The move boosts data processing speed and establishes a modern infrastructure to build out the firm's vision for an all-in-one technology suite.
Lane MacDonald had been chief investment officer of FMR’s diversified investments group.
The trio of advisors will operate as the Todd Halbrook and Adam MacDonald Wealth Management Group in Newport Beach, California.
As the firm announces a settlement of suits brought by Preston Hollow Community Capital, Nuveen announced that John Miller is retiring and will be replaced by Daniel Close.
Advisors evaluating alts for their clients should focus on what clients want to achieve as part of a well-diversified portfolio and understand their clients' cash flow requirements.
Instead of using a product that was already on the market, Savvy built its direct indexing software in-house.
Chattanooga, Tennessee-based William F. Winchester III was registered with LPL Financial from 2007 to 2012 and then with Raymond James Financial Services.
Experts detail the nuances of navigating ownership transition plans, and it's rarely a straightforward and easy path.
Most financial advisors aren't prepared for the next generation, and many wealthy heirs will be looking to move.
Portrait Analytics believes its AI will eventually be able to do everything a junior investment analyst can do.
A multistate investigation of the problems in 2020 cited Robinhood for technology failures as well as lack of diligence in approving options trading.
It's all part of the push by the private equity-owned network of independent broker-dealers toward an initial public offering.
Cash management fintech Flourish can now pull client data directly from Redtail's CRM system to prefill application forms, while Morningstar will integrate Asset-Map client engagement technologies.
Modern Life is adding long-term care and hybrid long-term care products to its menu of insurance for financial advisors.
Finra's action was another by the broker-dealer self-regulator that targets a best-execution failure by a member firm.
The New York City-based Zipper Duarte team generates $12.5 million in annual revenue.
When things change, recency bias would have us wait rather than move forward.
Investment firms are re-upping their investment in college women through new donations to the summer immersion program.
Elements provides a mobile Scorecard app that evaluates a prospect’s financial data and provides an evaluation score across 12 measurements.
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