Your Practice

Displaying 13009 results
Lessons from 2020: New InvestmentNews surveys
PRACTICE MANAGEMENT SEP 14, 2020
Lessons from 2020: New InvestmentNews surveys

InvestmentNews will introduce a series of short polls to gather adviser learnings and sentiments around 2020

Robos gain traction with affluent millennials: Study
FINTECH SEP 14, 2020
Robos gain traction with affluent millennials: Study

Millennials are the demographic using robo-advisers the most, and 50% of those millennials have $500,000 or more in assets

ESG could thrive in 401(k) plans, despite DOL rule
RETIREMENT PLANNING SEP 14, 2020
ESG could thrive in 401(k) plans, despite DOL rule

Even as the regulator moves to stem the funds in retirement plans, there are ample opportunities, according to speakers at the NAPA 401(k) Summit

Look again: Your annual goals are still within reach
OPINION SEP 14, 2020
Look again: Your annual goals are still within reach

As fall begins, take time to revisit your business plan for the year and figure out what needs to get done and who can do it

Hybrid managing $250 million goes to LPL from Waddell
BROKER DEALERS SEP 14, 2020
Hybrid managing $250 million goes to LPL from Waddell

JTL Wealth Partners, based in Plano, Texas, has national ambitions

From new normal to new paradigm
RETIREMENT PLANNING SEP 13, 2020
From new normal to new paradigm

How half a year of quarantine has affected the financial services industry

From army officer to financial adviser
PRACTICE MANAGEMENT SEP 12, 2020
From army officer to financial adviser

‘More education’ should be given to firms about the benefits of hiring ex-military members

The digital shift is here — and it’s uncomfortable
FINTECH SEP 11, 2020
The digital shift is here — and it’s uncomfortable

Wholesale tech adoption comes with pitfalls

How advisers can use tech to attract assets
FINTECH SEP 11, 2020
How advisers can use tech to attract assets

With no end in sight to remote work, advisers turn to technology to plot new growth strategies virtually from their living rooms

Is working from home the new  normal?
PRACTICE MANAGEMENT SEP 11, 2020
Is working from home the new normal?

Six months into the forced work-from-home experiment, traditional office space is becoming less relevant

Enforcement, arbitration proceedings move online
PRACTICE MANAGEMENT SEP 11, 2020
Enforcement, arbitration proceedings move online

Taking testimony, conducting depositions and hearings remotely gains acceptance

Keeping an eye on chats
PRACTICE MANAGEMENT SEP 11, 2020
Keeping an eye on chats

The pandemic creates cracks in how firms oversee advisers’ communications with clients

Rockefeller Capital woos Morgan Stanley team managing $500 million
PRACTICE MANAGEMENT SEP 11, 2020
Rockefeller Capital woos Morgan Stanley team managing $500 million

The five-person Moore Group will join the firm’s office in Dallas

Brokerages push to extend delay of on-site inspections
PRACTICE MANAGEMENT SEP 11, 2020
Brokerages push to extend delay of on-site inspections

Remote oversight is starting to change the concept of supervision

Diversity and inclusion success starts with a focus on inclusion
PRACTICE MANAGEMENT SEP 10, 2020
Diversity and inclusion success starts with a focus on inclusion

The effort shouldn't be about checking boxes and adding a minority group member to the corporate board

Q&A: WealthConductor CEO Sheryl O'Connor
RETIREMENT PLANNING SEP 10, 2020
Q&A: WealthConductor CEO Sheryl O'Connor

The fintech's leader talks retirement savings software in the age of COVID-19 and what the industry lacks in gender equality

Wells Fargo adviser managing $500 million goes indie with LPL
BROKER DEALERS SEP 10, 2020
Wells Fargo adviser managing $500 million goes indie with LPL

Anthony Frigoletto forms River’s Edge Wealth Partners in Red Bank, New Jersey

Citi names Jane Fraser CEO
PRACTICE MANAGEMENT SEP 10, 2020
Citi names Jane Fraser CEO

She will succeed Michael Corbat and become the first woman to run a major global bank

The InvestmentNews podcast: The future of financial planning
PRACTICE MANAGEMENT SEP 09, 2020
The InvestmentNews podcast: The future of financial planning

Hosts Jeff Benjamin and Bruce Kelly and fellow InvestmentNews reporter Emile Hallez discuss how living longer and getting a better sense of longevity are changing financial planning

Hybrid wholesaling coming for the 401(k) market
RETIREMENT PLANNING SEP 09, 2020
Hybrid wholesaling coming for the 401(k) market

What the trend means for retirement plan advisers