John Vande Bossche leads the six-person team in Anaheim, California, that includes his wife, son and daughter.
Professionally managed portfolios that are accessible inside of consumer apps will give consumers their first taste of investing via a long-term-focused offer — perhaps coupled with education and bite-sized planning.
The turnkey asset management platform is working to help advisers meet the growing demand from clients for access and personalization via different investment options.
Margaret Wilkin is joining a Baird office in Roseville, California.
Francis Ciocari is affiliating with the firm through super OSJ Gladstone Wealth Partners and will be opening an office in Blue Bell, Pennsylvania.
It’s critical for fintech firms to have incident response plans if a catastrophic event and subsequent cyberattack were to happen.
Even though advisers don’t have to comply with the rule for more than a year, it ranked as the hottest compliance topic, according to a survey; cybersecurity and climate change/ESG were other areas worrying advisers.
The NFL franchise will expose Stash’s financial literacy programs to 6 million fans via social media and 11 million viewers that watch the team during a broadcasted game.
LPL made clear it was eyeing Voya financial advisers after Cetera Financial Group Inc. said it was buying the firm in February.
Rather than focusing on servicing clients, think instead of creating a great client experience — something that's very different.
The time is right to focus on back-office efficiency. Docupace’s Ryan George explains why the payoff in efficiency, better customer service and reduced costs can so rewarding.
The basketball legend is among the investors participating in an $11.6 million funding round for Vanilla, which was founded by Steve Lockshin in 2019 to fully digitize estate planning for registered investment advisers.
Rob Foregger, who led the establishment of the fintech firm in 2013, left his day-to-day responsibilities at the company in May, but is still a shareholder and adviser.
In the two decades since 9/11, the financial industry has been preparing for the next terrorist attack, in whatever form it might take.
Glamorous it’s not. But Docupace’s Ryan George explains why the route to greater firm efficiency, more satisfied clients and more productive advisors lies in automating back-office processes.
The regulator sued five BitConnect promoters in May for their roles in promoting the scheme by creating testimonials on YouTube, sometimes multiple times a day.
Wealth management firms in New Orleans remained mostly closed as power is being restored to parts of the city in the wake of Hurricane Ida. Areas in the Northeast were also severely impacted.
The executive is joining the online brokerage firm after heading Ally Invest.
The conference, originally scheduled for Oct. 20-22, will now take place on May 4-6, 2022 at the Aria in Las Vegas. The move follows other recent postponements of tech-related events.
Loh served as vice president of digital advice and innovation and oversaw the Intelligent Portfolio automated advice platform at Schwab. The hire emphasizes the bank’s recent push to utilize technology offerings to serve the mass affluent market.
