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Addressing the financial literacy crisis facing women in America
OPINION APR 12, 2021
Addressing the financial literacy crisis facing women in America

Society must integrate financial awareness into education, as men, and particularly women, need to improve their financial knowledge.

Fund manager finds way around capital gains distributions
PRACTICE MANAGEMENT APR 12, 2021
Fund manager finds way around capital gains distributions

Huber Capital Management borrows a page from the exchange-traded fund industry to protect mutual fund investors from taxes.

Fintech apps that strive for good
FINTECH APR 12, 2021
Fintech apps that strive for good

Fintech platforms are helping to ensure customers not only understand what diversification means, but also how it can help them build a more balanced portfolio.

Cryptocurrency nears adviser tipping point as players pile in
ALTERNATIVES APR 12, 2021
Cryptocurrency nears adviser tipping point as players pile in

Regulatory uncertainty and lack of access to familiar investment vehicles currently keep most advisers on the sidelines, but a study finds 44% expect to be working with cryptocurrencies within five years.

Advisers are missing the boat on ESG: Cerulli
RIAS APR 12, 2021
Advisers are missing the boat on ESG: Cerulli

Surveys of investors and financial advisers show a disconnect between what investors want with regard to environmental, social and governance strategies, and what most advisers think their clients want.

Merrill Lynch team managing $650 million joins LPL
BROKER DEALERS APR 12, 2021
Merrill Lynch team managing $650 million joins LPL

Four-adviser NorthEnd Private Wealth is launching in Greenville, South Carolina; it is affiliating with LPL via its Strategic Wealth Services offering.

Preparing for higher taxes
OPINION APR 12, 2021
Preparing for higher taxes

Tax-related advice is one of the few areas where advisory expertise so clearly and quickly shows its worth.

Stifel CEO says life after Covid means return to the office
PRACTICE MANAGEMENT APR 09, 2021
Stifel CEO says life after Covid means return to the office

CEO Ron Kruszewski cited benefits related to training, collaboration and the reinforcement of the firm's culture in his annual letter to shareholders.

Are 60-40 portfolios leading investors over a cliff?
EQUITIES APR 09, 2021
Are 60-40 portfolios leading investors over a cliff?

The big increase in the U.S. M1 money supply could lead to inflationary pressures that will increase risks for the fixed-income portion of a 60-40 portfolio allocation.

Bitcoin specialist NYDIG raises $100 million
FINTECH APR 09, 2021
Bitcoin specialist NYDIG raises $100 million

Property and casualty insurers join life and annuity investors already backing the company.

Advisers managing $686 million affiliate with Raymond James
BROKER DEALERS APR 09, 2021
Advisers managing $686 million affiliate with Raymond James

OSJ Boston Harbor adds two indie teams, as well as advisers from Morgan Stanley and Merrill Lynch.

What the pandemic taught us about helping clients navigate shocks
OPINION APR 09, 2021
What the pandemic taught us about helping clients navigate shocks

A recent academic paper argues that large shocks like the pandemic undermine feelings of financial security. This raises the question of what financial planners can learn from the pandemic to help their clients better prepare for the next shock.

Goldman secrecy on harassment claims faces challenge
REGULATION AND LEGISLATION APR 08, 2021
Goldman secrecy on harassment claims faces challenge

Goldman faces a vote at its annual meeting later this month on whether it should publish a report on how its mandatory-arbitration policy impacts employees and workplace culture.

Envestnet acquires fintech Harvest Savings
FINTECH APR 08, 2021
Envestnet acquires fintech Harvest Savings

Envestnet now owns Harvest's technology, including its automated micro-savings and digital account opening tools.

Biden tax talk seen driving RIA M&A activity
RIAS APR 08, 2021
Biden tax talk seen driving RIA M&A activity

The record deal volume in the first quarter is being attributed to multiple factors, not the least of which is President Joe Biden's threats to hike capital gains taxes.

AdvicePay launches tool for enterprise oversight
FINTECH APR 07, 2021
AdvicePay launches tool for enterprise oversight

AdvicePay, the payment tool co-founded by Michael Kitces, is trying to make it easier for large advisory firms to adopt different fee models.

Fidelity plans to hire 4,000, including 1,000 licensed reps
PRACTICE MANAGEMENT APR 07, 2021
Fidelity plans to hire 4,000, including 1,000 licensed reps

The giant asset manager also intends to add technology workers at operations centers.

Group advising on $470 million switches from Triad to Arkadios
PRACTICE MANAGEMENT APR 07, 2021
Group advising on $470 million switches from Triad to Arkadios

Wagner Wealth Management, based in Greenville, South Carolina, has seven reps.

Team with $583 million joins SagePoint from Kestra
BROKER DEALERS APR 07, 2021
Team with $583 million joins SagePoint from Kestra

Charles Stephen, an Albuquerque, New Mexico-based firm with four advisers, will affiliate through super-OSJ AmeriFlex.

Discover what your clients want with a survey
OPINION APR 07, 2021
Discover what your clients want with a survey

A lot has changed over the past 12 months, and it's likely that what your clients want or prefer may have changed as well.