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WOMEN ADVISOR COMMUNITY OCT 16, 2011
Slower recovery

The Great Recession ended in June 2009, but don't tell that to women

PRACTICE MANAGEMENT OCT 14, 2011
Online success tips

The following is an edited transcript of the Sept. 13 webcast “Extreme Makeover: Social-Media Edition.” It was moderated by deputy editor Evan Cooper.

This adviser is in hiring mode
RIAS OCT 13, 2011
This adviser is in hiring mode

Small-business hiring stalled in September as owners await signs of an improving economy, but the picture is brighter for independent investment advisers, a large RIA firm argued.

EQUITIES OCT 13, 2011
This tech fund beats benchmarks by avoiding 'bleeding edge' stocks

Looking beyond the technology-centric U.S. market is key to building a solidly diversified portfolio of tech stocks, according to Ian Warmerdam, manager of the $300 million Henderson Global Technology Fund.

FINTECH OCT 12, 2011
Tamarac makes it into the club

IRS boosts caps on 401(k) contribution, death tax exemption
RETIREMENT PLANNING OCT 11, 2011
IRS boosts caps on 401(k) contribution, death tax exemption

The bad news: the hike for retirement plan kick-ins is puny, while the estate tax exclusion plummets next year

Return to sender: U.S. to benefit from China wage growth
RETIREMENT PLANNING OCT 10, 2011
Return to sender: U.S. to benefit from China wage growth

Rising labor costs in China will prompt American factories to move production back to the U.S., creating up to 3.2 million jobs by 2020, the Boston Consulting Group said.

FINTECH OCT 09, 2011
Cetera brings in money managers to advise reps

Cetera Financial Group Inc. is launching a mutual fund/ETF advisory program that will give financial advisers in the firm's three broker-dealers access to institutional services and advice from three major money managers

RETIREMENT PLANNING OCT 09, 2011
2011 Community Leadership Awards: A night of inspiration

Jeff Henderson was a bright youngster who grew up in the inner cities of Los Angeles and San Diego. By the time he was 19, he had parlayed his natural business talents into a $35,000-a-week drug-selling operation.

Saying no can improve your brand
PRACTICE MANAGEMENT OCT 09, 2011
Saying no can improve your brand

One of the most common mistakes in branding is trying to be everything to everyone

PRACTICE MANAGEMENT OCT 09, 2011
Use focus groups to get inside clients' heads

The business environment calls for financial advisers to be more creative and proactive in reaching clients

FINTECH OCT 09, 2011
Liberty works 'on any piece of glass'

I recently received a demonstration of Trust Co. of America's new web-based interface for clients. It is the first major piece of the custodian's overall platform retrofit to be completed

Advisers should expect a bleak year: Bove
PRACTICE MANAGEMENT OCT 07, 2011
Advisers should expect a bleak year: Bove

Richard Bove, a banking analyst with Rochedale Securities LLC, is expecting a bleak year for investment banks and brokerages, and suggests that financial advisers can expect less support from their parent firms and will see fewer opportunities to sign lucrative deals with competitors.

PRACTICE MANAGEMENT OCT 07, 2011
Help wanted: Advisers in demand

Advisory firms are in a hiring mode, and that means financial advisers are very much in demand.

Bank of America to slash 30,000 jobs to cut costs
PRACTICE MANAGEMENT OCT 07, 2011
Bank of America to slash 30,000 jobs to cut costs

Bank of America's 'New BAC' plan, which saw wealth management head Sallie Krawcheck ousted last week, will also include the elimination of some 30,000 jobs over the next few years in an effort to save about $5 billion in annual costs by the end of 2013.

You can take it with you: Death-tax break extends beyond the grave
RIAS OCT 07, 2011
You can take it with you: Death-tax break extends beyond the grave

Provision allows deceased to pass on exemption to spouse; expires in 2013

Advisers lagging in mobile-device apps
RETIREMENT PLANNING OCT 06, 2011
Advisers lagging in mobile-device apps

Advisers are lagging banks and retail brokerages when it comes to providing useful tools on smart phones and tablets — and the average investor notices it.

What financial advisers can learn from Steve Jobs
PRACTICE MANAGEMENT OCT 06, 2011
What financial advisers can learn from Steve Jobs

Even in the investment advice business, there's a place for beauty and sex appeal

Investors mostly dissatisfied with brokerage firm websites
FINTECH OCT 05, 2011
Investors mostly dissatisfied with brokerage firm websites

When it comes to brokerage firm websites, designed to inform investors about their transactions, one of the first things one would think they'd get right would be providing them with their account information. Apparently, they don't.

PRACTICE MANAGEMENT OCT 05, 2011
About Finra's social-media update