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Small RIAs delay succession planning during pandemic: DeVoe survey
RIAS SEP 17, 2020
Small RIAs delay succession planning during pandemic: DeVoe survey

Confidence has increased among respondents that the next generation can afford to buy firms

Robertson Stephens names Raj Bhattacharyya CEO
PRACTICE MANAGEMENT SEP 17, 2020
Robertson Stephens names Raj Bhattacharyya CEO

He replaces Stuart Katz, who continues as the firm’s CIO

Future of financial planning takes emphasis off the assets
RIAS SEP 17, 2020
Future of financial planning takes emphasis off the assets

Morningstar conference panel touts niche practices and the personal touch

Move over AppleCare — Betterment now offers cellphone insurance
FINTECH SEP 17, 2020
Move over AppleCare — Betterment now offers cellphone insurance

The move is indicative of the race to add features across platforms as fintech providers look to compete with traditional banks

BlackRock's Larry Fink worries about corporate culture while working from home
PRACTICE MANAGEMENT SEP 17, 2020
BlackRock's Larry Fink worries about corporate culture while working from home

'I don't believe BlackRock will ever be 100% back in the office,' he said at the Morningstar virtual conference

The latest in financial #AdviserTech — September 2020
RIAS SEP 17, 2020
The latest in financial #AdviserTech — September 2020

We look at the big news, announcements and underlying trends and developments that are emerging in the world of technology solutions for financial advisers!

OpenInvest launches ESG reporting software
FINTECH SEP 16, 2020
OpenInvest launches ESG reporting software

Advisers will have an easier time exposing clients to companies that meet customizable environmental, social and governance guidelines

How one 401(k) firm says it is bulking up amid the pandemic
RETIREMENT PLANNING SEP 16, 2020
How one 401(k) firm says it is bulking up amid the pandemic

Human Interest is hiring staff and getting rid of certain fees

BlackRock, Schwab, Fidelity press SEC for wider digital delivery of investment documents
FINTECH SEP 16, 2020
BlackRock, Schwab, Fidelity press SEC for wider digital delivery of investment documents

Electronic delivery should be the default communication method for investors, according to a letter sent to the agency this month

Envestnet adds cash management tools for RIAs
FINTECH SEP 16, 2020
Envestnet adds cash management tools for RIAs

Independent advisers can help clients set up cash accounts to meet budgeting goals within the Tamarac platform

From shoulder pads to financial advisers -- how the NFL Players  Association protects its members from fraudsters
OPINION SEP 16, 2020
From shoulder pads to financial advisers -- how the NFL Players Association protects its members from fraudsters

Roughly 2,000 NFL players need the extra layer of financial protection the union's adviser program provides

Hybrid managing $1 billion moves to LPL from Securian
BROKER DEALERS SEP 16, 2020
Hybrid managing $1 billion moves to LPL from Securian

SGC Financial and Insurance Services in San Mateo, California, has 13 advisers

Merrill team managing $1 billion goes indie with Kestra
BROKER DEALERS SEP 16, 2020
Merrill team managing $1 billion goes indie with Kestra

Four-adviser RS Will Wealth Management established in Frederick, Maryland

Strengthen diversity and inclusion by adjusting the hiring process
OPINION SEP 16, 2020
Strengthen diversity and inclusion by adjusting the hiring process

During interviews, a candidate's true aptitude could be obscured by cultural differences or behavioral norms

Raymond James cutting 500 jobs
BROKER DEALERS SEP 15, 2020
Raymond James cutting 500 jobs

The layoffs focus on support staff and will not include financial advisers among the cuts

Citi hires Merrill exec to head wealth management
PRACTICE MANAGEMENT SEP 15, 2020
Citi hires Merrill exec to head wealth management

David Poole has led Merrill Edge and Merrill Guided Investing

Five-adviser Merrill team managing $280 million joins Stifel
BROKER DEALERS SEP 15, 2020
Five-adviser Merrill team managing $280 million joins Stifel

The Bonnette group is opening an office for the firm in Audubon, New Jersey

John Galloway to head Vanguard’s stewardship efforts
PRACTICE MANAGEMENT SEP 15, 2020
John Galloway to head Vanguard’s stewardship efforts

He succeeds veteran Glenn Booraem, who will continue to serve as a senior adviser for the group

JPMorgan sees productivity decline for staff working from home
PRACTICE MANAGEMENT SEP 15, 2020
JPMorgan sees productivity decline for staff working from home

Employees' output was particularly affected on Mondays and Fridays, CEO Jamie Dimon told analysts in a private meeting

Team managing $500 million at Wells Fargo moves to Alex. Brown
BROKER DEALERS SEP 14, 2020
Team managing $500 million at Wells Fargo moves to Alex. Brown

A trio of advisers led by Steve Kanteliotis joins the Raymond James unit in Philadelphia