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PRACTICE MANAGEMENT FEB 25, 2009
IRS must help Madoff victims, says Rep. Ackerman

The Internal Revenue Service should immediately issue guidance that would allow customers defrauded by New York-based Bernard L. Madoff Securities LLC.

PRACTICE MANAGEMENT FEB 25, 2009
Major leaguer broke because of Stanford scandal

Scott Eyre, a left-handed relief pitcher with the reigning World Series champion Philadelphia Phillies, has joined the roster of major-league players ensnared by the Stanford Financial scandal.

RETIREMENT PLANNING FEB 25, 2009
Financial planning is art: Techies

While financial planning software has helped streamline operations, experts encourage advisers to keep the client experience in mind.

FINTECH FEB 25, 2009
Navy Federal partners with FundQuest

Navy Federal Asset Management LLC today announced the launch of a new managed account platform in partnership with FundQuest Inc. of Boston.

RIAS FEB 23, 2009
FPA to help advisers choose best technology program

As market volatility persists, the Financial Planning Association has created a research program that is aimed to help advisers choose the best technology.

FINTECH FEB 22, 2009
Technology simplifies retirement-account tax management

Taking the grunt work and the guesswork out of retirement-account tax management could be right around the corner, assuming a new product from LifeYield LLC can live up to the hype building around it.

PRACTICE MANAGEMENT FEB 20, 2009
Madoff’s market making operation being sold

Trustees handling Bernard L. Madoff Securities is in the process of selling the market making operation connected with the firm, trustee Irving Picard said today .

PRACTICE MANAGEMENT FEB 20, 2009
Stanford said to decay healthy-teeth group’s funds

A trustee of a charitable foundation that helps poor people in Central America and Mexico has filed a civil case against Texas billionaire financier R. Allen Stanford.

FINTECH FEB 20, 2009
ACS Compliance Solutions, AdviceAmerica

Automated Compliance Solutions has unveiled compliance software for brokers, and AdviceAmerica Inc. has released a client relationship management solution.

PRACTICE MANAGEMENT FEB 19, 2009
U.S. sues UBS over identities of 52,000 American clients

The U.S. sued UBS AG today in an effort to get the Swiss bank to turn over the names of as many as 52,000 wealthy Americans who allegedly tried to evade taxes.

FINTECH FEB 18, 2009
High-tech tool for retirement income withdrawals

FINTECH FEB 15, 2009
Envestnet targets hybrid brokers

The steady migration of independent brokers to a fee-based model has created a large universe of advisers whose revenue is a mix of fees and commissions.

FINTECH FEB 13, 2009
RolloverSystems; SunGard

RolloverSystems has made WealthConnect, an education and financial planning tool, available to clients.

RIAS FEB 11, 2009
Massachusetts revokes license of firm tied to Madoff

Massachusetts Secretary of the Commonwealth William F. Galvin filed a complaint today to revoke the securities registration of Cohmad Securities Corp.

ALTERNATIVES FEB 10, 2009
Hedge fund regulation: Resistance is futile

When it comes to regulatory oversight of the hedge funds industry, it is no longer a question of if it will happen but when, according to industry representatives speaking today at a conference in Key Biscayne, Fla.

FINTECH FEB 06, 2009
National Securities; Integre Advisors

PRACTICE MANAGEMENT FEB 04, 2009
New Jersey bars three brokers

Three former brokers, who were first with UBS Financial Services Inc. and then with Merrill Lynch & Co. Inc., have been barred from working in New Jersey.

PRACTICE MANAGEMENT FEB 02, 2009
January Week 4: Promoting your practice with rollover seminars

In this final week of a four-week program to get your business off to a solid start by focusing on retirement rollovers, let’s discuss effective retirement rollover seminars and how to do them on a limited budget.

FINTECH JAN 30, 2009
T. Rowe brings fund tools to the Internet

T. Rowe Price has unveiled a web portal with tools that advisers and other firms can use to evaluate the asset manager’s mutual funds.

FINTECH JAN 23, 2009
Gemini inks deal with ReFlow

Gemini Fund Services will offer ReFlow Management’s redemption service to small and midsize mutual funds. The service will be integrated into Gemini’s transfer agency services, providing clients with direct access to the service.