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ALTERNATIVES SEP 26, 2014
Nontransparent ETFs a step backward

Less transparency for new products seems in conflict with the SEC's interest in increased disclosure of mutual fund holdings.

EQUITIES SEP 26, 2014
Frustrated Fed calls out consumers for saving too much

<i>Breakfast with Benjamin:</i> The Fed now says consumers are saving too much. Plus: SEC reforms add risk to money market funds; considering a worst-case-scenario for economic growth; what Eric Cantor brings to Wall Street; and another case for long-short equity investing.

PRACTICE MANAGEMENT SEP 26, 2014
It's OK to be lazy

Rest, and some laziness, is imperative to being really effective with your time.

RIAS SEP 26, 2014
Bill Gross disciple takes down the 'Bond King'

This edition of <i>Breakfast with Benjamin</i> covers Bill Gross getting beaten at his own game, the SEC's focus on liquid alt funds, Obama's attack on corporate inversions, and more.

PRACTICE MANAGEMENT SEP 25, 2014
High Court to consider giving workers more power to sue 401(k)s

Participants could hold plans accountable for excessive fees, depending on how the court rules on a key case next year.

PRACTICE MANAGEMENT SEP 25, 2014
Red flags and green lights on a resume

Two hr experts share their hiring secrets. Hint: It's not about using an algorithm.

PRACTICE MANAGEMENT SEP 25, 2014
Why upgrading your iPhone could be a big mistake

What extra productivity are you winning? The dangers of digital device addiction.

FINTECH SEP 25, 2014
CloudStock web startup brings young investors and advisers together

New social platform uses gamification to teach Millennials about the stock market.

FINTECH SEP 25, 2014
To master technology, hire the next gen and listen to them

ICYMI, the younger generation has the tech talents you need to make your firm last

EQUITIES SEP 24, 2014
Don't overlook the housing recovery

<i>Breakfast with Benjamin:</i> Remember housing stocks? You should. Plus: How Pimco stepped in it, academics take on high-frequency trading, the bad math behind climate-change regs, and men are better retirement savers than women.

OPINION SEP 24, 2014
3 major changes taking place in wealth management technology

A three-part transition from technology providers to integrated platform providers is occurring.

PRACTICE MANAGEMENT SEP 24, 2014
Senior investor concerns, abuse get more regulator attention

NASAA forms committee to tackle elder financial abuse and growing complexity of financial products.

Cybersecurity hottest topic in compliance, survey finds
FINTECH SEP 24, 2014
Cybersecurity hottest topic in compliance, survey finds

Cybersecurity is the hottest topic in compliance, according to a survey of compliance professionals. Other areas of interest include social media, valuation and allocation of fees and expenses

PRACTICE MANAGEMENT SEP 24, 2014
Variety of networks key to success for women in advisory business

Female leaders discuss how strong professional and personal connections have helped them get ahead.

ALTERNATIVES SEP 23, 2014
Accredited-investor definition revamp backed by SEC panel

Agency's Investor Advisory Committee thinks current standard of income, wealth oversimplifies who should qualify to buy private offerings.

FINTECH SEP 23, 2014
Data tool could help big firms take the guesswork out of target marketing

Aviso Insights' launch helps managers identify weak spots early and make course corrections.

RIAS SEP 23, 2014
Market risk is ignored by invincible investors

<i>Breakfast with Benjamin</i>: A real risk thanks to the bull market: investors' sense of invincibility, plus El-Erian dishes on Pimco, second-guessing Calpers, and more.

RIAS SEP 23, 2014
5 ways to improve your tech evaluation process

Selecting the right technology means identifying efficiency creators and picking the necessary over the unnecessary.

PRACTICE MANAGEMENT SEP 23, 2014
Accredited investor standard up for review

Advisers and others in investment industry disagree about how or whether the accredited investor standard should be changed

PRACTICE MANAGEMENT SEP 22, 2014
Altered docs land former Wells compliance officer in hot water

Judy Wolf, formerly with Wells Fargo, allegedly attempted to make it appear she adequately reviewed a broker later charged with insider trading. <b><i>Plus, see <a href=&quot;http://www.investmentnews.com/gallery/20140507/FREE/507009999/PH/5-big-compliance-lessons-from-recent-sec-cases&quot; target=&quot;_blank&quot;>5 compliance lessons from recent SEC cases</a></b></i>