Lisa Quadrini moves to Brandywine Oak Private Wealth in suburban Philadelphia.
Fintop Capital led the Series A financing round, which included Flyover Capital and 1248 Holdings.
Luma aims to get a broader set of advisers to engage with annuities with access to the Cannex database and annuity-focused tools.
The Advisors, a five-adviser group, is based in Murraysville, Pennsylvania, and headed by Bryan Davis.
Social Security is forecast to run out of funds by 2035, company pensions (as well as full-time employment itself) are in decline, and millions are facing a squeeze on savings. People planning for their retirement are looking for fresh advice to help guarantee long-term financial security.
White paper says financial services firms must adapt to the threat or pay the price.
If you are a competent, caring, hands-on financial adviser, you should charge a market rate for your services.
Society must integrate financial awareness into education, as men, and particularly women, need to improve their financial knowledge.
Huber Capital Management borrows a page from the exchange-traded fund industry to protect mutual fund investors from taxes.
Fintech platforms are helping to ensure customers not only understand what diversification means, but also how it can help them build a more balanced portfolio.
Regulatory uncertainty and lack of access to familiar investment vehicles currently keep most advisers on the sidelines, but a study finds 44% expect to be working with cryptocurrencies within five years.
Surveys of investors and financial advisers show a disconnect between what investors want with regard to environmental, social and governance strategies, and what most advisers think their clients want.
Four-adviser NorthEnd Private Wealth is launching in Greenville, South Carolina; it is affiliating with LPL via its Strategic Wealth Services offering.
Tax-related advice is one of the few areas where advisory expertise so clearly and quickly shows its worth.
CEO Ron Kruszewski cited benefits related to training, collaboration and the reinforcement of the firm's culture in his annual letter to shareholders.
The big increase in the U.S. M1 money supply could lead to inflationary pressures that will increase risks for the fixed-income portion of a 60-40 portfolio allocation.
Property and casualty insurers join life and annuity investors already backing the company.
OSJ Boston Harbor adds two indie teams, as well as advisers from Morgan Stanley and Merrill Lynch.
A recent academic paper argues that large shocks like the pandemic undermine feelings of financial security. This raises the question of what financial planners can learn from the pandemic to help their clients better prepare for the next shock.
Goldman faces a vote at its annual meeting later this month on whether it should publish a report on how its mandatory-arbitration policy impacts employees and workplace culture.
