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FINTECH SEP 17, 2014
Will LPL's back-office technology set a new bar for adviser productivity?

Plus the latest on LPL's new collaboration with Redtail Technology, Laser App software sees continued growth and more.

BROKER DEALERS SEP 17, 2014
$450 million hybrid RIA network launches with LPL

Financial Advocacy Network, a collective of 13 advisers with $450 million in assets, is hoping to grow to $1 billion in five years

FINTECH SEP 17, 2014
Wealthfront deal with 49ers is a big marketing score

Deal with the NFL franchise enhances the cachet of the fast-growing online advice upstart.

Meet the humans behind algorithmic investing
RIAS SEP 17, 2014
Meet the humans behind algorithmic investing

RIAS SEP 16, 2014
Advisers boost assets by 21%, helped by new clients, market gains

It's a good time to be an adviser, new <i>InvestmentNews</i> study shows, as assets, revenue, profit margins all climbed last year.

EQUITIES SEP 16, 2014
Central bankers are pushing the whole world into stocks

On today's <i>Breakfast with Benjamin</i> menu: Low rates around the world is pushing everyone into stocks. Plus: Where to work if you want a big fat 401(k); the German bund flirts with a negative yield; Australia becomes the new junk-bond haven; and how not to be a horrible boss.

FINTECH SEP 15, 2014
Technology adoption to enhance the client experience

ALTERNATIVES SEP 15, 2014
Nontraded REIT guidelines too late for some clients

State securities regulators are making noise about implementing changes to policies that would limit how much a client's net worth could be invested in nontraded real estate investment trusts. Those limits would have helped clients in the case of a Louisiana broker who now has a Finra complaint.

BROKER DEALERS SEP 15, 2014
New broker working group aims for easy-to-read fee disclosure

NASAA report on hidden and complicated fee disclosures sparks drive for simple, uniform language.

FINTECH SEP 15, 2014
Redtail, Morningstar announce integration deal to bring research to CRM system

Popular customer relationship manager plans to launch a new user interface in the fourth quarter.

ALTERNATIVES SEP 15, 2014
Advisers take stock as ETF portfolio manager F-Squared faces legal action

Wary advisers are taking a closer look at F-Squared Investments, the largest manager of exchange-traded-fund portfolios, which is under investigation for misrepresenting past returns.

FINTECH SEP 15, 2014
What to look for when pricing a CRM

Sophisticated advisers may need lots of bells and whistles, but those just starting out can get by with a bare-bones version.

FINTECH SEP 14, 2014
Advisers must move technology training to the front burner

When you put together your 2015 technology budget, be sure there's a line item in there for training.

FINTECH SEP 14, 2014
The latest data on technology at independent broker-dealers

A snapshot of tech spending and usage at IBDs

PRACTICE MANAGEMENT SEP 14, 2014
Advisers should be supporting transparency

The SEC's potential rules to increase disclosure of mutual fund holdings should be applauded.

FINTECH SEP 14, 2014
Tech employed as client service

Technology is often meant to improve efficiency, but see how one firm's focus on improving its tech has also improved client service.

PRACTICE MANAGEMENT SEP 12, 2014
Finra plans to revive controversial broker compensation proposal

The regulator will consider a revised version of a rule requiring brokers to disclose recruitment incentives at its board meeting next week.

EQUITIES SEP 12, 2014
Some unlikely funds “overweight” Apple

Many value and dividend index funds make a big bet on tech giant's &#8220;smartwatch&#8221;

RIAS SEP 11, 2014
Hanson McClain sues former adviser and Ameriprise

$1.6 billion Hanson McClain claims Thomas Chandler and his new firm, Ameriprise, committed 'highway robbery' in taking client information.

PRACTICE MANAGEMENT SEP 11, 2014
Mr. Boudreaux goes to Washington

Louisiana financial planner makes trek to DC to lobby senator on user fee bill