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Navigating the gray zone
OPINION FEB 20, 2020
Navigating the gray zone

What to do when best practices for running your business don’t align with your personal values

T3 attendees at odds over actual adviser count at conference
FINTECH FEB 20, 2020
T3 attendees at odds over actual adviser count at conference

Conference founder Joel Bruckenstein denied suggestions that attendance has decreased or competition has increased

UBS names outsider Hamers to succeed CEO Ermotti
PRACTICE MANAGEMENT FEB 20, 2020
UBS names outsider Hamers to succeed CEO Ermotti

In his tenure as chief executive at ING, Ralph Hamers has been known for promoting digital banking

After Fiserv sale, Cheryl Nash's team rebrands as Tegra118
FINTECH FEB 19, 2020
After Fiserv sale, Cheryl Nash's team rebrands as Tegra118

The sale of Fiserv's investment services business to Motive Partners closed Tuesday

Diversity & Inclusion Awards
PRACTICE MANAGEMENT FEB 19, 2020
Diversity & Inclusion Awards

Please nominate an individual or firm for helping to promote diversity and inclusion in the financial advice industry. Deadline is April 20 to make nominations for these annual InvestmentNews honors

Saving time, tech integration are themes at T3
FINTECH FEB 19, 2020
Saving time, tech integration are themes at T3

LPL, Fidelity and Orion were among the companies announcing new integrations at the conference

Retirement plan adviser M&A market poised to explode
RETIREMENT PLANNING FEB 19, 2020
Retirement plan adviser M&A market poised to explode

The mergers and acquisitions boom in the plan adviser market is only just beginning

Goldman loses $10 billion wealth teams to rival banks
PRACTICE MANAGEMENT FEB 19, 2020
Goldman loses $10 billion wealth teams to rival banks

One group of advisers is joining UBS while the other is reportedly moving to First Republic

Finra proposes making regulatory continuing education an annual requirement
PRACTICE MANAGEMENT FEB 18, 2020
Finra proposes making regulatory continuing education an annual requirement

New approach also would allow previously registered brokers to remain in the industry through CE

3 reasons I sold a majority stake in my firm
OPINION FEB 18, 2020
3 reasons I sold a majority stake in my firm

Now that I'm part of a larger organization, 95% of my workweek is spent doing what I’m best at: growing the firm

Ric Edelman makes the case for Bitcoin at T3
ALTERNATIVES FEB 18, 2020
Ric Edelman makes the case for Bitcoin at T3

Despite Edelman's enthusiasm, his firm does not recommend digital assets to its clients

How to spot greenwashing
PRACTICE MANAGEMENT FEB 17, 2020
How to spot greenwashing

Best practices to check out ESG criteria

Fidelity redesigning Wealthscape platform and mobile apps
FINTECH FEB 16, 2020
Fidelity redesigning Wealthscape platform and mobile apps

Fidelity Institutional's Lisa Burns describes the tech changes on the horizon for its clients.

Fidelity focusing on recruiting women to the industry
PRACTICE MANAGEMENT FEB 14, 2020
Fidelity focusing on recruiting women to the industry

The firm is seeking to build a culture where everyone understands the business value of diversity, says Fidelity Institutional’s Lisa Burns

Joel Bruckenstein says advisers get better tech products more quickly today
FINTECH FEB 14, 2020
Joel Bruckenstein says advisers get better tech products more quickly today

Exciting new firms launched at his annual T3 conference for advisers, including FP Alpha and Summit Wealth.

UBS has begun search for successor to CEO
PRACTICE MANAGEMENT FEB 14, 2020
UBS has begun search for successor to CEO

Sergio Ermotti reportedly briefed bank executives on his plans to step down this year

Layoffs hit 98 more at AllianceBernstein
PRACTICE MANAGEMENT FEB 13, 2020
Layoffs hit 98 more at AllianceBernstein

As it prepares to move to Nashville, the company announced additional cuts in New York

Valentine’s Day reminder: A man is not a plan
RETIREMENT PLANNING FEB 13, 2020
Valentine’s Day reminder: A man is not a plan

A new white paper offers women a guide to financial competency

Trump budget could lead federal workers to put less money in Thrift Savings Plan
RETIREMENT PLANNING FEB 12, 2020
Trump budget could lead federal workers to put less money in Thrift Savings Plan

His proposed budget for 2021 lays out cuts to federal retirement benefits that would total $92 billion by 2030

Financial advisers feeling immune to economic risks of coronavirus
PRACTICE MANAGEMENT FEB 12, 2020
Financial advisers feeling immune to economic risks of coronavirus

The stock market has shrugged off the mysterious virus even as it spread to more than three dozen countries, killing more than 1,100