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Raymond James nabs Edward Jones adviser managing $275 million in California
NEWS ADVISOR MOVES MAR 23, 2022
Raymond James nabs Edward Jones adviser managing $275 million in California

Amy Wasser and her team operate as Wasser Wealth Management, which is based in Pleasant Hill.

Avantax adds $200 million LPL team in Las Vegas
NEWS BROKER DEALERS MAR 23, 2022
Avantax adds $200 million LPL team in Las Vegas

Sullivan Financial’s Tom Sullivan had been affiliated with LPL for 24 years.

Massachusetts slaps crypto firm with $1 million fine
INVESTING ALTERNATIVES MAR 23, 2022
Massachusetts slaps crypto firm with $1 million fine

The state claims U.S. Data Mining Group sold $4 million in unregistered securities to Massachusetts investors.

For-profits ahead of nonprofits on ESG
INVESTING ESG MAR 23, 2022
For-profits ahead of nonprofits on ESG

Survey finds for-profit companies place more importance on sustainability and diversity programs than nonprofits.

J.P. Morgan adds retirement spending tool to target-date funds
RETIREMENT RETIREMENT PLANNING MAR 22, 2022
J.P. Morgan adds retirement spending tool to target-date funds

The tool will help participants in the firm's SmartRetirement funds withdraw a portion of the money they have invested each year after they retire.

LPL nabs $345 million California team from Wells Fargo
NEWS BROKER DEALERS MAR 22, 2022
LPL nabs $345 million California team from Wells Fargo

Pasadena-based Floe Financial Partners had been affiliated with LPL prior to joining Wells Fargo in 2012.

Raymond James adds Morgan Stanley duo managing $175 million
NEWS RIAS MAR 22, 2022
Raymond James adds Morgan Stanley duo managing $175 million

Naples, Florida-based John Patat and Joel Gravina will operate as Focus Wealth Management of Raymond James.

Voice of reason on Modern Monetary Theory
THE INVESTMENTNEWS PODCAST MAR 21, 2022
Voice of reason on Modern Monetary Theory

David Kelly, chief global strategist at J.P. Morgan Asset Management, talks about Modern Monetary Theory and why we shouldn't be panicked about current inflation.

Wells Fargo team managing $275 million moves to Baird
NEWS BROKER DEALERS MAR 21, 2022
Wells Fargo team managing $275 million moves to Baird

The three-person Arnold & Tai Group is joining the firm in Denver.

Retirement planning is anything but normal in a post-pandemic world
NEWS RIAS MAR 21, 2022
Retirement planning is anything but normal in a post-pandemic world

One important aspect of retirement planning that hasn’t changed — and is likely never to change — is the need for advisers to be forthright with their clients, especially about matters relating to longevity and income adequacy.