Your Practice

Displaying 13041 results
MacKay Shields names Janelle Woodward president
PRACTICE MANAGEMENT SEP 28, 2020
MacKay Shields names Janelle Woodward president

Woodward joins from BMO Global and succeeds retiring president Lucille Protas

‘I’m getting lit up on TikTok!’ A candid conversation with Josh Brown
PRACTICE MANAGEMENT SEP 26, 2020
‘I’m getting lit up on TikTok!’ A candid conversation with Josh Brown

The Reformed Broker talks about his latest book and why he’s no longer a fan of Twitter

Adviser recognized for 25 years of dedicated support for students
PRACTICE MANAGEMENT SEP 25, 2020
Adviser recognized for 25 years of dedicated support for students

Invest in Others Charitable Foundation named Lynn Chen-Zhang of Zhang Financial its 2020 Lifetime Achievement award winner

Diversity is a 'need to have': Eric Tepper, CEO of Chase wealth management
PRACTICE MANAGEMENT SEP 25, 2020
Diversity is a 'need to have': Eric Tepper, CEO of Chase wealth management

Tepper talks strategy behind four new hires and moving the needle on diversity within his organization

Older women anxious about finances in retirement: GAO report
RETIREMENT PLANNING SEP 25, 2020
Older women anxious about finances in retirement: GAO report

Retired women in 14 focus groups are worried about rising health care costs

Adviser wins award for combating human trafficking
PRACTICE MANAGEMENT SEP 24, 2020
Adviser wins award for combating human trafficking

Invest in Others announced Brian Robinson of UBS Financial Services as a 2020 award winner

Envestnet inks data-sharing deal with Wells Fargo amid FTC inquiry
FINTECH SEP 24, 2020
Envestnet inks data-sharing deal with Wells Fargo amid FTC inquiry

The agreement is meant to increase protection of consumer data shared with supported apps

Complying with state senior reporting statutes
OPINION SEP 24, 2020
Complying with state senior reporting statutes

Firms must consider the interplay between different reporting laws in each state to maximize their immunity

Adviser recognized for helping Haitian children
PRACTICE MANAGEMENT SEP 23, 2020
Adviser recognized for helping Haitian children

Invest in Others named Michael J. Martin of ELM Wealth Management at Raymond James as winner of a 2020 award

State regulators flexed enforcement muscle in 2019
PRACTICE MANAGEMENT SEP 23, 2020
State regulators flexed enforcement muscle in 2019

The NASAA report shows last year produced the most actions taken and money returned to investors in five years

AssetMark launches portfolio management tech for videoconferencing
FINTECH SEP 23, 2020
AssetMark launches portfolio management tech for videoconferencing

The new tools allow advisers to present client proposals and portfolio reviews online

SSN back office faces layoffs after Advisor Group merger
BROKER DEALERS SEP 23, 2020
SSN back office faces layoffs after Advisor Group merger

Half of the employees will stay on, but some portion will likely be let go, according to sources

Wells Fargo CEO draws fire for ‘limited’ Black talent comment
PRACTICE MANAGEMENT SEP 23, 2020
Wells Fargo CEO draws fire for ‘limited’ Black talent comment

U.S. lawmaker Alexandria Ocasio-Cortez joined critics on Twitter condemning the statements

Adviser honored for empowering healthier lives and inspiring hope
PRACTICE MANAGEMENT SEP 22, 2020
Adviser honored for empowering healthier lives and inspiring hope

Invest in Others announced Duane Chaney of Arch Capital Advisory Group of Raymond James as a 2020 award winner

Trade groups join push for e-delivery of investment documents
PRACTICE MANAGEMENT SEP 22, 2020
Trade groups join push for e-delivery of investment documents

SIFMA, Investment Adviser Association, and others, are pushing the SEC to make electronic delivery the default option

Advisers unsatisfied with asset managers during pandemic: Survey
FINTECH SEP 22, 2020
Advisers unsatisfied with asset managers during pandemic: Survey

Advisers said they are looking for investment ideas, portfolio construction and marketing support

When clients want to ride out the rest of the year in cash
PRACTICE MANAGEMENT SEP 22, 2020
When clients want to ride out the rest of the year in cash

Advisers are spending more time 'talking clients off the ledge'

Wells Fargo duo managing $225 million launch LPL-affiliated hybrid
RIAS SEP 22, 2020
Wells Fargo duo managing $225 million launch LPL-affiliated hybrid

Marc DeCicco and Tad Wilson started North Bend Wealth Management in Vienna, West Virginia

Quit trying to time the markets
OPINION SEP 22, 2020
Quit trying to time the markets

Focusing on outsmarting the markets isn’t just detrimental to your clients, it can harm the value of your business

RBG gave women the keys to financial security and freedom
OPINION SEP 22, 2020
RBG gave women the keys to financial security and freedom

Ginsburg fought for women to have equal access to financial tools like credit cards and mortgages