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Site Map for January 2022
Date
Title
Jan 31, 2022
Quitting work is great, but don't forget about saving
Jan 31, 2022
3 ways volatility diminishes the value of your firm
Jan 31, 2022
Political activity can obscure companies' true ESG stances, reports find
Jan 31, 2022
The rise of the crypto robo-advisors
Jan 31, 2022
NewEdge hires UBS team managing $3 billion in South Florida
Jan 31, 2022
Billion-dollar Truist group moves to RBC
Jan 31, 2022
Georgia court refuses to dismiss 401(k) suit, citing SCOTUS Northwestern decision
Jan 31, 2022
Who most wants to work with an adviser? Millennials
Jan 31, 2022
ESG principles must include balanced and globally aligned approaches
Jan 31, 2022
Navigating volatile markets with Blair duQuesnay
Jan 31, 2022
Rising crypto star faces SEC, volatile markets
Jan 31, 2022
UBS gets dose of digital disruption
Jan 28, 2022
BlackRock navigates a divided America
Jan 28, 2022
CFP Board increased number of scholarships 67% in 2021
Jan 28, 2022
SEC keeps up pressure on private fund advisers
Jan 28, 2022
Adviser's faith-based ESG niche attracts true believers
Jan 28, 2022
Firm spices up Bitcoin IRA option with in-app game
Jan 28, 2022
How UBS plans to leverage Wealthfront's robo-adviser
Jan 28, 2022
If regulators want meaningful feedback, bring back 60-day comment periods
Jan 28, 2022
Lincoln partners with CHIP to broaden access to advice
Jan 28, 2022
Ask follow-up questions to better serve client needs
Jan 28, 2022
Franklin Templeton picks Ascensus for its managed account offering
Jan 28, 2022
Forgotten BlackRock ETF posts mystery $3.7 billion inflow in day
Jan 27, 2022
Cybersecurity rule would clarify what SEC expects of advisers
Jan 27, 2022
Raymond James reels in $104 billion of net new client assets in 2021
Jan 27, 2022
Crypto collapse sheds new light on loyalty to digital assets
Jan 27, 2022
Ameriprise total assets hit record $1.4 trillion in Q4
Jan 27, 2022
OneDigital acquires St. Louis-based RIA
Jan 27, 2022
Annuity sales rose 16% last year
Jan 27, 2022
Crypto firms Celsius Network, Gemini face SEC scrutiny
Jan 27, 2022
Grantham has an even scarier prediction than his crash call
Jan 27, 2022
Reassessing the 2022 Medicare premium hike
Jan 26, 2022
Total number of CFPs, women certificants reach new heights
Jan 26, 2022
Finra approves Winklevoss crypto exchange Gemini
Jan 26, 2022
Powell backs March liftoff, won't rule out hike every meeting
Jan 26, 2022
UBS buys Wealthfront for $1.4 billion in major push into US market
Jan 26, 2022
SEC officials urge firms to update compliance to cope with emerging technologies
Jan 26, 2022
$2 billion in GWG junk bonds sold by advisers are under pressure
Jan 26, 2022
More DC plan lawsuits and settlements, from several litigators
Jan 26, 2022
Massachusetts says Fidelity rubber-stamped options applications
Jan 26, 2022
Sudden market volatility has advisers preaching calm to newer investors
Jan 26, 2022
EP Wealth Advisors acquires $118 million RIA
Jan 26, 2022
UBS buying Wealthfront for $1.4 billion in cash deal
Jan 26, 2022
Goldman, Citi strategists say it’s now time to buy stocks
Jan 26, 2022
The latest in financial #AdviserTech — January 2022 — Part 2
Jan 26, 2022
Finding confidence on the road to the future
Jan 25, 2022
BofA brings employees back to some U.S. offices as Covid cases decrease
Jan 25, 2022
Legislation could cut retirement savings gap by 25% or more: EBRI
Jan 25, 2022
Mobile apps push wealthtech funding to record highs
Jan 25, 2022
Gensler warns financial industry not to push into regulatory gray areas
Jan 25, 2022
Galvin examining 'surprise' taxes on target-date funds
Jan 25, 2022
Southwestern Investment Group is latest RIA to partner with private equity
Jan 25, 2022
LPL nabs $275 million Wells team
Jan 25, 2022
Baird adds $18 billion with acquisition of Hefren-Tillotson
Jan 25, 2022
Former UBS rep charged with stealing $5.8 million
Jan 25, 2022
JPMorgan agrees to take 49% Viva Wallet stake in fintech deal
Jan 24, 2022
What inflation could mean for annuities
Jan 24, 2022
Four Texas REIT executives guilty of fraud
Jan 24, 2022
SCOTUS vacates Northwestern rulings
Jan 24, 2022
Fidelity launches new compliance business line Saifr
Jan 24, 2022
Merrill fires Connecticut adviser after uproar at smoothie shop
Jan 24, 2022
Pending SEC proposal targets advisers’ cyber ‘hygiene’
Jan 24, 2022
Are our industry's diversity programs working?
Jan 24, 2022
Wealthspire kicks off rebranding efforts in wealth management build-out
Jan 24, 2022
Utah duo managing $350 million joins LPL from Commonwealth
Jan 24, 2022
Citigroup rep managing $200 million moves to Alex. Brown
Jan 24, 2022
TriNet switches 401(k) plan to Empower
Jan 24, 2022
Morgan Stanley lifts CEO James Gorman’s pay 6% to $35 million
Jan 24, 2022
World's top gold ETF sees holdings surge in bullish demand sign
Jan 24, 2022
To rethink our retirement ‘system,’ go Down Under
Jan 24, 2022
Active ETFs catch the eye of RIAs and big funds, too
Jan 24, 2022
Active managers are getting a smaller slice of the pie
Jan 22, 2022
Top-earning CEOs at broker-dealers
Jan 21, 2022
Bipartisan Senate bill targets senior financial exploitation
Jan 21, 2022
BofA revamps wealth management product teams
Jan 21, 2022
Why JPMorgan is spending $12 billion on tech
Jan 21, 2022
With $84 trillion wealth transfer coming, advisers should be licking their chops
Jan 21, 2022
TIAA offers annuity to corporate retirement plans
Jan 21, 2022
New era imminent as SEC focuses on accountability
Jan 21, 2022
Wells Fargo gets 2015 regulatory order lifted
Jan 20, 2022
Franklin Templeton hires ESG exec from Calpers
Jan 20, 2022
NFP taps two as co-presidents in Northeast
Jan 20, 2022
Dynasty Financial IPO raises questions about future of platform
Jan 20, 2022
Finra fines Credit Suisse $9 million for losing control of client securities
Jan 20, 2022
Verity launches tool for 403(b) market
Jan 20, 2022
How $33 billion fintech Revolut is taking on free stock trades
Jan 20, 2022
Social Security Administration and unions reach pact on reopening
Jan 20, 2022
BNY Mellon sees potential for digital asset revenue in 2023
Jan 20, 2022
Medicare do-over season
Jan 20, 2022
SEC bars Woodbridge executive Acevedo
Jan 20, 2022
Schwab CEO sees brokerage of the future looking more like Uber
Jan 19, 2022
Finra focuses on sales of complex products, crypto
Jan 19, 2022
Pandemic likely to have lasting effect on workplace benefits, survey shows
Jan 19, 2022
Gensler defends 30-day comment periods for SEC proposals
Jan 19, 2022
Morgan Stanley sees 'freakish' asset growth in 2021, Gorman says
Jan 19, 2022
After record 2021, Captrust is focused on wealth management deals
Jan 19, 2022
It's raining records at Merrill Lynch
Jan 19, 2022
AdvisorEngine updates, rebrands Junxure CRM platform
Jan 19, 2022
Ponzi fraudster sentenced to 17½ years
Jan 19, 2022
Facet Wealth lands $100 million in funding
Jan 19, 2022
SoFi rises after regulator approves U.S. bank charter
Jan 18, 2022
Fintech Skience partners with Incedo
Jan 18, 2022
Target-date fund sales back up after a dip in 2020
Jan 18, 2022
Acorns and Pioneer cancel $2.2 billion SPAC deal
Jan 18, 2022
Creative Planning acquires $2 billion California RIA
Jan 18, 2022
Higher payouts mar record year at Goldman Sachs
Jan 18, 2022
First Republic increased number of teams it added in 2021
Jan 18, 2022
MassMutual trio managing $186 million moves to Cetera
Jan 18, 2022
Florida team managing $325 million joins Raymond James
Jan 18, 2022
Your clients will show you the way
Jan 18, 2022
SageView to acquire $900 million portfolio from Capital One
Jan 18, 2022
Hybrid advising on $300 million switches to Arkadios from Triad
Jan 18, 2022
Boom in model portfolios slammed in new paper
Jan 18, 2022
The work-from-home dilemma and the lack of diversity in conference agendas
Jan 18, 2022
Father-daughter Morgan Stanley team managing $250 million goes indie
Jan 18, 2022
BlackRock CEO Fink defends stakeholder capitalism
Jan 14, 2022
Founders of Onyx talk about the new platform
Jan 14, 2022
Revisiting King’s last speech
Jan 14, 2022
Niche adviser bulks up with a focus on fitness coaches
Jan 14, 2022
Several new ERISA lawsuits target big retirement plan sponsors
Jan 14, 2022
RBC adds 4 advisers who manage $1 billion in assets
Jan 14, 2022
Gemini moves into wealth management with Bitria acquisition
Jan 14, 2022
Emotions can be the key to making your firm unforgettable
Jan 14, 2022
Alts open up everything from Harlem Renaissance art to Japanese whisky
Jan 14, 2022
Volatility, Covid and inflation worry Americans, survey finds
Jan 14, 2022
Drop in advisers at Wells Fargo continues but slows
Jan 14, 2022
Captrust acquires $107 billion competitor
Jan 14, 2022
BlackRock assets hit record $10 trillion, powered by ETFs
Jan 13, 2022
Significant progress made on advocacy priorities of our industry
Jan 13, 2022
OneDigital acquires $406 million advisory firm
Jan 13, 2022
Early planning on qualified charitable distributions can mean bigger tax savings
Jan 13, 2022
California set to fine employers that have ignored auto-IRA registration
Jan 13, 2022
EBSA nominee Gomez again advances to Senate floor
Jan 13, 2022
Robert McCann back in the financial advice industry
Jan 13, 2022
RBC inks portfolio management deal with Addepar
Jan 13, 2022
Fidelity added $90 billion in DC plan assets in 2021
Jan 13, 2022
Mercer Global buys $238 million RIA
Jan 13, 2022
Breakaway broker managing $750 million joins LPL
Jan 13, 2022
Covid, convergence, consolidation and the 2021 RPA roundtables
Jan 12, 2022
Are Vanguard’s tech issues costing it customers?
Jan 12, 2022
Where financial wellness falls short
Jan 12, 2022
Arb win against Robinhood for meme-stock trading halt could provide road map
Jan 12, 2022
Mercer Global acquires $680 million RIA
Jan 12, 2022
Group creates certification for financial conference diversity
Jan 12, 2022
Mariner acquires California firm advising on $950 million
Jan 12, 2022
Ex-adviser gets 2 1/2 years for stealing $600,000 from elderly client
Jan 12, 2022
Redtail opens up text messaging tech to all
Jan 12, 2022
Nominations open for InvestmentNews' 40 Under 40 awards
Jan 12, 2022
The latest in financial #AdviserTech — January 2022
Jan 12, 2022
‘Great retirement’ in U.S. is driven by older female baby boomers
Jan 12, 2022
ESG fund asset managers need to provide clarity for investors
Jan 11, 2022
Mercer acquires $510 million Florida RIA
Jan 11, 2022
Finra seeks to extend remote branch office inspections through end of year
Jan 11, 2022
Alts provider CAIS lands $225 million in funding
Jan 11, 2022
Lawmakers, trade groups seek more time to comment on SEC proposals
Jan 11, 2022
T. Rowe Price settles 401(k) suit for $7 million
Jan 11, 2022
Public slow to embrace Social Security's online tools
Jan 11, 2022
Ahead of tax season, Treasury says be ready for frustration
Jan 11, 2022
ESG study shared with SEC reveals fund labels are often useless
Jan 11, 2022
Providing financial advice to adult entertainers is this adviser's mission
Jan 10, 2022
Bitcoin sell-off shakes adviser confidence in crypto
Jan 10, 2022
RIA Summit Financial scoops up private bank's wealth management assets
Jan 10, 2022
Pension plans cheaper overall than 401(k)s, researchers find
Jan 10, 2022
Fake crypto offerings pose biggest investor threat, regulators say
Jan 10, 2022
Inside iCapital’s $497 million in fresh funding
Jan 10, 2022
Advisory firms managing $557 million merge into Merit Financial
Jan 10, 2022
SEC permanently bars RIA Michael Shillin over fraud
Jan 10, 2022
Seattle's Laird Norton in second merger since 2020
Jan 10, 2022
Kevin Ruth to lead private wealth at Raymond James
Jan 10, 2022
$600 million Lincoln Financial team switches to LPL
Jan 10, 2022
Crypto diehards are about to find out if it really was a bubble
Jan 10, 2022
New-school communications: Adviser marketing with Megan Carpenter
Jan 10, 2022
There’s much to look forward to in 2022
Jan 10, 2022
Turning a new page for InvestmentNews
Jan 10, 2022
Expect a flurry of new ESG rules
Jan 10, 2022
ESG investing is about to get a lot easier
Jan 07, 2022
401(k) lawsuit names LPL, Alliant
Jan 07, 2022
New Jersey team managing $315 million goes from Ameriprise to LPL
Jan 07, 2022
Build Back Better stall could complicate tax planning
Jan 07, 2022
Merrill Lynch settles ski resort claims for $4.5 million
Jan 07, 2022
SageView buys $3.5 billion RPA Channel Financial
Jan 07, 2022
Acorns finalizes plans to offer individual stock trades
Jan 07, 2022
Pacific Life to pay $3 million for doing unlicensed business
Jan 07, 2022
Litigation, student loans and the retirement outlook for 2022
Jan 06, 2022
PE firm Parthenon to acquire $7.46 billion RIA
Jan 06, 2022
Advisers managing $230 million join Raymond James in Florida
Jan 06, 2022
PEP entrant Smart to buy Stadion
Jan 06, 2022
Two B-Ds boost reserves for legal costs
Jan 06, 2022
Kamila Elliott becomes first Black chair of CFP Board
Jan 06, 2022
What are carbon offsets? 'Crazy' market needs regulation
Jan 06, 2022
RIAs see M&A momentum gaining steam in '22
Jan 06, 2022
7 ways to improve fiduciary outcomes in 2022
Jan 06, 2022
Invesco gives 34-year-old underperforming fund an ESG makeover
Jan 06, 2022
The advice industry went to Fat City in 2021
Jan 06, 2022
Free planning apps drive down cost for advice in 2022
Jan 06, 2022
Fed leaves gradualism behind with urgency on rates, assets
Jan 05, 2022
Law prof calls out 'ingenious deceit' of 401(k) tax law
Jan 05, 2022
Credit Suisse ordered to pay former brokers about $10 million
Jan 05, 2022
Advisers struggle with data security — and worry about the consequences
Jan 05, 2022
Widow’s dilemma: When to claim Social Security
Jan 05, 2022
Securities America team managing $195 million switches to Commonwealth
Jan 05, 2022
Four Idaho advisers managing $648 million join Raymond James
Jan 05, 2022
Mariner Wealth acquires New Hampshire firm
Jan 05, 2022
Political tension could permeate the SEC's 2022 agenda
Jan 05, 2022
Planning for beyond the new year
Jan 04, 2022
Creative Planning acquires $300 million Ohio RIA
Jan 04, 2022
EP Wealth Advisors acquires Bay Area RIA
Jan 04, 2022
MAI acquires $725 million RIA book
Jan 04, 2022
SEC punts again on NYDIG Bitcoin ETF
Jan 04, 2022
Project aims to grade 14,000 school districts' 403(b) plans
Jan 04, 2022
Why RPAs must expand relationships with participants
Jan 04, 2022
Finology makes debut in continuing education
Jan 04, 2022
Morgan Stanley agrees to pay $60 million over data breach
Jan 04, 2022
Advisers find shelter from vax mandates at Christian RIA
Jan 04, 2022
Hightower adds $1.6 billion TC Wealth Partners
Jan 04, 2022
Correcting the blind spots in our practices
Jan 04, 2022
Advisers to focus on staying home in 2022
Jan 03, 2022
Robinhood to expand options contract feature to more traders
Jan 03, 2022
Finra rule to rein in rogue brokers goes into force
Jan 03, 2022
DOL tones down Trump-era statements on PE in 401(k)s
Jan 03, 2022
Vanguard website outage underlines dangers of online investing
Jan 03, 2022
DoubleLine puts ETFs on the docket for 2022
Jan 03, 2022
Finra tags two firms with penalties due to mutual fund sales
Jan 03, 2022
Prospect of rate hikes puts 2022 economy, markets in clearer focus
Jan 03, 2022
Biden’s student-loan reprieve eases $1.6 trillion worry, for now
Jan 03, 2022
What does 2022 have in store?
Jan 03, 2022
Monte Carlo forecasts prove anything is possible — or not
Jan 03, 2022
Implementing a social strategy that won't get you fined by the SEC
Jan 02, 2022
Goldman backtracks on return-to-office as omicron surges
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