Glamorous it’s not. But Docupace’s Ryan George explains why the route to greater firm efficiency, more satisfied clients and more productive advisors lies in automating back-office processes.
The regulator sued five BitConnect promoters in May for their roles in promoting the scheme by creating testimonials on YouTube, sometimes multiple times a day.
Wealth management firms in New Orleans remained mostly closed as power is being restored to parts of the city in the wake of Hurricane Ida. Areas in the Northeast were also severely impacted.
The executive is joining the online brokerage firm after heading Ally Invest.
The conference, originally scheduled for Oct. 20-22, will now take place on May 4-6, 2022 at the Aria in Las Vegas. The move follows other recent postponements of tech-related events.
Loh served as vice president of digital advice and innovation and oversaw the Intelligent Portfolio automated advice platform at Schwab. The hire emphasizes the bank’s recent push to utilize technology offerings to serve the mass affluent market.
The six-adviser team at TBT Financial Services is based in Tyler and Longview, Texas
Brenner Wealth Management Group is based in Santa Barbara, California.
Luma Financial Technologies' new tool, Luma Compare, lets advisers compare a variety of products.
Here are the top four lessons I walked away from the Olympics with and that I will strive to instill in my team.
Treating clients as we would our dearest friends is not only the right thing to do, but tends to result in a lot of referrals from happy, well-cared-for clients.
The firm has pushed its return-to-office date back to the middle of October, after having asked some employees to return to work next week.
The hiring push is the fund company’s third in less than a year, reflecting the boom in individual investing that has lifted the entire trading industry.
The payments giant enters a competitive but flourishing marketplace for online brokerages as it evolves its app to enable millions to trade individual stocks. PayPal currently has approximately 400 million users.
Allison Taylor leads the all-female group in Huntington Beach, California.
Cooper, the company's chief investment officer, succeeds Dennis Glass, who has been chief executive since 2007.
David Foster found his niche when he realized how difficult it was to make sure his donations were having the desired impact.
The agency fined 8 firms, including Cetera and Cambridge, a total of $750,000 for inadequate policies and procedures to protect customer information.
The funds will be made available for clients of its robo-adviser Personal Advisor Services through advised portfolios as part of a five-fund active equity offer.
Great advisers with good tools were unable to prevent far too many investors from making emotional decisions amid the March 2020 market volatility.
