Your Practice

Displaying 13035 results
FINTECH NOV 14, 2008
EMoney Advisor integrates with Redtail CRM

EMoney Advisor produces the eMoney 360 and 360Pro wealth- and goal-planning applications used by financial advisers, while Redtail provides a popular web-based client relationship management application intended for advisers.

LIFE INSURANCE AND ANNUITIES NOV 13, 2008
Minorities and middle market underserved niches

Agents and advisers are overlooking an opportunity for new life insurance sales: the middle market and minorities, said Catherine H .Smith, chief executive officer of U.S. insurance at ING North America Insurance Corp., in Atlanta.

FINTECH NOV 09, 2008
Crashes at clearing firms sidelined brokers in Sept.

Once again, it is about the plumbing.

FINTECH NOV 09, 2008
Tech spending to rise despite economic woes

Financial services companies continue to increase their technology spending despite rocky markets and an anemic economy.

FINTECH NOV 07, 2008
Managed-account standards attract converts; SEC completes taxonomies

UBS Financial and two units of CitiGroup Inc. adopt DTCC's standards-based managed-account system. SEC complees taxonomies for fund prospectuses.

PRACTICE MANAGEMENT NOV 03, 2008
November Week 1: A Thanksgiving event at a local hospital

Tough times call for a new way to show client appreciation. Instead of holding an elaborate dinner this year, why not join with clients to give thanks and lend support to a worthy cause?

FINTECH NOV 02, 2008
Most advisers prefer working for a national firm

Seven in 10 financial advisers prefer working for a nationally recognized company over an independent advisory firm, according to a yet-to-be-released survey.

FINTECH NOV 02, 2008
Tech-savvy indies a draw for some advisers

Advisers tell me that broker-dealers are not created equal when it comes to technology support.

FINTECH NOV 02, 2008
SEC and Finra differ from states on personal data encryption

National and state securities regulators disagree over the use of encryption in storing and communicating client information.

FINTECH OCT 31, 2008
TD Ameritrade Roadmap, Microsoft goes online

This week TD Ameritrade Institutional announced Roadmap, an online tool that is available on its Veo adviser platform.

WOMEN ADVISOR COMMUNITY OCT 29, 2008
Brokers: Merrill’s retention packages discriminatory

Merrill Lynch & Co. Inc. has been accused of discriminating against African American and female brokers, a claim based on the retention bonus package that was announced to the firm’s brokers last Friday.

PRACTICE MANAGEMENT OCT 27, 2008
October Week 4: Scheduling crisis portfolio reviews

<b>Background: </b>Our theme in October has been communicating in this time of crisis. <a href=&#8221;http://www.investmentnews.com/apps/pbcs.dll/article?AID=/20081020/REG/810209967/1099/INDAILYOPINION&#8221;>Last week</a>, we discussed how an advisory crisis communications team can help you reach out to your best clients.

FINTECH OCT 26, 2008
Indie B-Ds, asset managers look to Wall Street for techies

Amid the failures and mergers on Wall Street, there is at least one silver lining for independent broker-dealers and smaller asset managers.

FINTECH OCT 24, 2008
Schwab upgrades; TD Ameritrade offers deal

Charles Schwab has upgraded its online trading system, and TD Ameritrade Institutional is offering advisers preferred pricing for donor-advised funds

FINTECH OCT 21, 2008
Go forth and blog, advisers urged

Independent financial planners are poised to &#8220;own&#8221; the personal finance market, but that is partly contingent on advisers getting up to speed and becoming more comfortable with the Internet and blogging technology.

PRACTICE MANAGEMENT OCT 20, 2008
October Week 3: Holding biweekly updates for top clients

In this third installment of October&#8217;s &#8220;Communicating in a time of crisis,&#8221; consider a conference call using resources provided by product companies.

FINTECH OCT 19, 2008
Independent BDs, asset managers look to Wall Street for techies

Amid the failures and mergers on Wall Street, there is at least one silver lining for independent broker dealers and smaller asset managers.

FINTECH OCT 17, 2008
Schwab website crashes, thwarting advisers

Advisers were denied access to the San Francisco-based Schwab Institutional website, which allows them to input client orders and check accounts and transaction histories, for about one hour, Schwab spokeswoman Alison Wertheim said.

FINTECH OCT 17, 2008
iTunes provides info for advisers

Why download music when you could instead be listening to a market outlook forecast from MFS Investment Management?

PRACTICE MANAGEMENT OCT 13, 2008
October Week 2: Assembling a crisis communications team

A crisis communication team is a group you can call on for valuable input on what to say to clients