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Wells Fargo CEO draws fire for ‘limited’ Black talent comment
PRACTICE MANAGEMENT SEP 23, 2020
Wells Fargo CEO draws fire for ‘limited’ Black talent comment

U.S. lawmaker Alexandria Ocasio-Cortez joined critics on Twitter condemning the statements

Adviser honored for empowering healthier lives and inspiring hope
PRACTICE MANAGEMENT SEP 22, 2020
Adviser honored for empowering healthier lives and inspiring hope

Invest in Others announced Duane Chaney of Arch Capital Advisory Group of Raymond James as a 2020 award winner

Trade groups join push for e-delivery of investment documents
PRACTICE MANAGEMENT SEP 22, 2020
Trade groups join push for e-delivery of investment documents

SIFMA, Investment Adviser Association, and others, are pushing the SEC to make electronic delivery the default option

Advisers unsatisfied with asset managers during pandemic: Survey
FINTECH SEP 22, 2020
Advisers unsatisfied with asset managers during pandemic: Survey

Advisers said they are looking for investment ideas, portfolio construction and marketing support

When clients want to ride out the rest of the year in cash
PRACTICE MANAGEMENT SEP 22, 2020
When clients want to ride out the rest of the year in cash

Advisers are spending more time 'talking clients off the ledge'

Wells Fargo duo managing $225 million launch LPL-affiliated hybrid
RIAS SEP 22, 2020
Wells Fargo duo managing $225 million launch LPL-affiliated hybrid

Marc DeCicco and Tad Wilson started North Bend Wealth Management in Vienna, West Virginia

Quit trying to time the markets
OPINION SEP 22, 2020
Quit trying to time the markets

Focusing on outsmarting the markets isn’t just detrimental to your clients, it can harm the value of your business

RBG gave women the keys to financial security and freedom
OPINION SEP 22, 2020
RBG gave women the keys to financial security and freedom

Ginsburg fought for women to have equal access to financial tools like credit cards and mortgages

Adviser recognized for assisting victims of human trafficking
PRACTICE MANAGEMENT SEP 21, 2020
Adviser recognized for assisting victims of human trafficking

Invest in Others Charitable Foundation named Lynette Atchley of CPA Financial Advisors as a 2020 winner

How tech tools are expanding access to ESG investing
FINTECH SEP 21, 2020
How tech tools are expanding access to ESG investing

Experts from Charles Schwab, Merrill Lynch and Fidelity address how advisers can use digital tools to increase investor engagement

Watch the Diversity & Inclusion Awards videos
PRACTICE MANAGEMENT SEP 21, 2020
Watch the Diversity & Inclusion Awards videos

Learn more about the winners of InvestmentNews’ 2020 D&I Awards

LPL cuts Morningstar reporting tool at more than two dozen offices
FINTECH SEP 21, 2020
LPL cuts Morningstar reporting tool at more than two dozen offices

The broker-dealer had concerns about oversight of client accounts while using the application

Goldman Sachs names new heads of global M&A
PRACTICE MANAGEMENT SEP 21, 2020
Goldman Sachs names new heads of global M&A

Although deal activity has crept up since July, volumes are down almost 40% globally so far this year

The new face of wealth advice: It's personalized
OPINION SEP 21, 2020
The new face of wealth advice: It's personalized

Technology is the key to delivering the recommendations and services each client wants

Pandemic likely to reshape adviser-client communications, survey finds
PRACTICE MANAGEMENT SEP 18, 2020
Pandemic likely to reshape adviser-client communications, survey finds

Broadridge sees accelerated adoption of digitalization and personalization

Tough week for Raymond James after tech outage
FINTECH SEP 18, 2020
Tough week for Raymond James after tech outage

The data snafu hit just days after announcing major staff layoffs

Oppenheimer's tech stack gets a makeover with InvestCloud
FINTECH SEP 18, 2020
Oppenheimer's tech stack gets a makeover with InvestCloud

The broker-dealer tapped InvestCloud to speed up client onboarding and retention for the firm's 1,000 advisers

Scalia making hay in his time inside
PRACTICE MANAGEMENT SEP 18, 2020
Scalia making hay in his time inside

First he convinced the courts to throw out the fiduciary rule; now he’s crafted a new one as agency chief

We’ve come a long way, but still not far enough
PRACTICE MANAGEMENT SEP 18, 2020
We’ve come a long way, but still not far enough

Honoring and celebrating diversity and inclusion in the advice industry is paramount — now more than ever

Lessons from 2020: Moving forward
PRACTICE MANAGEMENT SEP 18, 2020
Lessons from 2020: Moving forward

InvestmentNews will take the pulse of advisers over the next four months, as they navigate the paradigm shifts happening in the advice industry