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InvestmentNews
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UBS duo managing $210 million joins Janney
NEWS ADVISOR MOVES APR 07, 2022
UBS duo managing $210 million joins Janney

The Morris Jerkovich Group is based in Bedminster, New Jersey.

Ellevest raises $53 million in Series B funding
YOUR PRACTICE FINTECH APR 07, 2022
Ellevest raises $53 million in Series B funding

The company will use the capital to deepen its offerings and product solutions, and help women reach their money goals.

UBS team managing $360 million moves to LPL
NEWS ADVISOR MOVES APR 06, 2022
UBS team managing $360 million moves to LPL

Gary Edmonds, Andy Chang are joining the firm's Linsco employee-broker unit in Washington, DC.

Hub acquires $1.3 billion plan consultant
RETIREMENT RETIREMENT PLANNING APR 06, 2022
Hub acquires $1.3 billion plan consultant

Stace Hilbrant, managing director of Wilmette, Illinois-based 401(k) Advisors, will join Hub.

Creative Planning acquires $440 million Arizona firm
NEWS RIAS APR 06, 2022
Creative Planning acquires $440 million Arizona firm

Hatton Consulting is a Phoenix-based wealth management firm that was founded in 1999.

Wells Fargo agrees to pay $32.5 million to settle 401(k) lawsuit
NEWS REGULATION AND LEGISLATION APR 05, 2022
Wells Fargo agrees to pay $32.5 million to settle 401(k) lawsuit

The settlement, filed in U.S. District Court for the District of Minnesota, relates to the 401(k) plan's use of the bank's own offerings.

Merit Financial acquires two Colorado firms
NEWS INDUSTRY NEWS APR 05, 2022
Merit Financial acquires two Colorado firms

Tedstrom Wealth and I.M. Wealth Care are both in the Denver Area and add $381 million in assets to Merit.

State Street launches active muni ESG fund
INVESTING ESG APR 05, 2022
State Street launches active muni ESG fund

The exchange-traded fund is sub-advised by Nuveen Asset Management, a unit of TIAA.

Morgan Stanley rep managing $260 million goes to Linsco
NEWS ADVISOR MOVES APR 04, 2022
Morgan Stanley rep managing $260 million goes to Linsco

Financial adviser Lisa Tesar joins LPL’s employee unit in Cedar Rapids, Iowa.

10 IBDs with the highest average payouts
NEWS BROKER DEALERS APR 04, 2022
10 IBDs with the highest average payouts

See the IBDs where advisers took home the highest payouts in 2021, and how the numbers compare with the data from 2020.