Both WA Asset Management and the firm it acquired, Clark Financial Advisors, are based in Birmingham, Alabama.
The advisers at Terrell, Texas-based American National Bank of Texas had previously been affiliated with LPL Financial.
Bruce and Jeff talk to Nick Frelinghuysen, managing director and portfolio manager at Chilton Trust, about the latest Biden tax proposal, known as the billionaire minimum income tax. They explore the big questions: Is this constitutional? Is this really just a billion-dollar campaign slogan?
InvestmentNews is proud to present our fifth annual Excellence in Diversity, Equity and Inclusion Award individual winners and firm finalists. The 15 individuals and 15 firms are superstars when it comes to boosting awareness of the need and the importance of creating a more diverse financial advice profession.
Which elements of a firm’s culture and principles that drove growth and which its visionary leader stood for and encouraged should be retained?
Massachusetts adviser Richard Duncan got two clients to invest in a scam that originated in Turkey.
The judge says the insurer didn’t violate its fiduciary duty by retaining agreed-upon investments.
The addition permits advisers to create unified managed accounts for their clients.
Purchase, New York-based Altium Wealth Management specializes in direct indexing.
Napier, which will operate as a wholly-owned unit, will broaden First Eagle’s capabilities in the alternative credit market.
