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UBS duo managing $265 million goes indie with LPL
YOUR PRACTICE PRACTICE MANAGEMENT MAR 28, 2022
UBS duo managing $265 million goes indie with LPL

Leslie Shenkler and Daryl Lipkin are setting up shop as Alcove Private Wealth in Princeton, New Jersey.

BlackRock to manage up to $150 billion in AIG portfolios
RETIREMENT RETIREMENT PLANNING MAR 28, 2022
BlackRock to manage up to $150 billion in AIG portfolios

The giant fund manager will oversee liquid fixed-income and private placement assets for the insurance company.

Allworth Financial acquires $991 million St. Louis RIA
NEWS RIAS MAR 25, 2022
Allworth Financial acquires $991 million St. Louis RIA

Horseman Group’s 13-member team works from three Missouri offices and serves more than 1,600 households.

HSA assets hit $100 billion
RETIREMENT RETIREMENT PLANNING MAR 25, 2022
HSA assets hit $100 billion

As of January, there were 33 million health savings accounts, according a Devenir study.

Senators seek better spousal protections in DC plans
RETIREMENT RETIREMENT PLANNING MAR 25, 2022
Senators seek better spousal protections in DC plans

The bipartisan letter asks the Government Accountability Office to examine current protections in defined-contribution plans.

Goldman to vote against companies not disclosing greenhouse gas emissions data
INVESTING ESG MAR 25, 2022
Goldman to vote against companies not disclosing greenhouse gas emissions data

The asset manager will vote to oust public company directors who lag on climate disclosures.

Cetera adds team that managed $327 million at LPL
NEWS BROKER DEALERS MAR 24, 2022
Cetera adds team that managed $327 million at LPL

The Baton Rouge, Louisiana-based Hays Breard Financial Group is joining Cetera’s Summit Financial.

Finra expels Alpine Securities
NEWS REGULATION AND LEGISLATION MAR 24, 2022
Finra expels Alpine Securities

A Finra hearing panel also ordered the Salt-Lake City broker-dealer to pay $2.3 million in restitution.

ISS adds water risk ratings
INVESTING ESG MAR 24, 2022
ISS adds water risk ratings

The ratings are based on 11 data points per company and are designed to assess its level of freshwater-related risk as well as its management of that risk.

Inflation a concern for those approaching retirement
RETIREMENT RETIREMENT PLANNING MAR 23, 2022
Inflation a concern for those approaching retirement

More than half of investors expect inflation to increase this year, and 61% think the combination of low rates and rising price pressures will make it tougher to create a retirement income stream.