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Hub acquires $1.3 billion plan consultant
RETIREMENT RETIREMENT PLANNING APR 06, 2022
Hub acquires $1.3 billion plan consultant

Stace Hilbrant, managing director of Wilmette, Illinois-based 401(k) Advisors, will join Hub.

Creative Planning acquires $440 million Arizona firm
NEWS RIAS APR 06, 2022
Creative Planning acquires $440 million Arizona firm

Hatton Consulting is a Phoenix-based wealth management firm that was founded in 1999.

Wells Fargo agrees to pay $32.5 million to settle 401(k) lawsuit
NEWS REGULATION AND LEGISLATION APR 05, 2022
Wells Fargo agrees to pay $32.5 million to settle 401(k) lawsuit

The settlement, filed in U.S. District Court for the District of Minnesota, relates to the 401(k) plan's use of the bank's own offerings.

Merit Financial acquires two Colorado firms
NEWS INDUSTRY NEWS APR 05, 2022
Merit Financial acquires two Colorado firms

Tedstrom Wealth and I.M. Wealth Care are both in the Denver Area and add $381 million in assets to Merit.

State Street launches active muni ESG fund
INVESTING ESG APR 05, 2022
State Street launches active muni ESG fund

The exchange-traded fund is sub-advised by Nuveen Asset Management, a unit of TIAA.

Morgan Stanley rep managing $260 million goes to Linsco
NEWS ADVISOR MOVES APR 04, 2022
Morgan Stanley rep managing $260 million goes to Linsco

Financial adviser Lisa Tesar joins LPL’s employee unit in Cedar Rapids, Iowa.

10 IBDs with the highest average payouts
NEWS BROKER DEALERS APR 04, 2022
10 IBDs with the highest average payouts

See the IBDs where advisers took home the highest payouts in 2021, and how the numbers compare with the data from 2020.

WA Asset Management acquires $270 million RIA
NEWS RIAS APR 04, 2022
WA Asset Management acquires $270 million RIA

Both WA Asset Management and the firm it acquired, Clark Financial Advisors, are based in Birmingham, Alabama.

Texas bank team managing $483 million affiliates with Ameriprise
NEWS ADVISOR MOVES APR 04, 2022
Texas bank team managing $483 million affiliates with Ameriprise

The advisers at Terrell, Texas-based American National Bank of Texas had previously been affiliated with LPL Financial.

Tackling the billion-dollar tax questions
THE INVESTMENTNEWS PODCAST APR 04, 2022
Tackling the billion-dollar tax questions

Bruce and Jeff talk to Nick Frelinghuysen, managing director and portfolio manager at Chilton Trust, about the latest Biden tax proposal, known as the billionaire minimum income tax. They explore the big questions: Is this constitutional? Is this really just a billion-dollar campaign slogan?