InvestmentNews will continue to promote what we perceive to be in the best interests of the advisory industry now and for generations to come: a diverse, equitable, inclusive, and exuberant makeup.
Daily experiences have helped the CEO of Stifel Independent Advisors to appreciate how necessary it is for professionals, especially African American adults, to be role models for young Black males.
Demand for robos might be cooling, but many are still interested in them, despite a lack of understanding.
InvestmentNews is proud to present our sixth annual Excellence in Diversity, Equity and Inclusion Award individual winners and firm finalists. The 15 individuals and 37 firms are superstars when it comes to boosting awareness of the need and the importance of creating a more diverse financial advice profession.
Charles Schwab executives had hinted at possible hiccups ahead of the massive account migration coming in September.
The funding from the Comcast NBCUniversal Foundation will support the group's work of preparing Native American women for careers in asset management and wealth management.
Naratil left the bank just six months ago after holding a number of senior positions in almost four decades at UBS, including president of UBS Americas, co-head of wealth management and CFO.
Educating Americans about how to participate in capital markets, build wealth and ensure their financial security requires an early start and meeting them where they are.
Wilcox blames the low level of adoption on some tools on the fact that firms aren't spending enough time training advisors on the technology after they invest in it.
Most advisors are avoiding recommending cryptocurrencies to their clients, a CoreData Research survey found.
The Los Angeles-based custodian's latest funding round was led by Insight Partners and Adam Street Partners.
Along with price and client care, the process of integrating team members into the acquiring firm offers challenges as well as upside.
The move boosts data processing speed and establishes a modern infrastructure to build out the firm's vision for an all-in-one technology suite.
Lane MacDonald had been chief investment officer of FMR’s diversified investments group.
The trio of advisors will operate as the Todd Halbrook and Adam MacDonald Wealth Management Group in Newport Beach, California.
As the firm announces a settlement of suits brought by Preston Hollow Community Capital, Nuveen announced that John Miller is retiring and will be replaced by Daniel Close.
Advisors evaluating alts for their clients should focus on what clients want to achieve as part of a well-diversified portfolio and understand their clients' cash flow requirements.
Instead of using a product that was already on the market, Savvy built its direct indexing software in-house.
Chattanooga, Tennessee-based William F. Winchester III was registered with LPL Financial from 2007 to 2012 and then with Raymond James Financial Services.
Experts detail the nuances of navigating ownership transition plans, and it's rarely a straightforward and easy path.
