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Financial planning programs need champions
OPINION SEP 28, 2014
Financial planning programs need champions

Bringing awareness of the financial planning profession to college campuses requires a combination of ingredients

PRACTICE MANAGEMENT SEP 28, 2014
The differences between NextGen and senior advisers

Survey results draw lines between the generations of advisers

BROKER DEALERS SEP 28, 2014
An 'adviser' in name only

Calling a broker an adviser is dangerous, and it's time to embrace the black-and-white distinction.

PRACTICE MANAGEMENT SEP 28, 2014
The journey's goal: More women on corporate boards

SEC chairman Mary Jo White talked about improving gender diversity in the boardroom in a speech in September 2014.

PRACTICE MANAGEMENT SEP 26, 2014
BlackRock, Precidian pull applications for new ETF type

EQUITIES SEP 26, 2014
Pimco fortifies to take on the old boss

Monday <i>Breakfast with Benjamin:</i>Gross, Ivascyn to square off. Plus: The outlook for Pimco outflows is bad and worse, global markets keeping an eye on Hong Kong civil unrest, a warning about fixed indexed annuities, buying ahead of ex-dividend dates, and running the numbers on Roth IRAs

PRACTICE MANAGEMENT SEP 26, 2014
Benchmark Your Productivity and Profitability

PRACTICE MANAGEMENT SEP 26, 2014
SEC's investigation into Pimco could ripple through ETF, fixed income markets

Regulator reportedly questions whether fund company artificially boosted returns in its big fixed-income ETF by relying on lofty valuations; smaller firms could be at risk.

ALTERNATIVES SEP 26, 2014
Nontransparent ETFs a step backward

Less transparency for new products seems in conflict with the SEC's interest in increased disclosure of mutual fund holdings.

EQUITIES SEP 26, 2014
Frustrated Fed calls out consumers for saving too much

<i>Breakfast with Benjamin:</i> The Fed now says consumers are saving too much. Plus: SEC reforms add risk to money market funds; considering a worst-case-scenario for economic growth; what Eric Cantor brings to Wall Street; and another case for long-short equity investing.

PRACTICE MANAGEMENT SEP 26, 2014
It's OK to be lazy

Rest, and some laziness, is imperative to being really effective with your time.

RIAS SEP 26, 2014
Bill Gross disciple takes down the 'Bond King'

This edition of <i>Breakfast with Benjamin</i> covers Bill Gross getting beaten at his own game, the SEC's focus on liquid alt funds, Obama's attack on corporate inversions, and more.

PRACTICE MANAGEMENT SEP 25, 2014
High Court to consider giving workers more power to sue 401(k)s

Participants could hold plans accountable for excessive fees, depending on how the court rules on a key case next year.

PRACTICE MANAGEMENT SEP 25, 2014
Red flags and green lights on a resume

Two hr experts share their hiring secrets. Hint: It's not about using an algorithm.

PRACTICE MANAGEMENT SEP 25, 2014
Why upgrading your iPhone could be a big mistake

What extra productivity are you winning? The dangers of digital device addiction.

FINTECH SEP 25, 2014
CloudStock web startup brings young investors and advisers together

New social platform uses gamification to teach Millennials about the stock market.

FINTECH SEP 25, 2014
To master technology, hire the next gen and listen to them

ICYMI, the younger generation has the tech talents you need to make your firm last

EQUITIES SEP 24, 2014
Don't overlook the housing recovery

<i>Breakfast with Benjamin:</i> Remember housing stocks? You should. Plus: How Pimco stepped in it, academics take on high-frequency trading, the bad math behind climate-change regs, and men are better retirement savers than women.

OPINION SEP 24, 2014
3 major changes taking place in wealth management technology

A three-part transition from technology providers to integrated platform providers is occurring.

PRACTICE MANAGEMENT SEP 24, 2014
Senior investor concerns, abuse get more regulator attention

NASAA forms committee to tackle elder financial abuse and growing complexity of financial products.