Lindsey Rhea’s firm, Alia Wealth Partners, is based in Germantown, Tennessee.
Sean Khaligh, who joined Wells in 2007, is affiliating with LPL through The Financial Services Network and has formed EQ Private Wealth Advisors in Palos Verdes, California.
Komansky, who joined Merrill Lynch as a stockbroker, expanded the firm around the globe as its chairman and CEO during the bull markets of the 1990s.
The team, including James Wendling, Steven VanDerSchaaf andClint Allman, have moved to the employee unit of Raymond James in Davenport, Iowa.
The broker, Barry Snyder, was 'hooked' on a hamburger chain stock, says the ex-wife's attorney,
A group of three reps in Lincoln, Nebraska, makes the move.
Wells Fargo Advisors could fetch more than $20 billion in this high-demand market for wealth management firms.
The new firm in Greenwood Village, Colorado, is called Nilsine Partners, which is a reference to the state motto.
Alberto Sisso is moving to Raymond James' employee unit in Fort Lauderdale, Florida.
Carrie Turcotte and Crystal Walker run NorthShore Financial Strategies in Chattanooga, Tennessee.
Known as the Inter Alia Group, four reps and four associates make switch in Portland, Oregon.
In the wake of fresh regulatory action and a $250 million fine imposed on the bank this month, the senator asked the Fed to force the bank to separate its traditional bank and Wall Street businesses.
David Crossan and John Stephens Jr. set up shop in Manahawkin and Manchester on the New Jersey shore.
Heather Hunt-Ruddy previously held the role of head of business development and is remembered by some financial advisers for an apt analogy about Tater Tots.
The Office of the Comptroller of the Currency cited deficiencies in the bank's home-lending business and said it violated a 2018 order tied to past problems.
Margaret Wilkin is joining a Baird office in Roseville, California.
Francis Ciocari is affiliating with the firm through super OSJ Gladstone Wealth Partners and will be opening an office in Blue Bell, Pennsylvania.
Brenner Wealth Management Group is based in Santa Barbara, California.
Regulators are privately signaling that they're still not satisfied with the bank's progress in compensating victims and shoring up controls.
Allison Taylor leads the all-female group in Huntington Beach, California.
