Active engagement is part of the fintech’s larger mission to incentivize healthy investing behaviors that align with customers' best interest, according to CEO Noah Kerner.
The digital record-keeping platform also promoted Ryan Anderson to chief product officer.
Saumen Chattopadhyay fills a role that had been vacant since former OneDigital CIO Jamie Battmer left the company in March.
American Express Co. believes a consumer may want to create a full financial plan, complete with toggles for job promotions and inflation as well as important life events. They're not the only company that thinks so.
A look at the evolving marketing landscape, and the five trends advisory firms must command to optimize growth in the next decade.
The financial adviser Douglas Chin has affiliated with the independent broker-dealer through Gladstone Wealth Partners in Red Bank, New Jersey
An ecosystem is emerging whose ultimate goal is to increase advisers’ wallet share by enabling them to unify a client’s entire financial world onto a single platform.
Honoring the 2020 and 2019 InvestmentNews Women to Watch for their achievements and dedication to improving the financial advice profession.
The rule goes 'significantly beyond' suitability, and firms should give their reps the tools they need to 'identify, disclose and mitigate conflicts prohibited under Reg BI,' Gurbir Grewal said.
Scottsdale, Arizona-based Integrated Wealth Management has a 10-person team.
Lindsey Rhea’s firm, Alia Wealth Partners, is based in Germantown, Tennessee.
Advisers' biographies tend to be generic, filled with jargon and acronyms. Write a bio that gives prospects the information they need to decide whether they want to talk with you.
The free trading platform rolled out round the clock customer service following a recruiting spree of financial advisers turned customer service reps.
Jeffrey Dampf was barred from the securities industry last week for not cooperating in Finra's investigation of allegations that he stole money from elderly clients.
Eric Cornell and Patrick Shea have formed their own firm, Helius Wealth, in Palm Beach Gardens, Florida.
The compliance friction points that advisers detest the most are almost always centered around marketing.
The media executive will help provide strategy and guidance for InvestmentNews.
J.P. Morgan Asset Management’s Guide to Markets content is now available through an augmented reality experience accessible via smartphones.
Christopher and Michelle Mackin are leveraging their love for the outdoors into a focused advisory practice.
The trader, Keith Wakefield, was charged with one count of securities fraud, which carries a maximum sentence of one year in prison.
