr 06, 2016
From Hillary Clinton to Charles Schwab, top quotes on the DOL fiduciary rule
Apr 06, 2016
What changes to look for in the final DOL fiduciary rule
Apr 06, 2016
Three ways to take advantage of shortcomings in the DOL fiduciary rule
Apr 06, 2016
Crazy season for advisers who prep client tax returns
Apr 06, 2016
The DOL fiduciary rule could push these firms' variable annuity sales even lower
Apr 06, 2016
Despite industry fears, DOL's fiduciary rule is just more of the same
Apr 06, 2016
Ted Cruz, gaining anti-Trump momentum, seen as friend of financial industry
Apr 06, 2016
Industry should understand being a fiduciary is right for both clients and business
Apr 06, 2016
DOL, SEC fiduciary rules may diverge, Mary Jo White tells lawmakers
Apr 06, 2016
Finra: Broker charged $11M in commissions for nontraded REITs and BDCs and lied about it
Apr 06, 2016
Insurers slow to introduce QLACs for 401(k) market
Apr 05, 2016
SEC Investor Advisory Committee calls for better mutual fund fee disclosure
Apr 05, 2016
DOL rule could help small company retirement plans
Apr 05, 2016
Seven advisers with $550M in assets join Wells Fargo Advisors Financial Network
Apr 05, 2016
Frequently asked questions about the DOL fiduciary rule
Apr 05, 2016
OMB completes review of DOL fiduciary rule
Apr 05, 2016
How brokers can address potential revenue conflicts under DOL fiduciary rule
Apr 05, 2016
DOL rule silver lining? It may trigger a shift of $1 trillion to ETFs
Apr 05, 2016
Wealthfront, Vanguard tap data aggregation to increase assets, improve financial planning for clients
Apr 05, 2016
Stock buyback plans do little for long-term investors
Apr 05, 2016
Bank of America Merrill Lynch hires $330M Morgan Stanley duo
Apr 05, 2016
Wave of Finra arbitration claims expected from bad bets on energy
Apr 05, 2016
SEC smacks three former AIG Advisor Group B-Ds for using higher-priced funds
Apr 05, 2016
4 secrets on influence we can all learn from Donald Trump and Bernie Sanders
Apr 05, 2016
Sale of AIG Advisor Group may signal wave of mergers ahead
Apr 05, 2016
Opponents to DOL fiduciary rule say tweaks aren't enough
Apr 04, 2016
Transamerica loses $1 billion team to Kestra Financial
Apr 04, 2016
Adviser's Consultant: How to sell yourself in the prospect discovery process
Apr 04, 2016
Pimco: Bill Gross warned he'd lose $200M bonus for quitting
Apr 04, 2016
Adviser fears abound for fiduciary rule fallout
Apr 04, 2016
Date leaked for release of DOL fiduciary rule
Apr 04, 2016
Will the advice you give be subject to the DOL fiduciary rule?
Apr 04, 2016
Tony Robbins joins advisory firm as chief of investor psychology
Apr 04, 2016
Raymond James says more than 90% of Deutsche Bank U.S. private client advisers have signed contracts to join the firm
Apr 04, 2016
Finra alleges broker took in more than $1.7 million in commissions churning accounts at Craig Scott Capital
Apr 04, 2016
The time for emerging markets is now — if you can stand it
Apr 03, 2016
The time is now for young financial advisers
Apr 03, 2016
LPL partners with BlackRock's FutureAdvisor, paving way for robo-pilot program
Apr 03, 2016
The road to retirement just got rockier
Apr 01, 2016
How should you use your tax refund?
Apr 01, 2016
Ally Financial acquires robo-adviser TradeKing for $275 million
Apr 01, 2016
Senator Warren ups ante by calling for SEC investigation of firms opposing DOL fiduciary
Apr 01, 2016
Folio teams with record-keeping firm KTRADE ahead of DOL fiduciary rule
Apr 01, 2016
Don't assume the Roth IRA is beyond the reach of the tax man
Apr 01, 2016
Data aggregators unaffected by Intuit's plan to close its Financial Data API service
Apr 01, 2016
Strategies for delaying required minimum distributions for working clients
Apr 01, 2016
Progress being made to help advisers combat elder abuse
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