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PRACTICE MANAGEMENT APR 30, 2014
Fidelity Institutional lowers fees for financial advisers trading on its platform

Starting Jan. 1, Fidelity will lower to $30, from $40, the standard pricing for a buy or sell transaction on its FundsNetwork platform, a 25% saving. But the custodian is also raising buy fees by 25% to $50 on five fund families, including the popular offerings from the Vanguard Group Inc.

FINTECH APR 29, 2014
Advisers adopting device-agnostic responsive design for website upgrades

New format allows single site to serve both desktop and mobile users.

FINTECH APR 29, 2014
Running WordPress securely

Time was when WordPress was a four-letter word in the business world. Those days are gone. Not only has the blogging platform become scaled so that it powers 22% of all websites today; it's also has a maturing ecosystem of developers and tools convenient to business needs.

PRACTICE MANAGEMENT APR 29, 2014
How to explain your transition package to clients

After working with thousands of reps over the years, I don't believe this new regulation will deter unhappy financial advisers from moving to firms offering more opportunities for growth.

PRACTICE MANAGEMENT APR 29, 2014
Barclays hit with departures of international advisers

Brokers with international clients have been moving to competitors in recent months as Barclays curtails its international business.

PRACTICE MANAGEMENT APR 29, 2014
Wells Fargo adds Morgan Stanley advisers with $500 million

ALTERNATIVES APR 29, 2014
Alternative investing program targets advisers looking to diversify

Timing of new certification training couldn't be better with stocks at highs and rates set to climb.

TD Ameritrade Tech Summit: Identifying the industry's 'game-changers'
RIAS APR 28, 2014
TD Ameritrade Tech Summit: Identifying the industry's 'game-changers'

At TD Ameritrade's fifth annual forum of top tech thinkers and leaders, innovators and innovations are identified for changing the future of the wealth management business.

RIAS APR 28, 2014
Tech firms honored as the advice industry's most innovative

At the fifth TD Ameritrade Institutional Technology Summit, which has brought together some of the industry's top technology firms, TDAI introduced its first-ever “Veo Integrated Awards.”

PRACTICE MANAGEMENT APR 28, 2014
Acting locally to improve financial literacy globally

Despite widespread awareness that the state of financial literacy in our country is dire, precious little has been done at the national level to strengthen Americans' understanding of fundamental money management concepts. Dale Brown of the FSI says that we must — as an industry — focus our attention and our energy on tackling this critical issue on the local level.

RIAS APR 28, 2014
Finding originality in financial services in a sea of copycats

It is very hard to stand out in such an overwhelmingly cluttered market place. Here's some of Joe Duran's strategies for success.

BROKER DEALERS APR 28, 2014
Woodbury Financial Services promotes Rick Fergesen to president and CEO

Broker-dealer had sought a new chief since Pat McEvoy resigned in December.

BROKER DEALERS APR 28, 2014
Top RBC exec exits

Craig Gordon, the No. 2 executive at RBC Correspondent Services, has left the clearing firm.

FINTECH APR 27, 2014
Three reasons why advisers should go mobile

Schwab Advisor Services' Neesha Hathi on how advisers' need for a mobile presence has never been greater thanks to investors' easy access to a wealth of information.

EQUITIES APR 27, 2014
Sell in May and go away?

<i>Breakfast with Benjamin:</i> Time to sell stocks? Plus: All you need to know about the Fed's policy decision today, lessons from a Texas-size bankruptcy, lingering effects of the polar vortex, a social media darling trips up, and the latest on Rep. Dave Camp's tax reform plan.

BROKER DEALERS APR 27, 2014
For LPL, recruiting numbers add up

In a good sign for the industry, recruiting came roaring back in the third quarter for LPL Financial, which added 154 net new registered reps and advisers. CEO Mark Casady says recruits came 'from all over.'

PRACTICE MANAGEMENT APR 25, 2014
Adviser Dan Joss departs FJY Financial

Split at former Fox Joss &amp; Yankee said to be amicable.

PRACTICE MANAGEMENT APR 25, 2014
Pressure mounts on advisers to lower fees

A national focus on financial fees has clients asking more questions.

PRACTICE MANAGEMENT APR 25, 2014
Wells Fargo training program violates labor laws: Suit

A former adviser trainee of Wells Fargo Advisors says firm went after her for training costs after she left the firm; she has sued, claiming the firm's practice of recouping training costs is illegal and discriminatory.

RIAS APR 25, 2014
Creating clear career path critical to attracting NextGen advisers

Fidelity is even broadening its recruiting efforts to high school students