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FINTECH SEP 14, 2014
Advisers must move technology training to the front burner

When you put together your 2015 technology budget, be sure there's a line item in there for training.

FINTECH SEP 14, 2014
The latest data on technology at independent broker-dealers

A snapshot of tech spending and usage at IBDs

PRACTICE MANAGEMENT SEP 14, 2014
Advisers should be supporting transparency

The SEC's potential rules to increase disclosure of mutual fund holdings should be applauded.

FINTECH SEP 14, 2014
Tech employed as client service

Technology is often meant to improve efficiency, but see how one firm's focus on improving its tech has also improved client service.

PRACTICE MANAGEMENT SEP 12, 2014
Finra plans to revive controversial broker compensation proposal

The regulator will consider a revised version of a rule requiring brokers to disclose recruitment incentives at its board meeting next week.

EQUITIES SEP 12, 2014
Some unlikely funds “overweight” Apple

Many value and dividend index funds make a big bet on tech giant's “smartwatch”

RIAS SEP 11, 2014
Hanson McClain sues former adviser and Ameriprise

$1.6 billion Hanson McClain claims Thomas Chandler and his new firm, Ameriprise, committed 'highway robbery' in taking client information.

PRACTICE MANAGEMENT SEP 11, 2014
Mr. Boudreaux goes to Washington

Louisiana financial planner makes trek to DC to lobby senator on user fee bill

PRACTICE MANAGEMENT SEP 11, 2014
Video: Behind driverless car's wheel

Your next vehicle may drive you.

PRACTICE MANAGEMENT SEP 11, 2014
Whiskey business mostly plans to vote 'no' on Scottish referendum

Companies say EU membership is a big benefit

RIAS SEP 11, 2014
SEC takes a hard stance on soft dollar abuses

FINTECH SEP 11, 2014
How to mobilize your practice

More and more traffic to your website is coming from mobile devices

RIAS SEP 11, 2014
5 lessons learned after one year running a financial planning firm

BROKER DEALERS SEP 11, 2014
Morgan Stanley dodges $15 million raiding claim

Charles Scwab's $15 million arbitration claim against Morgan Stanley for hiring brokers from its San Francisco office was rejected.

PRACTICE MANAGEMENT SEP 11, 2014
Wells Fargo binges on Morgan Stanley recruits

Since June, the firm has snatched nearly $1.4 billion in assets from rival wirehouse, according to moves tracked by <i>InvestmentNews.</i>

RETIREMENT PLANNING SEP 11, 2014
Adviser movement heats up the dog days of summer

This week's top <i>InvestmentNews</i> stories feature an LPL exec's exit, potential pitfalls for brokers changing jobs, a flurry of adviser moves and a high-profile lesson in trust planning.

BROKER DEALERS SEP 10, 2014
Helping advisers unlock their full value

RIAS SEP 10, 2014
Maintaining success in an increasingly competitive industry

FINTECH SEP 10, 2014
What role should advisers play in protecting clients from Internet fraud?

Though advisers aren't necessarily cybersecurity experts, they can help prevent clients from becoming victims.

FINTECH SEP 10, 2014
Making your office paperless is the way to go

If done in steps, going paperless can be relatively pain-free.