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10 Best Places to Work among large firms
PRACTICE MANAGEMENT APR 16, 2020
10 Best Places to Work among large firms

See the firms with 50 or more employees that ranked highest on this year’s Best Places to Work for Financial Advisers list

Robinhood raising $250 million in new funds
FINTECH APR 16, 2020
Robinhood raising $250 million in new funds

The funding would put a value of about $8 billion on the online brokerage, which has suffered repeated outages during the recent market turmoil

Low rates topple cash yields for robo-advised clients
OPINION APR 16, 2020
Low rates topple cash yields for robo-advised clients

Digital wealth managers may be forced to reinvent themselves in light of the recent stock market downturn

TD Ameritrade executive exits to join LPL
BROKER DEALERS APR 15, 2020
TD Ameritrade executive exits to join LPL

Judy Ricketts had worked for the family firm for 24 years

10 Best Places to Work among midsize advice firms
PRACTICE MANAGEMENT APR 15, 2020
10 Best Places to Work among midsize advice firms

See the firms with 30 to 49 employees that ranked highest on this year’s Best Places to Work for Financial Advisers list

10 predictions for financial advisers in a post-crisis world
OPINION APR 15, 2020
10 predictions for financial advisers in a post-crisis world

In an industry where widespread change is already underway, there’s a wave of evolution ahead —much of it for the better

Emergency savings: The next workplace benefit
RETIREMENT PLANNING APR 15, 2020
Emergency savings: The next workplace benefit

Retirement plan record keepers are lining up to help pilot savings programs that could run alongside 401(k)s

Thank goodness we diversified
OPINION APR 15, 2020
Thank goodness we diversified

Our merger with private equity finances our expansion and strengthens our infrastructure, while allowing us to run the firm the way we always have

Wells Fargo reduces minimums on robo platform
FINTECH APR 15, 2020
Wells Fargo reduces minimums on robo platform

Fees for Intuitive Investor cut to 30 basis points for preferred customers

Alight, Abbott Labs sued over account breach
RETIREMENT PLANNING APR 14, 2020
Alight, Abbott Labs sued over account breach

A plan participant claims the companies violated Erisa by failing to prevent a theft of more than $200,000 from her 401(k) account

RIAs stick with summer interns, but from a safe distance
RIAS APR 14, 2020
RIAs stick with summer interns, but from a safe distance

Skills that firms are looking for in interns include working remotely and helping with online support

TriplePlay: Finding opportunities in a crisis
PRACTICE MANAGEMENT APR 14, 2020
TriplePlay: Finding opportunities in a crisis

Erin Botsford of The Advisor Authority describes ways advisers can use challenging times, like the current pandemic, as opportunities to improve their businesses

10 Best Places to Work among small advice firms
PRACTICE MANAGEMENT APR 14, 2020
10 Best Places to Work among small advice firms

See the firms with 15 to 29 employees that ranked the highest on this year’s Best Places to Work for Financial Advisers list

UBS team managing $325 million joins Kestra
BROKER DEALERS APR 14, 2020
UBS team managing $325 million joins Kestra

Sean Russell and Philip Giammarino move to Coastline Wealth Management

Fidelity plans to hire 2,000 employees to bolster service
PRACTICE MANAGEMENT APR 14, 2020
Fidelity plans to hire 2,000 employees to bolster service

The financial services firm plans to add consultants and service representatives around the country

How firms can increase diversity and inclusion
OPINION APR 14, 2020
How firms can increase diversity and inclusion

It’s a broad topic to tackle, and firms may find the challenge lies in knowing where to start

Team managing $350 million at Ameriprise switches to Raymond James
BROKER DEALERS APR 14, 2020
Team managing $350 million at Ameriprise switches to Raymond James

Caliber, based in Overland Park, Kansas, has seven advisers and a staff of six

Creative Planning's Mallouk challenges industry to protect employees
RIAS APR 13, 2020
Creative Planning's Mallouk challenges industry to protect employees

The RIA pledges no layoffs or pay cuts resulting from economic fallout from COVID-19

3 Questions: How this adviser tackled COVID-19
PRACTICE MANAGEMENT APR 13, 2020
3 Questions: How this adviser tackled COVID-19

Thomas Fross, co-founder of Fross & Fross Wealth Management, talks about how having coronavirus impacted his business

COVID-19 restrictions not affecting adviser service delivery, report finds
PRACTICE MANAGEMENT APR 13, 2020
COVID-19 restrictions not affecting adviser service delivery, report finds

One in three advisers say they have not made any changes to client portfolios